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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to P&F Industries, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-5332 P & F Industries, Inc. (Exact name of registrant as specified in it |
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| December 27, 2023 |
As filed with the Securities and Exchange Commission on December 27, 2023 As filed with the Securities and Exchange Commission on December 27, 2023 Registration No. |
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| December 21, 2023 |
PFIN / P&F Industries, Inc. / Horowitz Richard A - SC 13D/A Activist Investment Page 1 of 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.8) P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Gary T. Moomjian, Esq. Moomjian, Waite & Coleman, LLP 350 Jericho Turnpike, Suite 104 Jericho, New York 11753 (516) 937-5900 (N |
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| December 20, 2023 |
Exhibit 3.1 STATE OF DELAWARE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF P & F INDUSTRIES, INC. ARTICLE 1 NAME The name of the Corporation is “P & F Industries, Inc.” ARTICLE 2 ADDRESS OF REGISTERED AGENT The address of the Corporation’s registered office in the State of Delaware is at 251 Little Falls Drive, Wilmington, Delaware 19808, County of New Castle. The name of its registered ag |
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| December 20, 2023 |
P&F INDUSTRIES, INC. ANNOUNCES COMPLETION OF ACQUISITION BY SHOREVIEW INDUSTRIES Exhibit 99.1 P&F INDUSTRIES, INC. ANNOUNCES COMPLETION OF ACQUISITION BY SHOREVIEW INDUSTRIES MELVILLE, N.Y., December 20, 2023 - P&F Industries, Inc. ("P&F" or the "Company") (NASDAQ: PFIN) today announced the completion of its sale to ShoreView Industries (“ShoreView”). Under the terms of the transaction, P&F shareholders will receive $13.00 per share in cash. With the completion of the transact |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 P&F INDUSTRIES, INC. |
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| December 20, 2023 |
SECOND AMENDED AND RESTATED BYLAWS OF P & F INDUSTRIES, INC. ARTICLE I Exhibit 3.2 FINAL FORM SECOND AMENDED AND RESTATED BYLAWS OF P & F INDUSTRIES, INC. ARTICLE I Offices Section 1. The registered office of the Corporation shall be 251 Little Falls Drive, City of Wilmington, State of Delaware 19808 or such other place as may be specified from time to time by vote or written consent of the Board of Directors of the Corporation (collectively, the “Board”, and |
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| December 13, 2023 |
AMENDMENT NO. 1 AMENDED AND RESTATED BY-LAWS P&F INDUSTRIES, INC. (a Delaware corporation) Exhibit 3.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS OF P&F INDUSTRIES, INC. (a Delaware corporation) The Amended and Restated By-Laws of P&F Industries, Inc., a Delaware corporation (the “Corporation”), as amended, are hereby amended as follows: 1. Article II, Section 5, ORDER OF BUSINESS, is hereby amended and restated to read in its entirety as follows: At each meeting of the stockholder |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 P&F INDUSTRIES, INC. |
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| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissions Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stat |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissions Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stat |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2023 P&F INDUSTRIES, INC. |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissions Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stat |
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| November 17, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 P&F INDUSTRIES, INC. |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5332 P&F I |
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| November 9, 2023 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2023 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2023 MELVILLE, N.Y., November 9, 2023 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and nine-month periods ended September 30, 2023. The Company is reporting net revenue of $14,404,000 and $46,309,000, respectively, for the three and nine-mont |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Sta |
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| November 3, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Schedule 14A (Form Type) P&F INDUSTRIES, INC. |
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| November 3, 2023 |
PFIN / P & F Industries, Inc. - Class A / LAWNDALE CAPITAL MANAGEMENT LLC Passive Investment SC 13G 1 pf13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) November 3, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| October 13, 2023 |
AMENDMENT NO. 4 TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.3 AMENDMENT NO. 4 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT No. 4 (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and JOSEPH A. MOLINO, JR. (the “Executive”) dated as of January 1, 2018 (the “Original Employment Agreement”), as amended by Amendment No. 1 to the Original Employment Agreement, entered in |
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| October 13, 2023 |
October 13, 2023 The Board of Directors of P&F Industries, Inc. 445 Broadhollow Road, Suite 100 Melville NY, 11747 Attention: Mitchell Solomon, Lead Independent Director To the Board of Directors: Reference is made herein to that certain: (1) letter agreement (the “Existing Letter Agreement”), dated as of February 14, 2019, by and between myself and P&F Industries, Inc. (the “Company”), (2) Agreem |
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| October 13, 2023 |
EX-99.1 2 tm2328449d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 VOTING AND SUPPORT AGREEMENT THIS VOTING AND SUPPORT AGREEMENT, dated as October 13, 2023 (this “Agreement”), is entered into by and between Tools AcquisitionCo, LLC, a Delaware limited liability company (“Parent”), and Richard A Horowitz (collectively, the “Stockholder”). W I T N E S S E T H: WHEREAS, Parent, Tools MergerSub, Inc., a Delaw |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 P&F INDUSTRIES, INC. |
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| October 13, 2023 |
PFIN / P & F Industries, Inc. - Class A / Horowitz Richard A - SC 13D/A Activist Investment Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.7) P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Gary T. Moomjian, Esq. Moomjian, Waite & Coleman, LLP 350 Jericho Turnpike, Suite 104 Jericho, New York 11753 (516) 937-5900 (N |
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| October 13, 2023 |
EX-99.2 3 tm2328449d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 October 13, 2023 The Board of Directors of P&F Industries, Inc. 445 Broadhollow Road, Suite 100 Melville NY, 11747 Attention: Mitchell Solomon, Lead Independent Director To the Board of Directors: Reference is made herein to that certain: (1) letter agreement (the “Existing Letter Agreement”), dated as of February 14, 2019, by and between m |
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| October 13, 2023 |
AMENDMENT NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT No. 1 (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and RICHARD A. HOROWITZ (the “Executive”) dated as of January 1, 2022 (the “Employment Agreement”), is being entered into and is effective as of this 13th day of October, 2023 (the “Amendme |
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| October 13, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among TOOLS ACQUISITIONCO, LLC, TOOLS MERGERSUB, INC. and P&F Industries, Inc. Dated as of October 13, 2023 TABLE OF CONTENTS Article I DEFINITIONS Section 1.1 Definitions 2 Article II THE MERGER Section 2.1 The Merger 2 Section 2.2 The Closing 2 Section 2.3 Effective Time 2 Section 2.4 Charter and Bylaws 3 Section 2.5 Board of Directors 3 Section 2. |
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| October 13, 2023 |
Exhibit 10.1 VOTING AND SUPPORT AGREEMENT THIS VOTING AND SUPPORT AGREEMENT, dated as October 13, 2023 (this “Agreement”), is entered into by and between Tools AcquisitionCo, LLC, a Delaware limited liability company (“Parent”), and Richard A Horowitz (collectively, the “Stockholder”). W I T N E S S E T H: WHEREAS, Parent, Tools MergerSub, Inc., a Delaware corporation and a wholly-owned Subsidiary |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissions Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stat |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 P&F INDUSTRIES, INC. |
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| October 13, 2023 |
October 13, 2023 The Board of Directors of P&F Industries, Inc. 445 Broadhollow Road, Suite 100 Melville NY, 11747 Attention: Mitchell Solomon, Lead Independent Director To the Board of Directors: Reference is made herein to that certain: (1) letter agreement (the “Existing Letter Agreement”), dated as of February 14, 2019, by and between myself and P&F Industries, Inc. (the “Company”), (2) Agreem |
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| October 13, 2023 |
P&F INDUSTRIES, INC. TO BE ACQUIRED BY SHOREVIEW INDUSTRIES FOR $13.00 PER SHARE Exhibit 99.1 P&F INDUSTRIES, INC. TO BE ACQUIRED BY SHOREVIEW INDUSTRIES FOR $13.00 PER SHARE MELVILLE, N.Y., October 13, 2023 - P&F Industries, Inc. (“P&F” or the “Company”) (NASDAQ: PFIN) today announced that it has entered into a definitive agreement to be acquired by ShoreView Industries (“ShoreView”) in an all-cash transaction for $13.00 per share. The purchase price represents an approximate |
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| October 13, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among TOOLS ACQUISITIONCO, LLC, TOOLS MERGERSUB, INC. and P&F Industries, Inc. Dated as of October 13, 2023 TABLE OF CONTENTS Article I DEFINITIONS Section 1.1 Definitions 2 Article II THE MERGER Section 2.1 The Merger 2 Section 2.2 The Closing 2 Section 2.3 Effective Time 2 Section 2.4 Charter and Bylaws 3 Section 2.5 Board of Directors 3 Section 2. |
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| October 13, 2023 |
AMENDMENT NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDMENT NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT No. 1 (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and RICHARD A. HOROWITZ (the “Executive”) dated as of January 1, 2022 (the “Employment Agreement”), is being entered into and is effective as of this 13th day of October, 2023 (the “Amendme |
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| October 13, 2023 |
AMENDMENT NO. 4 TO EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.3 AMENDMENT NO. 4 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT No. 4 (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and JOSEPH A. MOLINO, JR. (the “Executive”) dated as of January 1, 2018 (the “Original Employment Agreement”), as amended by Amendment No. 1 to the Original Employment Agreement, entered in |
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| October 13, 2023 |
Exhibit 10.1 VOTING AND SUPPORT AGREEMENT THIS VOTING AND SUPPORT AGREEMENT, dated as October 13, 2023 (this “Agreement”), is entered into by and between Tools AcquisitionCo, LLC, a Delaware limited liability company (“Parent”), and Richard A Horowitz (collectively, the “Stockholder”). W I T N E S S E T H: WHEREAS, Parent, Tools MergerSub, Inc., a Delaware corporation and a wholly-owned Subsidiary |
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| October 13, 2023 |
P&F INDUSTRIES, INC. TO BE ACQUIRED BY SHOREVIEW INDUSTRIES FOR $13.00 PER SHARE Exhibit 99.1 P&F INDUSTRIES, INC. TO BE ACQUIRED BY SHOREVIEW INDUSTRIES FOR $13.00 PER SHARE MELVILLE, N.Y., October 13, 2023 - P&F Industries, Inc. (“P&F” or the “Company”) (NASDAQ: PFIN) today announced that it has entered into a definitive agreement to be acquired by ShoreView Industries (“ShoreView”) in an all-cash transaction for $13.00 per share. The purchase price represents an approximate |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5332 P&F INDUST |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 P&F INDUSTRIES, INC. |
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| August 10, 2023 |
Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2023 MELVILLE, N.Y., August 10, 2023 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2023. The Company is reporting net revenue of $16,163,000 and $31,906,000, respectively, for the three and six-month per |
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| June 12, 2023 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 3 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT No. 3 (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and JOSEPH A. MOLINO, JR. (the “Executive”) dated as of January 1, 2018 (the “Original Employment Agreement”), as amended by Amendment No. 1 to the Original Employment Agr |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 P&F INDUSTRIES, INC. |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 P&F INDUSTRIES, INC. |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5332 P&F INDUS |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 P&F INDUSTRIES, INC. |
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| May 11, 2023 |
P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2023 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2023 MELVILLE, N.Y., May 11, 2023 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2023. The Company is reporting net revenue for the three-month period ended March 31, 2023, of $15,742,000, compared to $14,021,000 for the |
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| April 28, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A‑6(E |
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| March 29, 2023 |
Subsidiaries of the Registrant (Filed herein). EXHIBIT 21 P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2022 Continental Tool Group, Inc., a Delaware Corporation Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Hy-Tech Illinois, Inc., a Delaware Corporation Heisman Acquisition Corp., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporation D/b/a |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name o |
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| March 29, 2023 |
EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, P&F Industries, Inc. (the “Corporation”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which is our Class A Common Stock. Description of Class A Common Stock The fo |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 P&F INDUSTRIES, INC. |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 P&F INDUSTRIES, INC. |
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| March 28, 2023 |
Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2022, ANNOUNCES EXTENSION TO BANKING FACILITY MELVILLE, N.Y., March 28, 2023 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the year ended December 31, 2022. The Company is reporting net revenue of $59,041,000 for the year ended December 31, 2022, compared to $53,554,000, for th |
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| March 28, 2023 |
Exhibit 10.1 Execution Version AMENDMENT NO. 11 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 11 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of March 24, 2023 (this “Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”), HY-TECH MACH |
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| March 22, 2023 |
PFIN / P & F Industries, Inc. - Class A / Horowitz Richard A - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.6) P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Gary T. Moomjian, Esq. Moomjian, Waite & Coleman, LLP 350 Jericho Turnpike, Suite 104 Jericho, New York 11753 (516) 937-5900 (Name, Address |
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| March 22, 2023 |
PFIN / P & F Industries, Inc. - Class A / Horowitz Grace - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 5)* P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock, par value $1.00 per share (Title of Class of Securities) 692830508 (CUSIP Number) March 21, 2023 |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 P&F INDUSTRIES, INC. |
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| January 19, 2023 |
PFIN / P & F Industries, Inc. / LAWNDALE CAPITAL MANAGEMENT LLC Activist Investment SC 13D/A 1 pfindus13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 59 Carmelita Avenue Mill Valley, CA 94941 415-389-8258 James J. Froli |
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| January 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2023 P&F INDUSTRIES, INC. |
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| January 12, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF P&F INDUSTRIES, INC. (Effective as of January 13, 2023) ARTICLE I. OFFICES SECTION 1. Principal Office. The registered office of P&F Industries, Inc. (the “corporation”) shall be located in such place as may be provided from time to time in the Certificate of Incorporation. SECTION 2. Other Offices. The corporation may also have offices at such other pla |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5332 P&F I |
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| November 10, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CORRECTED PRESS RELEASE MELVILLE, N.Y., November 10, 2022 - Yesterday, P&F Industries, Inc. (NASDAQ: PFIN) issued its third quarter earnings press release. The purpose of today?s press release is to correct a typographical error in the Statement of Cash Flows table that was presented in yesterday?s press release. In the table in yesterday?s press release the valu |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 P&F INDUSTRIES, INC. |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 P&F INDUSTRIES, INC. |
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| August 11, 2022 |
Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2022, AND ANNOUNCES SPECIAL DIVIDEND MELVILLE, N.Y., August 11, 2022 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2022. The Company is reporting net revenue of $17,810,000, and $31,831,000, for the three and six |
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| June 1, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 P&F INDUSTRIES, INC. |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 P&F INDUSTRIES, INC. |
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| May 12, 2022 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2022 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2022 MELVILLE, N.Y., May 12, 2022 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2022. The Company is reporting net revenue for the three-month period ended March 31, 2022, of $14,021,000, compared to $13,945,000 for the same thr |
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| April 29, 2022 |
DEF 14A 1 tm228265-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMIS |
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| April 18, 2022 |
Exhibit 10.2 FOURTH AMENDED AND RESTATED REVOLVER NOTE April 12, 2022 $18,000,000.00 New York, New York P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANAFUACTURING CORPORATION, a Florida corporation (?Florida Pneumatic?) and HY-TECH MACHINE, INC., a Delaware corporation (?Hy-Tech?, and together with P&F and Florida Pneumatic collectively, ?Borrowers? and each, a ?Borrowe |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 P&F INDUSTRIES, INC. |
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| April 18, 2022 |
Exhibit 10.1 AMENDMENT NO. 10 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 10 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of April 12, 2022 (this ?Amendment?), among P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (?Florida Pneumatic?), HY-TECH MACHINE, INC., a Delaw |
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| March 30, 2022 |
EXHIBIT 4.1 ? DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? As of December 31, 2021, P&F Industries, Inc. (the ?Corporation?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), which is our Class A Common Stock. ? Description of Class A Common Stock |
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| March 30, 2022 |
Subsidiaries of the Registrant (Filed herein). EXHIBIT 21 ? P&F INDUSTRIES, INC. ? SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2021 ? Continental Tool Group, Inc., a Delaware Corporation ? Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Hy-Tech Illinois, Inc., a Delaware Corporation Heisman Acquisition Corp., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporati |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name o |
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| March 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 P&F INDUSTRIES, INC. |
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| March 29, 2022 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 MELVILLE, N.Y., March 29, 2022 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the fiscal year ended December 31, 2021. The Company is reporting net revenue of $53,554,000 for the fiscal year ended December 31, 2021, compared to $49,136,000 for fiscal year ended Decem |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2022 P&F INDUSTRIES, INC. |
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| January 21, 2022 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT among JACKSON GEAR COMPANY and SCOTT JACKSON and ROBERT JACKSON and HEISMAN ACQUISITION CORP. dated as of January 14, 2022 TABLE OF CONTENTS ARTICLE I Definitions 1 Section 1.01 Definitions. 1 ARTICLE II Purchase and Sale 10 Section 2.01 Purchase and Sale of Assets. 10 Section 2.02 Excluded Assets. 11 Section 2.03 Assumed Liabilities. 11 Secti |
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| January 21, 2022 |
P&F INDUSTRIES, INC. ACQUIRES BUSINESS OF JACKSON GEAR COMPANY Exhibit 99.1 P&F INDUSTRIES, INC. ACQUIRES BUSINESS OF JACKSON GEAR COMPANY MELVILLE, N.Y., January 18, 2022 - P&F Industries, Inc. (NASDAQ: PFIN) announced that effective January 15, 2022, through a wholly owned subsidiary of Hy-Tech Machine, Inc., it acquired substantially all the non-real estate assets comprising the business of Jackson Gear Company, a Pennsylvania-based corporation that manufa |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2022 P&F INDUSTRIES, INC. |
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| January 21, 2022 |
Exhibit 10.1 CONSENT, JOINDER AND AMENDMENT NO. 9 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT, JOINDER AND AMENDMENT NO. 9 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this ?Consent and Amendment?) is dated as of January 14, 2022, among P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation |
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| December 16, 2021 |
EX-10.1 2 tm2135562d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), effective as of January 1, 2022 (the “Effective Date”), by and between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and RICHARD A. HOROWITZ (the “Executive”). W I T N E S S E T H WHEREAS, the Executive and the Company are par |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 P&F INDUSTRIES, INC. |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 P&F INDUSTRIES, INC. |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 12, 2021 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2021 EX-99.1 2 tm2132611d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2021 MELVILLE, N.Y., November 11, 2021 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and nine-month periods ended September 30, 2021. The Company is reporting net revenue of $12,985,000, and $40,520 |
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| August 12, 2021 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2021 EX-99.1 2 tm2124937d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2021 MELVILLE, N.Y., August 12, 2021 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2021. The Company is reporting net revenue of $13,589,000, and $27,535,000, respecti |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 P & F INDUSTRIES, INC. |
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| June 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 P & F INDUSTRIES, INC. |
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| June 15, 2021 |
P&F INDUSTRIES, INC. RECEIVES FORGIVENESS OF PAYCHECK PROTECTION PROGRAM LOAN EX-99.1 2 tm2119697d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. RECEIVES FORGIVENESS OF PAYCHECK PROTECTION PROGRAM LOAN MELVILLE, N.Y., June 10, 2021 - P&F Industries, Inc. (NASDAQ:PFIN), today announced that on June 9, 2021 it received notice from Dime Community Bank, the lender of the Company’s $2,929,200 Paycheck Protection Program (“PPP”) loan, that the U.S. Small Business Admi |
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| June 2, 2021 |
EX-10.2 3 tm2118216d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 [NON-QUALIFIED] STOCK OPTION AGREEMENT UNDER THE P&F INDUSTRIES, INC. 2021 STOCK INCENTIVE PLAN THIS [NON-QUALIFIED] STOCK OPTION AGREEMENT (this “Agreement”), is made as of the day of , between P&F Industries, Inc., a Delaware corporation (the “Company”), and (the “Optionee”). W I T N E S S E T H: WHEREAS, pursuant to the P&F Industries, I |
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| June 2, 2021 |
8-K 1 tm2118216d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 P & F INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-5332 22-1657413 (State or Other Jurisdiction (Commissi |
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| June 2, 2021 |
EX-10.1 2 tm2118216d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 P&F INDUSTRIES, INC. 2021 STOCK INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards to attract, retain and reward such individuals and |
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| June 2, 2021 |
EX-10.3 4 tm2118216d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 RESTRICTED STOCK AGREEMENT PURSUANT TO THE P&F INDUSTRIES, INC. 2021 STOCK INCENTIVE PLAN THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), is made as of , by and between P&F Industries, Inc., a Delaware corporation (the “Company”) and (the “Participant”). W I T N E S S E T H: WHEREAS, the Company has adopted the P&F Industries, Inc. 2021 |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 ? ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (E |
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| May 13, 2021 |
P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE-MONTH PERIOD MARCH 31, 2021 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE-MONTH PERIOD MARCH 31, 2021 MELVILLE, N.Y., May 13, 2021 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2021. The Company is reporting net revenue of $13,945,000, compared to $13,350,000 reported in the same period in 2020. Additionally, the Company |
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| May 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 P & F INDUSTRIES, INC. |
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| April 30, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION? WASHINGTON, D. |
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| April 28, 2021 |
Exhibit 10.1 P&F INDUSTRIES, INC. EXECUTIVE BONUS PLAN (effective April 22, 2021) 1. PURPOSE The purpose of this Plan is to attract, retain and motivate key executive employees by providing performance awards to designated key executive employees of the Company and its Subsidiaries beginning with the Company?s 2021 fiscal year. This Plan shall be effective as of the date it is approved by the Boar |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 P & F INDUSTRIES, INC. |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 59 Carmelita Avenue Mill Valley, CA 94941 415-389-8258 James J. Frolik, Esq. Anthony J. Caldwell |
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| March 26, 2021 |
EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, P&F Industries, Inc. (the ?Corporation?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), which is our Class A Common Stock. Description of Class A Common Stock The fo |
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| March 26, 2021 |
Subsidiaries of the Registrant (Filed herein). EXHIBIT 21 P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2020 Continental Tool Group, Inc., a Delaware Corporation Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Hy-Tech Illinois, Inc., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporation D/b/a Universal Tool D/b/a Berkley Tool Exhaust Technol |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name of registrant as sp |
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| March 25, 2021 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2020 EX-99.1 2 tm2110901d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2020 MELVILLE, N.Y., March 25, 2021 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the year ended December 31, 2020. The Company is reporting net revenue of $49,136,000, compared to $58,674,000, reported in 2019. Additionally, the Com |
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| March 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2021 P & F INDUSTRIES, INC. |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 59 Carmelita Avenue Mill Valley, CA 94941 415-389-8258 James J. Frolik, Esq. Anthony J. Caldwell |
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| January 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 59 Carmelita Avenue Mill Valley, CA 94941 415-389-8258 James J. Frolik, Esq. Anthony J. Caldwell |
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| January 4, 2021 |
EX-10.1 2 tm2039547d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT No. 2 (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and JOSEPH A. MOLINO, JR. (the “Executive”) dated as of January 1, 2018 (the “Original Employment Agreement”), as amended by A |
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| January 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2020 P & F INDUSTRIES, INC. |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. |
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| November 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 P & F INDUSTRIES, INC. |
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| November 12, 2020 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2020 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2020 MELVILLE, N.Y., November 12, 2020 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and nine-month periods ended September 30, 2020. The Company is reporting net revenue of $12,406,000 and $37,276,000 for the three and nine-month periods ende |
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| October 6, 2020 |
PFIN / P & F Industries, Inc. / LAWNDALE CAPITAL MANAGEMENT LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 591 Redwood Highway, Suite 2345 Mill Valley, CA 94941 415-389-8258 James J. Frolik, Esq. Anthony |
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| August 21, 2020 |
Exhibit 10.1 August 17, 2020 P&F INDUSTRIES, INC., as Borrower Agent 445 Broadhollow Road Suite 100 Melville, New York 11747 Attn: Joseph A. Molino, Jr. Second Modification Regarding Payroll Protection Program Consent Ladies and Gentlemen: Reference is made to (a) that certain Second Amended and Restated Loan and Security Agreement, dated as of April 5, 2017 (as amended, restated, supplemented, or |
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| August 21, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2020 P & F INDUSTRIES, INC. |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exac |
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| August 11, 2020 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2020 EX-99.1 2 tm2027192d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2020 MELVILLE, N.Y., August 11, 2020 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2020. The Company is reporting net revenue of $11,520,000 and $24,870,000 for the th |
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| August 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 P & F INDUSTRIES, INC. |
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| June 2, 2020 |
Quarterly Report - FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F I |
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| May 26, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 P & F INDUSTRIES, INC. |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exa |
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| May 18, 2020 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD MARCH 31, 2020 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD MARCH 31, 2020 MELVILLE, N.Y., May 18, 2020 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2020. The Company is reporting net revenue of $13,350,000, compared to $14,322,000 reported in the same period in 2019. Additionally, the Company is repor |
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| May 18, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 P & F INDUSTRIES, INC. |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 P & F INDUSTRIES, INC. |
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| April 29, 2020 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E |
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| April 23, 2020 |
P&F INDUSTRIES, INC. CLOSES ON PAYCHECK PROTECTION PROGRAM LOAN UNDER THE CARES ACT Exhibit 99.1 P&F INDUSTRIES, INC. CLOSES ON PAYCHECK PROTECTION PROGRAM LOAN UNDER THE CARES ACT MELVILLE, N.Y., April 23, 2020 P&F Industries, Inc. (NASDAQ:PFIN), today announced that on April 20, 2020 it closed on a $2,929,200 Payroll Protection Program (PPP) loan, as provided pursuant to the Coronavirus Aid, Relief, and Economic Security Act ( CARES Act), signed into law on March 27, 2020. PPP |
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| April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2020 P & F INDUSTRIES, INC. |
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| April 23, 2020 |
Exhibit 10.1 NOTE SBA Loan # 1977687106 SBA Loan Name P&F Industries, Inc Date 4/17/2020 Loan Amount $2,929,200.00 Interest Rate One (1%) Percent Per Annum; Fixed Borrower P&F Industries, Inc Lender BNB Bank 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of Two Million Nine Hundred Twenty-Nine Thousand Two Hundred and 00/100 Dollars, plus inte |
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| April 23, 2020 |
Exhibit 10.2 April 17, 2020 P&F INDUSTRIES, INC., as Borrower Agent 445 Broadhollow Road Suite 100 Melville, New York 11747 Attn: Joseph A. Molino, Jr. Payroll Protection Program Consent Ladies and Gentlemen: Reference is made to that certain Second Amended and Restated Loan and Security Agreement, dated as of April 5, 2017 (as amended, restated, supplemented, or otherwise modified from time to ti |
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| March 30, 2020 |
Subsidiaries of the Registrant (Filed herein). EXHIBIT 21 P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2019 Continental Tool Group, Inc., a Delaware Corporation Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Hy-Tech Illinois, Inc., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporation D/b/a Universal Tool D/b/a Berkley Tool Exhaust Technol |
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| March 30, 2020 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 P & F INDUSTRIES, INC. |
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| March 30, 2020 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2019 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2019 MELVILLE, N.Y., March 30, 2020 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the year ended December 31, 2019. The Company is reporting net revenue of $58,674,000, compared to $64,995,000 reported in 2018. Additionally, the Company is reporting 2019 income before income ta |
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| March 30, 2020 |
PFIN / P & F Industries, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name of registrant as sp |
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| March 30, 2020 |
EX-4.1 2 tm205399d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, P&F Industries, Inc. (the “Corporation”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which is our Class A Common Stock. D |
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| January 21, 2020 |
PFIN / P & F Industries, Inc. / LAWNDALE CAPITAL MANAGEMENT LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 591 Redwood Highway, Suite 2345 Mill Valley, CA 94941 415-389-8258 James J. Frolik, Esq. Ellyn Ro |
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| November 13, 2019 |
PFIN / P & F Industries, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. |
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| November 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2019 P & F INDUSTRIES, INC. |
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| November 12, 2019 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2019 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2019 MELVILLE, N.Y., November 12, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and nine-month periods ended September 30, 2019. The Company is reporting net revenue of $14,776,000 and $43,896,000 for the three and nine-month periods ende |
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| October 31, 2019 |
Exhibit 10.1 CONSENT, JOINDER AND AMENDMENT NO. 8 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT, JOINDER AND AMENDMENT NO. 8 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Consent and Amendment”) is dated as of October 25, 2019, among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation |
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| October 31, 2019 |
P&F INDUSTRIES, INC. ACQUIRES BLAZ-MAN GEAR, INC. AND GEAR PRODUCTS & MANUFACTURING, INC. Exhibit 99.1 P&F INDUSTRIES, INC. ACQUIRES BLAZ-MAN GEAR, INC. AND GEAR PRODUCTS & MANUFACTURING, INC. MELVILLE, N.Y., October 25, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) announced that effective today, through a wholly owned subsidiary of Hy-Tech Machine, Inc., it acquired substantially all the assets comprising the businesses of Blaz-Man Gear, Inc. and Gear Products & Manufacturing, Inc., eac |
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| October 31, 2019 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT among BLAZ-MAN GEAR, INC. and EDWARD BLASZYNSKI and DAVINCI PURCHASE CORP. dated as of October 25, 2019 TABLE OF CONTENTS ARTICLE I Definitions 1 Section 1.01 Definitions. 1 ARTICLE II Purchase and Sale 12 Section 2.01 Purchase and Sale of Assets. 12 Section 2.02 Excluded Assets. 13 Section 2.03 Assumed Liabilities. 14 Section 2.04 Excluded Liabilities. 14 Sect |
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| October 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2019 P & F INDUSTRIES, INC. |
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| October 31, 2019 |
Exhibit 2.2 ASSET PURCHASE AGREEMENT among GEAR PRODUCTS & MANUFACTURING, INC. and EDWARD BLASZYNSKI and PAUL MICHAUD and DAVINCI PURCHASE CORP. dated as of October 25, 2019 TABLE OF CONTENTS ARTICLE I Definitions 1 Section 1.01 Definitions. 1 ARTICLE II Purchase and Sale 11 Section 2.01 Purchase and Sale of Assets. 11 Section 2.02 Excluded Assets. 13 Section 2.03 Assumed Liabilities. 13 Section 2 |
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| August 9, 2019 |
PFIN / P & F Industries, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exac |
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| August 8, 2019 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2019 EX-99.1 2 tv527116ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2019 MELVILLE, N.Y., August 8, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2019. The Company is reporting net revenue of $14,798,000 and $29,120,000 for the three |
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| August 8, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 P & F INDUSTRIES, INC. |
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| June 20, 2019 |
8-K 1 tv5238698k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2019 P & F INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-5332 22-1657413 (State or Other Jurisdiction (Commission |
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| June 20, 2019 |
P&F Industries Completes Sale of Real Property Exhibit 99.1 P&F Industries Completes Sale of Real Property MELVILLE, N.Y. June 19, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) announced that effective June 18, 2019, its subsidiary, Florida Pneumatic Manufacturing Corporation, completed the sale of real property located in Jupiter, Florida in which it conducts its principal operations (the “Jupiter Facility”). The Jupiter Facility was purchased b |
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| May 24, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2019 P & F INDUSTRIES, INC. |
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| May 10, 2019 |
PFIN / P & F Industries, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exa |
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| May 9, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 P & F INDUSTRIES, INC. |
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| May 9, 2019 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2019 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2019 MELVILLE, N.Y., May 9, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2019. The Company is reporting net revenue of $14,322,000 for the three-month period ended March 31, 2019, compared to $15,742,000 for the same perio |
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| April 29, 2019 |
PFIN / P & F Industries, Inc. DEF 14A DEFINTIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E |
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| April 25, 2019 |
Exhibit 10.2 CONSENT AND AMENDMENT NO. 7 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT AND AMENDMENT NO. 7 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of April 19, 2019 (this “Consent and Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic |
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| April 25, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2019 P & F INDUSTRIES, INC. |
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| April 25, 2019 |
EX-10.1 2 tv519426ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 PURCHASE AND SALE AGREEMENT BETWEEN FLORIDA PNEUMATIC MANUFACTURING CORPORATION AND JUPITER WAREHOUSE HOLDINGS, LLC FOR 851 JUPITER PARK LANE JUPITER, FLORIDA 33458 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (the “Agreement”) is entered into as of the 19th day of April, 2019 (the “Effective Date”), between FLORIDA PNEUMATIC M |
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| March 29, 2019 |
PFIN / P & F Industries, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name of registrant as sp |
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| March 29, 2019 |
Subsidiaries of the Registrant (Filed herein). EXHIBIT 21 P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2018 Continental Tool Group, Inc., a Delaware Corporation Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporation D/b/a Universal Tool D/b/a Berkley Tool Exhaust Technologies, Inc., a Delaware corporation Universal A |
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| March 27, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2019 P & F INDUSTRIES, INC. |
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| March 27, 2019 |
P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE YEAR ENDED DECEMBER 31, 2018 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE YEAR ENDED DECEMBER 31, 2018 MELVILLE, N.Y., March 27, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the year ended December 31, 2018. The Company is reporting full-year 2018 net revenue of $64,995,000, compared to full-year 2017 net revenue of $58,974,000. Additionally, for full-year 20 |
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| March 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2019 P & F INDUSTRIES, INC. |
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| March 8, 2019 |
EX-10.1 2 tv515772ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 1 TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT (this “Amendment”) to the executive employment agreement between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and Joseph A. Molino, Jr. (the “Executive”) dated as of January 1, 2018 (the “Employment Agreement”), is being entered into on this 5th day of March, 201 |
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| February 20, 2019 |
Exhibit 1 February 14, 2019 The Board of Directors of P&F Industries, Inc. 445 Broadhollow Road, Suite 100 Melville NY, 11747 Attention: Mitchell A. Solomon, Lead Independent Director To the Board of Directors: I, Richard A. Horowitz, currently own 1,336,306 shares of the Class A Common Stock (“Common Stock”) of P&F Industries, Inc. (the “Company”) and hold options to acquire 30,000 shares of Comm |
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| February 20, 2019 |
PFIN / P & F Industries, Inc. / Horowitz Richard A - SC 13D/A Activist Investment SC 13D/A 1 tv514166sc13da.htm SC 13D/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Gary T. Moomjian, Esq. Moomjian, Waite & Coleman, LLP 100 Jericho Quadrangle, Suite 208 |
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| February 15, 2019 |
Exhibit 10.2 AMENDMENT NO. 6 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 6 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of February 14, 2019 (this “Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”), HY-TECH MACHINE, INC., a Dela |
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| February 15, 2019 |
EX-10.3 4 tv513970ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 February 14, 2019 The Board of Directors of P&F Industries, Inc. 445 Broadhollow Road, Suite 100 Melville NY, 11747 Attention: Mitchell A. Solomon, Lead Independent Director To the Board of Directors: I, Richard A. Horowitz, currently own 1,336,306 shares of the Class A Common Stock (“Common Stock”) of P&F Industries, Inc. (the “Company”) and |
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| February 15, 2019 |
P&F Industries Inc. Announces Stock Repurchase Agreement Exhibit 99.1 P&F Industries Inc. Announces Stock Repurchase Agreement MELVILLE, N.Y., February 14, 2019 - P&F Industries, Inc. (NASDAQ: PFIN) announced today that it has entered into an agreement whereby the Company will repurchase 389,909 shares of its common shares from certain funds and accounts advised or sub-advised by Fidelity Management & Research Company or one of its affiliates in a priva |
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| February 15, 2019 |
Exhibit 10.1 PURCHASE AGREEMENT This PURCHASE AGREEMENT (this "Agreement") is made and entered into as of February 14, 2019 by and among P&F Industries Inc., a Delaware corporation (the "Company"), and each of the undersigned sellers listed on Exhibit A attached hereto (each a “Seller” or the “Seller” and, collectively, the “Sellers”). Each Seller is acting severally and not jointly with any other |
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| February 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2019 P & F INDUSTRIES, INC. |
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| February 13, 2019 |
Exhibit 10.1 AMENDMENT NO. 5 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 5 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of February 8, 2019 (this “Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”), HY-TECH MACHINE, INC., a Delaw |
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| February 13, 2019 |
Exhibit 10.2 THIRD Amended and restated CAPEX LOAN NOTE February 8, 2019 $2,000,000.00 New York, New York P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANAFUACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”) and HY-TECH MACHINE, INC., a Delaware corporation (“Hy-Tech”, and together with P&F and Florida Pneumatic collectively, “Borrowers” and each, a “Borro |
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| February 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 P & F INDUSTRIES, INC. |
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| November 20, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2018 P & F INDUSTRIES, INC. |
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| November 20, 2018 |
Exhibit 10.1 AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of November 16, 2018 (this “Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”), HY-TECH MACHINE, INC., a Dela |
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| November 20, 2018 |
P&F Industries Repurchases Shares of Common Stock Exhibit 99.1 P&F Industries Repurchases Shares of Common Stock MELVILLE, N.Y., November 20, 2018 - P&F Industries, Inc. (NASDAQ: PFIN) today announced that effective yesterday, it repurchased 85,791 shares of its common stock from an unaffiliated seller in a privately negotiated transaction for approximately $8.14 per share for total purchase price of approximately $698,000. The purchase price was |
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| November 9, 2018 |
PFIN / P & F Industries, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. |
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| November 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 P & F INDUSTRIES, INC. |
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| November 8, 2018 |
EX-99.1 2 tv506675ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2018 MELVILLE, N.Y., November 8, 2018 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and nine-month periods ended September 30, 2018. The Company is reporting revenue of $17,662,000 and $49,592 |
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| October 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 P & F INDUSTRIES, INC. |
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| October 26, 2018 |
Exhibit 10.1 Execution Copy EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), effective as of January 1, 2019 (the “Effective Date”), by and between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and RICHARD A. HOROWITZ (the “Executive”). WITNESSETH WHEREAS, the Executive and the Company are parties to that certain Executive Employment Agreement, date |
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| October 4, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2018 P & F INDUSTRIES, INC. |
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| October 4, 2018 |
Exhibit 10.1 AMENDMENT NO. 3 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 3 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of October 1, 2018 (this “Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”), HY-TECH MACHINE, INC., a Delawa |
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| August 10, 2018 |
PFIN / P & F Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exac |
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| August 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2018 P & F INDUSTRIES, INC. |
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| August 9, 2018 |
Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS IMPROVED RESULTS FOR THE THREE AND SIX MONTH PERIODS ENDED JUNE 30, 2018 MELVILLE, N.Y., August 9, 2018 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2018. The Company is reporting revenue of $16,188,000 and $31,930,000 for the three and six-month periods ended June 30, |
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| June 28, 2018 |
Exhibit 10.1 AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of June 21, 2018 (this “Amendment”), among P&F INDUSTRIES, INC., a Delaware corporation (“P&F”), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (“Florida Pneumatic”), HY-TECH MACHINE, INC., a Delaware |
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| June 28, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 tv4974478k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2018 P & F INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-5332 22-1657413 (State or Other Jurisdiction (Commission |
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| May 25, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2018 P & F INDUSTRIES, INC. |
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| May 11, 2018 |
PFIN / P & F Industries, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exa |
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| May 10, 2018 |
Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 MELVILLE, N.Y., May 10, 2018 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2018. The Company is reporting revenue of $15,742,000, compared to $13,216,000, for the same period in 2017. Additionally, the Company is reporting net in |
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| May 10, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 P & F INDUSTRIES, INC. |
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| April 27, 2018 |
PFIN / P & F Industries, Inc. DEFINITIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E |
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| March 29, 2018 |
Subsidiaries of the Registrant (Filed herein). EXHIBIT 21 P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2017 Continental Tool Group, Inc., a Delaware Corporation Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporation D/b/a Universal Tool D/b/a Berkley Tool Exhaust Technologies, Inc., a Delaware corporation Universal A |
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| March 29, 2018 |
PFIN / P & F Industries, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name of registrant as sp |
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| March 28, 2018 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2017 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2017 MELVILLE, N.Y., March 27, 2018 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the year ended December 31, 2017. P&F Industries, Inc. is reporting full year 2017 revenue from continuing operations of $58,974,000, compared to $57,276,000, for the full year of 2016. Additional |
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| March 28, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2018 P & F INDUSTRIES, INC. |
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| February 12, 2018 |
PFIN / P & F Industries, Inc. / Horowitz Grace - SCHEDULE 13G/A (Passive Investment) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 4)* P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock, par value $1.00 per share (Title of Class of Securities) 692830508 (CUSIP Number) December 31, 2 |
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| February 2, 2018 |
Exhibit 10.1 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), dated as of January 1, 2018 (the “Effective Date”), between P&F INDUSTRIES, INC., a Delaware corporation (the “Company”), and JOSEPH A. MOLINO, JR. (the “Executive”). WITNESSETH WHEREAS, the Executive and the Company were parties to that certain Executive Employment Agreement, dated as of January 1, 2015 (the “Prior |
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| February 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2018 P & F INDUSTRIES, INC. |
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| November 13, 2017 |
PFIN / P & F Industries, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. |
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| November 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 P & F INDUSTRIES, INC. |
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| November 9, 2017 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2017 EX-99.1 2 tv479044ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2017 MELVILLE, N.Y., November 9, 2017 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and nine-month periods ended September 30, 2017. P&F Industries, Inc. is reporting third quarter 2017 revenue from co |
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| September 26, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2017 P & F INDUSTRIES, INC. |
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| September 26, 2017 |
Exhibit 10.1 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is dated as of August 9, 2017 (this ?Amendment?), among P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANUFACTURING CORPORATION, a Florida corporation (?Florida Pneumatic?), HY-TECH MACHINE, INC., a Delawar |
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| August 11, 2017 |
PFIN / P & F Industries, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exac |
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| August 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 P & F INDUSTRIES, INC. |
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| August 10, 2017 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2017 EX-99.1 2 v472884ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2017 MELVILLE, N.Y., August 10, 2017 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three and six-month periods ended June 30, 2017. P&F Industries, Inc. is reporting second quarter 2017 revenue from continuing oper |
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| May 30, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 P & F INDUSTRIES, INC. |
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| May 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exa |
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| May 11, 2017 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2017 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE THREE-MONTH PERIOD ENDED MARCH 31, 2017 MELVILLE, N.Y., May 11, 2017 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from operations for the three-month period ended March 31, 2017. Its revenue from continuing operations was $13,216,000, compared to $14,499,000 reported in the same period in 2016. The Company is reporting |
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| May 11, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2017 P & F INDUSTRIES, INC. |
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| April 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| April 11, 2017 |
P&F INDUSTRIES, INC. ACQUIRES JIFFY AIR TOOL, INC. Exhibit 99.1 P&F INDUSTRIES, INC. ACQUIRES JIFFY AIR TOOL, INC. MELVILLE, N.Y., April 6, 2017 - P&F Industries, Inc. (NASDAQ: PFIN) today announced that effective April 5, 2017, it acquired substantially all of the assets, including certain real property, comprising the business of Jiffy Air Tool, Inc., a Nevada based corporation that manufactures and distributes pneumatic tools and components, pr |
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| April 11, 2017 |
Exhibit 10.4 SECOND Amended and restated CAPEX LOAN NOTE April 5, 2017 $1,600,000.00 New York, New York P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANAFUACTURING CORPORATION, a Florida corporation (?Florida Pneumatic?) and HY-TECH MACHINE, INC., a Delaware corporation (?Hy-Tech?, and together with P&F and Florida Pneumatic collectively, ?Borrowers? and each, a ?Borrowe |
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| April 11, 2017 |
Exhibit 2.2 PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS by and between JIFFY AIR TOOL, INC. (“Seller”) and BONANZA PROPERTIES CORP. (“Buyer”) PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS This Purchase and Sale Agreement and Joint Escrow Instructions (this “Agreement”) is entered into this 5th day of April, 2017 (the “Effective Date”) by and between JIFFY AIR TOOL, INC., |
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| April 11, 2017 |
Exhibit 2.1 EXECUTION COPY ASSET PURCHASE AGREEMENT among JIFFY AIR TOOL, INC. THE JACK E. PETTIT JR. — 1996 TRUST and JACK E. PETTIT and BONANZA HOLDINGS CORP. dated as of April 5, 2017 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 13 Section 2.01 Purchase and Sale of Assets 13 Section 2.02 Excluded Assets 14 Section 2.03 Assumed Liabilities 15 Section 2.04 Excluded Liabi |
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| April 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 P&F INDUSTRIES, INC. |
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| April 11, 2017 |
Exhibit 10.2 THIRD Amended and restated REVOLVER NOTE April 5, 2017 $16,000,000.00 New York, New York P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANAFUACTURING CORPORATION, a Florida corporation (?Florida Pneumatic?) and HY-TECH MACHINE, INC., a Delaware corporation (?Hy-Tech?, and together with P&F and Florida Pneumatic collectively, ?Borrowers? and each, a ?Borrower? |
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| April 11, 2017 |
Exhibit 10.1 Execution Version P&F INDUSTRIES, INC., FLORIDA PNEUMATIC MANUFACTURING CORPORATION, and HY-TECH MACHINE, INC., as Borrowers, ATSCO HOLDINGS CORPORATION, BONANZA HOLDINGS CORP., BONANZA PROPERTIES CORP., CONTINENTAL TOOL GROUP, INC., COUNTRYWIDE HARDWARE, INC., EMBASSY INDUSTRIES, INC., GREEN MANUFACTURING, INC., PACIFIC STAIR PRODUCTS, INC., WILP HOLDINGS, INC., EXHAUST TECHNOLOGIES, |
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| April 11, 2017 |
Exhibit 10.3 amended and restated tranche a TERM LOAN NOTE April 5, 2017 $100,000.00 New York, New York P&F INDUSTRIES, INC., a Delaware corporation (?P&F?), FLORIDA PNEUMATIC MANAFUACTURING CORPORATION, a Florida corporation (?Florida Pneumatic?) and HY-TECH MACHINE, INC., a Delaware corporation (?Hy-Tech?, and together with P&F and Florida Pneumatic collectively, ?Borrowers? and each, a ?Borrowe |
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| March 29, 2017 |
P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2016 EXHIBIT 21 P&F INDUSTRIES, INC. SUBSIDIARIES OF THE REGISTRANT AS OF DECEMBER 31, 2016 Continental Tool Group, Inc., a Delaware Corporation Hy-Tech Machine, Inc., a Delaware Corporation ATSCO Holdings Corp., a Delaware Corporation Florida Pneumatic Manufacturing Corporation, a Florida Corporation D/b/a Universal Tool D/b/a Berkley Tool Exhaust Technologies, Inc., a Delaware corporation Universal A |
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| March 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-5332 P&F INDUSTRIES, INC. (Exact name of registrant as sp |
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| March 27, 2017 |
P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2016 Exhibit 99.1 P&F INDUSTRIES, INC. REPORTS RESULTS FOR THE YEAR ENDED DECEMBER 31, 2016 MELVILLE, N.Y., March 27, 2017 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from continuing operations for the year ended December 31, 2016. Full-year 2016 revenue from continuing operations was $57,276,000, compared to full-year 2015 revenue of $60,312,000. The Company’s 2016’s net income w |
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| March 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2017 P & F INDUSTRIES, INC. |
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| February 14, 2017 |
PFIN / P & F Industries, Inc. / Horowitz Grace - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* P&F INDUSTRIES, INC. (Name of Issuer) Class A Common Stock, par value $1.00 per share (Title of Class of Securities) 692830508 (CUSIP Number) December 31, 2 |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. |
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| November 9, 2016 |
P&F INDUSTRIES REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2016 Exhibit 99.1 P&F INDUSTRIES REPORTS RESULTS FOR THE THREE AND NINE-MONTH PERIODS ENDED SEPTEMBER 30, 2016 MELVILLE, N.Y., November 9, 2016 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from continuing operations for the three and nine-month periods ended September 30, 2016. P&F Industries, Inc. is reporting third quarter 2016 revenue from continuing operations of $14,633,000, c |
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| November 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2016 P & F INDUSTRIES, INC. |
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| September 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2016 P & F INDUSTRIES, INC. |
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| September 23, 2016 |
EX-3.1 2 v449289ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 BY-LAWS OF P&F INDUSTRIES, INC. (As Amended on September 19, 2016) ARTICLE I. OFFICES SECTION 1. Principal Office. The registered office of P&F Industries, Inc. (the “corporation”) shall be located in such place as may be provided from time to time in the Certificate of Incorporation. SECTION 2. Other Offices. The corporation may also have offices |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exac |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exac |
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| August 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2016 P & F INDUSTRIES, INC. |
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| August 12, 2016 |
P&F INDUSTRIES REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2016 Exhibit 99.1 P&F INDUSTRIES REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2016 MELVILLE, N.Y., August 12, 2016 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from continuing operations for the three and six-month periods ended June 30, 2016. P&F Industries, Inc. is reporting second quarter of 2016 revenue from continuing operations of $15,637,000, compared t |
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| August 12, 2016 |
P&F INDUSTRIES REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2016 Exhibit 99.1 P&F INDUSTRIES REPORTS RESULTS FOR THE THREE AND SIX-MONTH PERIODS ENDED JUNE 30, 2016 MELVILLE, N.Y., August 12, 2016 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results from continuing operations for the three and six-month periods ended June 30, 2016. P&F Industries, Inc. is reporting second quarter of 2016 revenue from continuing operations of $15,637,000, compared t |
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| August 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2016 P & F INDUSTRIES, INC. |
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| May 27, 2016 |
P & F Industries FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2016 P & F INDUSTRIES, INC. |
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| May 18, 2016 |
PFIN / P & F Industries, Inc. / LAWNDALE CAPITAL MANAGEMENT LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 591 Redwood Highway, Suite 2345 Mill Valley, CA 94941 415-389-8258 Christopher J. Rupright, Esq. |
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| May 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1 - 5332 P&F INDUSTRIES, INC. (Exa |
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| May 12, 2016 |
Exhibit 99.1 P&F INDUSTRIES REPORTS ON GAIN ON SALE OF NATIONWIDE INDUSTRIES, INC. AND REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2016 MELVILLE, N.Y., May 12, 2016 - P&F Industries, Inc. (NASDAQ: PFIN) today announced its results of continuing operations for the three-month period ended March 31, 2016. P&F Industries, Inc. is reporting first quarter 2016 revenue from continuing operation |
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| May 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2016 P & F INDUSTRIES, INC. |
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| April 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| April 13, 2016 |
PFIN / P & F Industries, Inc. / LAWNDALE CAPITAL MANAGEMENT LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) P&F Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 692830508 (CUSIP Number) Andrew E. Shapiro Lawndale Capital Management, LLC 591 Redwood Highway, Suite 2345 Mill Valley, CA 94941 415-389-8258 Christopher J. Rupright, Esq. |
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| April 6, 2016 |
P & F Industries FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2016 P & F INDUSTRIES, INC. |
