Grundlæggende statistik
| LEI | 549300JAOVWWRQYXE446 |
| CIK | 275694 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Barings Corporate Investors
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| March 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definit |
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| March 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definit |
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| March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definit |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definit |
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| March 14, 2024 |
SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 35131; File No. 812-15488 Barings Corporate Investors, et al. February 14, 2024 AGENCY: Securities and Exchange Commission (“Commission” or “SEC”). ACTION: Notice. Notice of application for an order (“Order”) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit c |
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| December 1, 2023 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| August 11, 2023 |
Portfolio Composition as of 03/31/21* Barings Corporate Investors Report for the Three Months Ended March 31, 2021 Adviser Barings LLC 300 S Tryon St. |
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| August 11, 2023 |
Portfolio Composition as of 9/30/20* Barings Corporate Investors Report for the Nine Months Ended September 30, 2020 Beginning on January 1, 2021, as permitted by regulations adopted by the U. |
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| August 11, 2023 |
For the three months ended 3/31/2020 (Unaudited) Barings Corporate Investors Report for the Three Months Ended March 31, 2020 Beginning on January 1, 2021, as permitted by regulations adopted by the U. |
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| August 11, 2023 |
Consolidated Schedule of Investments Barings Corporate Investors September 30, 2022 (Unaudited) Corporate Restricted Securities - 106. |
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| August 11, 2023 |
Portfolio Composition as of 09/30/21* Barings Corporate Investors Report for the Nine Months Ended September 30, 2021 Adviser Barings LLC 300 S Tryon St. |
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| August 11, 2023 |
Portfolio Composition as of 03/31/22* Barings Corporate Investors Report for the Three Months Ended March 31, 2022 Adviser Barings LLC 300 S Tryon St. |
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| March 29, 2023 |
BARINGS CORPORATE INVESTORS BARINGS PARTICIPATION INVESTORS Notice of Annual Meeting of Shareholders and Proxy Statement TIME Thursday, May 18, 2023 At 8:00 a. |
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| February 14, 2023 |
MCI / Barings Corporate Investors / RIVERNORTH CAPITAL MANAGEMENT, LLC Passive Investment SC 13G 1 fp0082124-1sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Barings Corporate Investors (Name of Issuer) Common (Title of Class of Securities) 06759X107 (CUSIP Number) Marcus Collins R |
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| November 29, 2022 |
Consolidated Schedule of Investments Barings Corporate Investors September 30, 2022 (Unaudited) Corporate Restricted Securities - 106. |
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| May 31, 2022 |
Portfolio Composition as of 03/31/22* NPORT-EX 6 NPORTMMCIIGL673020930322.htm Barings Corporate Investors Report for the Three Months Ended March 31, 2022 |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
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| November 29, 2021 |
Portfolio Composition as of 09/30/21* Barings Corporate Investors Report for the Nine Months Ended September 30, 2021 Adviser Barings LLC 300 S Tryon St. |
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| May 27, 2021 |
Portfolio Composition as of 03/31/21* Barings Corporate Investors Report for the Three Months Ended March 31, 2021 Adviser Barings LLC 300 S Tryon St. |
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| March 4, 2021 |
DEF 14A 1 nc10021011x1def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use |
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| November 30, 2020 |
Portfolio Composition as of 9/30/20* Barings Corporate Investors Report for the Nine Months Ended September 30, 2020 Beginning on January 1, 2021, as permitted by regulations adopted by the U. |
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| October 16, 2020 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM October 15, 2020 Yana Dobkin Guss T +1 617 951 7109 [email protected] Lauren Hamilton Securities and Exchange Commission 3 World Financial Center New York, NY 10281 Re: Barings Corporate Investors (File No. 811-02183), Barings Participation Investors (File No. 811-05531) and Barings Global Short Dur |
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| May 29, 2020 |
For the three months ended 3/31/2020 (Unaudited) Barings Corporate Investors Report for the Three Months Ended March 31, 2020 Beginning on January 1, 2021, as permitted by regulations adopted by the U. |
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| April 10, 2020 |
MCI / Babson Capital Corporate Investors DEFA14A - - DEFA14A SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| March 11, 2020 |
MCI / Babson Capital Corporate Investors DEF 14A - - DEF 14A SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| February 14, 2020 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| May 30, 2019 |
MCI / Babson Capital Corporate Investors NPORT-EX - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Barings Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. Bishop, |
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| March 15, 2019 |
MCI / Babson Capital Corporate Investors DEF 14A DEF 14A 1 tv516176-def14a.htm DEF 14A SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6( |
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| February 12, 2019 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment SC 13G/A 1 mci123118amend.txt ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 12)* Barings Corporate Investors (NAME OF ISSUER) Common Shares (TITLE OF CLASS OF SECURITIES) 06759X107 (CUSIP NUMBER) December 31, 2018 (DATE OF E |
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| November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Barings Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. Bishop, |
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| November 29, 2018 |
Date: November 29, 2018 By: /s/ Robert M. Shettle Robert M. Shettle, President EXHIBIT 99.CERT I, Robert M. Shettle, certify that: 1. I have reviewed this report on Form N-Q of Barings Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| May 30, 2018 |
Date: May 30, 2018 By: /s/ Robert M. Shettle Robert M. Shettle, President EXHIBIT 99.CERT I, Robert M. Shettle, certify that: 1. I have reviewed this report on Form N-Q of Barings Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| May 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Barings Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. Bishop, |
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| March 23, 2018 |
MCI / Babson Capital Corporate Investors DEF 14A SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2018 |
MCI / Babson Capital Corporate Investors CORRESP March 20, 2018 Yana D. Guss T +1 617 951 7109 [email protected] Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Valerie Lithotomos Re: Comments on Schedule 14A (File No. 811-02183), filed with the Securities and Exchange Commission (the “Commission”) on March 7, 2018 (the “Proxy Statement”), of Barings Corporate Investors (“M |
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| March 7, 2018 |
Barings Corporate Investors PRE 14A SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 28, 2018 |
ITEM 77Q-2 The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes in ownership of the Registrant's securities with the Securities and Exchange Commission (?SEC?) and the New York Stock Exchange. |
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| February 28, 2018 |
Report of Independent Registered Public Accounting Firm ITEM 77B KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Barings Corporate Investors: In planning and performing our audits of the financial statements of Barings Corporate Investors (the ?Trust?), as of and for the year ended December 31, 2017, in accordance with the standards of th |
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| February 14, 2018 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 29, 2017 |
Date: November 29, 2017 By: /s/ Robert M. Shettle Robert M. Shettle, President EX-99.CERT 2 exh99-cert18131.htm EXECUTIVE OFFICER CERTIFICATIONS EXHIBIT 99.CERT I, Robert M. Shettle, certify that: 1. I have reviewed this report on Form N-Q of Barings Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| November 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Barings Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. Bishop, |
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| November 17, 2017 |
================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| August 17, 2017 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM August 17, 2017 Yana Dobkin Guss T +1 617 951 7109 [email protected] Megan Miller Securities and Exchange Commission 3 World Financial Center New York, NY 10281 Re: Barings Corporate Investors (File No. 811-02183), Barings Participation Investors (File No. 811-05531) and Barings Global Short Duratio |
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| May 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Barings Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. Bishop, |
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| May 30, 2017 |
Date: May 30, 2017 By: /s/ Robert M. Shettle Robert M. Shettle, President EX-99.CERT 2 exh99-cert18074.htm EXECUTIVE OFFICER CERTIFICATIONS EXHIBIT 99.CERT I, Robert M. Shettle, certify that: 1. I have reviewed this report on Form N-Q of Barings Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| March 27, 2017 |
SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 28, 2017 |
ITEM 77Q-1 BABSON CAPITAL CORPORATE INVESTORS Written Consent of Trustees Amendment to Agreement and Declaration of Trust July 20, 2016 The undersigned, consisting a majority of the Trustees of Babson Capital Corporate Investors (the “Trust”), a Massachusetts voluntary association established pursuant to a Declaration of Trust, dated September 13, 1985, as amended from time to time (the “Declaration of Trust”): (a) Pursuant to Sections 9. |
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| February 28, 2017 |
Report of Independent Registered Public Accounting Firm ITEM 77B Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Barings Corporate Investors: In planning and performing our audit of the consolidated financial statements of Barings Corporate Investors (f/k/a Babson Capital Corporate Investors) (the ?Trust?), as of and for the year ended December 31, 2016, in accordance with the standards of the Public |
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| February 15, 2017 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 29, 2016 |
Barings Corporate Investors - BARINGS CORPORATE INVESTORS - FORM NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Barings Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. Bishop, |
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| November 29, 2016 |
Date: November 29, 2016 By: /s/ Robert M. Shettle Robert M. Shettle, President EXHIBIT 99.CERT I, Robert M. Shettle, certify that: 1. I have reviewed this report on Form N-Q of Barings Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. B |
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| May 27, 2016 |
Date: May 27, 2016 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| March 18, 2016 |
Babson Capital Corporate Investors BABSON CAPITAL JOINT PROXY def-proxy17918.htm SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| February 29, 2016 |
Report of Independent Registered Public Accounting Firm Unassociated Document EXHIBIT 77(b) Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Corporate Investors: In planning and performing our audit of the consolidated financial statements of Babson Capital Corporate Investors (the “Trust”), as of and for the year ended December 31, 2015, in accordance with the standards of the Public C |
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| February 29, 2016 |
Unassociated Document EXHIBIT 77(q2) The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes in ownership of the Registrant's secu |
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| February 16, 2016 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 30, 2015 |
Barings Corporate Investors - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Janice M. B |
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| November 30, 2015 |
Date: November 30, 2015 By: /s/ Michael L. Klofas Michael L. Klofas, President exh99-cert_17877.htm EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| May 29, 2015 |
Barings Corporate Investors - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| May 29, 2015 |
Date: May 29, 2015 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| March 24, 2015 |
SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 26, 2015 |
EXHIBIT 77(q2) The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes in ownership of the Registrant's securities with the Securities and Exchange Commission ("SEC") and the New York Stock Exchange. |
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| February 26, 2015 |
Report of Independent Registered Public Accounting Firm EXHIBIT 77(b) Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Corporate Investors: In planning and performing our audit of the consolidated financial statements of Babson Capital Corporate Investors (the “Trust”), as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company Accounting Over |
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| February 13, 2015 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 25, 2014 |
Date: November 25, 2014 By: /s/ Michael L. Klofas Michael L. Klofas, President EX-99.CERT 2 exh99-cert17729.htm EXECUTIVE OFFICER CERTIFICATIONS EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| November 25, 2014 |
Barings Corporate Investors - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| September 24, 2014 |
MCI / Babson Capital Corporate Investors CORRESP - - September 19, 2014 VIA EDGAR (as Correspondence) U.S. Securities and Exchange Commission Attn: Jeffrey Long 100 F Street, NE Washington, DC 20549 Re: Babson Capital Funds Trust, on behalf of Babson Global Floating Rate Fund and Babson Global Credit Income Opportunities Fund (File Nos.: 333-188840, 811-22845), Babson Capital Corporate Investors (File No. 811-02183), and Babson Capital Participation |
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| May 30, 2014 |
Date: May 30, 2014 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| March 25, 2014 |
DEF 14A 1 def-proxy17630.htm BABSON CAPITAL JOINT PROXY SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, For Use of the Commission |
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| February 28, 2014 |
EXHIBIT 77(d) On Friday, October 18, 2013, the Registrant held a regularly scheduled Board of Trustees meeting. |
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| February 28, 2014 |
Report of Independent Registered Public Accounting Firm EXHIBIT 77(b) Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Corporate Investors: In planning and performing our audit of the consolidated financial statements of Babson Capital Corporate Investors (the “Trust”), as of and for the year ended December 31, 2013, in accordance with the standards of the Public Company Accounting Over |
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| February 28, 2014 |
EX-99.77.Q2 4 exh77-q217624.htm EXHIBIT 77.Q2 EXHIBIT 77(q2) The Registrant’s Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes in ownership |
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| February 13, 2014 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| November 27, 2013 |
Date: November 27, 2013 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| November 26, 2013 |
Report of Independent Registered Public Accounting Firm EXHIBIT 77(b) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Telephone +1 617 988 1000 Fax+1 617 507 8321 Internet www. |
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| November 26, 2013 |
EXHIBIT 77(c) On Friday, April 19, 2013, the Registrant held its Annual Meeting of Shareholders (the “Meeting”). |
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| November 26, 2013 |
EXHIBIT 77Q1 MassMutual Corporate Investors The By-Laws of MassMutual Corporate Investors dated October 18, 1985, as amended July 18, 2003 and June 8, 2005, are hereby amended in accordance with Section 10. |
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| November 26, 2013 |
Report of Independent Registered Public Accounting Firm EXHIBIT 77(b) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Telephone +1 617 988 1000 Fax +1 617 507 8321 Internet www. |
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| November 26, 2013 |
MASSMUTUAL CORPORATE INVESTORS Instrument of Trustees Amending Declaration of Trust ITEM 77Q-1 MASSMUTUAL CORPORATE INVESTORS Instrument of Trustees Amending Declaration of Trust The undersigned, being Trustees of MassMutual Corporate Investors (the “Trust”), a Massachusetts voluntary association established pursuant to a Declaration of Trust, dated September 13, 1985, as amended from time to time (the “Declaration of Trust”): (a) pursuant to Sections 9. |
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| November 26, 2013 |
Report of Independent Registered Public Accounting Firm EXHIBIT 77(b) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Report of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Babson Capital Corporate Investors: We have audited the accompanying consolidated statement of assets and liabilities of Babson Capital Corporate Investors (the Trust), including the consolidated schedule of investments, as of December 31, 2012, and the related consolidated statements of operations and cash flows for the year then ended, the consolidated statements of changes in net assets for each of the years in the two-year period then ended, and the consolidated selected financial highlights for each of the years in the five-year period then ended. |
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| November 26, 2013 |
MassMutual Corporate Investors EXHIBIT 77(o) MassMutual Corporate Investors Name of Subadviser: Babson Capital Management LLC Acquisition of securities during existence of an underwriting or selling syndicate in the 3rd quarter of 2010. |
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| November 26, 2013 |
MassMutual Corporate Investors Rule 10f-3 Report EXHIBIT 77(o) MassMutual Corporate Investors Rule 10f-3 Report Name of Adviser: Babson Capital Management LLC Acquisition of securities during existence of an underwriting or selling syndicate in the 2nd quarter of 2011. |
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| August 29, 2013 |
EXHIBIT 77(c) On Friday, April 19, 2013, the Registrant held its Annual Meeting of Shareholders (the “Meeting”). |
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| May 30, 2013 |
Date: May 30, 2013 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| March 25, 2013 |
Babson Capital Management LLC 1500 Main Street, P.O. Box 15189, Springfield, Massachusetts 01115-5189 Phone 617-761-3808 March 22, 2013 VIA EDGAR (as Correspondence) United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Kevin Rupert RE: Preliminary Proxy Statement of Babson Capital Corporate Investors and Babson Capital Participation Investors (the “Tru |
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| March 25, 2013 |
SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| March 22, 2013 |
Babson Capital Management LLC 1500 Main Street, P.O. Box 15189, Springfield, Massachusetts 01115-5189 Phone 617-761-3808 March 22, 2013 VIA EDGAR (as Correspondence) United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Kevin Rupert RE: Preliminary Proxy Statement of Babson Capital Corporate Investors and Babson Capital Participation Investors (the “Tru |
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| March 22, 2013 |
SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2013 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 exh77-b17480.htm ACCOUNTANT'S REPORT EXHIBIT 77(b) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Report of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Babson Capital Corporate Investors: We have audited the accompanying consolidated statement of assets and liabilities of Babson Capital Corporate Investors (the Trust), including |
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| February 22, 2013 |
SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2012 |
Date: November 29, 2012 By: /s/ Michael L. Klofas Michael L. Klofas, President EX-99.CERT 2 exh99-cert17422.htm EXECUTIVE OFFICER CERTIFICATIONS EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| May 30, 2012 |
Date: May 30, 2012 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - BABSON CAPITAL CORPORATE INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 Babson Capital Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher |
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| March 14, 2012 |
SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 29, 2012 |
Report of Independent Registered Public Accounting Firm EXHIBIT 77(b) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Telephone +1 617 988 1000 Fax +1 617 507 8321 Internet www. |
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| February 29, 2012 |
MASSMUTUAL CORPORATE INVESTORS Instrument of Trustees Amending Declaration of Trust ITEM 77Q-1 MASSMUTUAL CORPORATE INVESTORS Instrument of Trustees Amending Declaration of Trust The undersigned, being Trustees of MassMutual Corporate Investors (the “Trust”), a Massachusetts voluntary association established pursuant to a Declaration of Trust, dated September 13, 1985, as amended from time to time (the “Declaration of Trust”): (a) pursuant to Sections 9. |
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| February 14, 2012 |
MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 29, 2011 |
Date: November 29, 2011 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 MassMutual Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher A. |
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| August 29, 2011 |
MassMutual Corporate Investors Rule 10f-3 Report EXHIBIT 77(o) MassMutual Corporate Investors Rule 10f-3 Report Name of Adviser: Babson Capital Management LLC Acquisition of securities during existence of an underwriting or selling syndicate in the 2nd quarter of 2011. |
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| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company Investment Company Act file number 811-02183 MassMutual Corporate Investors (Exact name of registrant as specified in charter) 1500 Main Street, Springfield, MA 01115 (Address of principal executive offices) (Zip code) Christopher A. |
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| May 31, 2011 |
Date: May 31, 2011 By: /s/ Michael L. Klofas Michael L. Klofas, President EXHIBIT 99.CERT I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 16, 2011 |
================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2011 |
MassMutual Corporate Investors EX-99.77(O) 4 exh77-o17045.htm TRANSACTIONS EFFECTED PURSUANT TO RULE 10F-3 EXHIBIT 77(o) MassMutual Corporate Investors Name of Subadviser: Babson Capital Management LLC Acquisition of securities during existence of an underwriting or selling syndicate in the 3rd quarter of 2010. Name of affiliate member of underwriting or selling syndicate: Jefferies & Co. Type of Security (indicate A, B, C, D o |
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| March 1, 2011 |
Report of Independent Registered Public Accounting Firm EX-99.77(B) 2 exh77-b17045.htm ACCOUNTANT'S REPORT ON INTERNAL CONTROLS EXHIBIT 77(b) KPMG LLP Two Financial Center 60 South Street Boston, MA 02111 Telephone +1 617 988 1000 Fax+1 617 507 8321 Internet www.us.kpmg.com Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of MassMutual Corporate Investors: In planning and performing our audit of the fina |
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| November 29, 2010 |
EXHIBIT 99.CERT - I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| November 29, 2010 |
MASSMUTUAL CORPORATE INVESTORS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 31, 2010 |
EXHIBIT 77Q1 MassMutual Corporate Investors The By-Laws of MassMutual Corporate Investors dated October 18, 1985, as amended July 18, 2003 and June 8, 2005, are hereby amended in accordance with Section 10. |
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| May 28, 2010 |
EXHIBIT 99.CERT - I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| May 28, 2010 |
MASSMUTUAL CORPORATE INVESTORS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 8, 2010 |
MASSMUTUAL ADDITIONAL DEFINITIVE PROXY MATERIALS ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 25, 2010 |
MASSMUTUAL CORPORATE & PARTICIPATION INVESTORS ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 30, 2009 |
MASSMUTUAL CORPORATE INVESTORS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 30, 2009 |
EXHIBIT 99.CERT - I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| May 29, 2009 |
FORM N-Q FOR THE QUARTER ENDED 3-31-09 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 29, 2009 |
EXHIBIT 99.CERT - I, Michael L. Klofas, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| March 18, 2009 |
MASSMUTUAL CORPORATE & PARTICIPATION INVESTORS ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 6, 2009 |
EXHIBIT 77(O) - MassMutual Corporate Investors Rule10f-3 Report Name of Fund: MassMutual Corporate Investors Name of Sub-Advisor: Babson Capital Management LLC Rule 10f-3 Report - Acquisition of securities during existence of an underwriting or selling syndicate in the 3rd quarter of 2007. |
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| February 13, 2009 |
================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 24, 2008 |
MASSMUTUAL CORPORATE INVESTORS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 24, 2008 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| August 29, 2008 |
EXHIBIT 77(O) - MassMutual Corporate Investors Rule10f-3 Report Name of Fund: MassMutual Corporate Investors Name of Sub-Advisor: Babson Capital Management LLC Rule 10f-3 Report - Acquisition of securities during existence of an underwriting or selling syndicate in the 3rd quarter of 2007. |
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| May 30, 2008 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 30, 2008 |
MASSMUTUAL CORPORATE INVESTORS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 24, 2008 |
MASSMUTUAL CORPORATE INVESTORS DEFINITIVE PROXY ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2008 |
MASSMUTUAL CORPORATE INVESTORS DEFINITIVE PROXY ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 15, 2008 |
SEC Form 3, Form 4 and Form 5 and Application for EDGAR Access (Form ID) Confirmation of Authority to Sign Pursuant to Instruction 7 to SEC "Form 3 - Initial Statement of Beneficial Ownership of Security," "Form 4-Statement of Changes in Beneficial Ownership" and "Form 5 - Annual Statement of Beneficial Ownership of Securities" the undersigned, being the Treasurer,Controller and Managing Director |
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| December 10, 2007 |
SCHEDULE 13-G FOR MASSMUTUAL LIFE INS. ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. |
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| November 26, 2007 |
MASSMUTUAL CORPORATE INVESTORS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 26, 2007 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| August 29, 2007 |
EXHIBIT 77O - MASSMUTUAL CORPORATE INVESTORS RULE 10F-3 REPORT NAME OF FUND: MASSMUTUAL CORPORATE INVESTORS NAME OF SUB-ADVISOR: BABSON CAPITAL MANAGEMENT LLC RULE 10F-3 REPORT - ACQUISITION OF SECURITIES DURING EXISTENCE OF AN UNDERWRITING OR SELLING SYNDICATE IN THE 1ST QUARTER OF 2007. |
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| May 30, 2007 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 30, 2007 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| March 30, 2007 |
MASSMUTUAL CORPORATE INVESTORS DEF 14A ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2007 |
SEC Form 4 and Form 5 - Confirmation of Authority to Sign and File Pursuant to Instruction 7 to SEC "Form 3 - Initial Statement of Beneficial Ownership of Security," "Form 4-Statement of Changes in Beneficial Ownership" and "Form 5 - Annual Statement of Beneficial Ownership of Securities" the undersigned, being a Member of the Board of Managers of Babson Capital Management LLC, the investment advi |
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| November 27, 2006 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| November 27, 2006 |
MASSMUTUAL CORPORATE INVESTORS FORM N-Q ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 29, 2006 |
ITEM 77O - TRANSACTIONS EFFECTED PURSUANT TO RULE 10f-3 MASSMUTUAL CORPORATE INVESTORS For the period from April 1, 2006 to June 30, 2006 Record of Securities Purchased under the Registrant's Rule 10f-3 Procedures 1. |
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| May 30, 2006 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 30, 2006 |
FORM N-Q FOR PERIOD ENDED 3-31-06 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 1, 2006 |
NOTICE AND PROXY STATEMENT (ANNUAL MEETING) ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 28, 2005 |
MASSMUTUAL CORPORATE INVESTORS FORM N-Q ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 28, 2005 |
EXHIBIT 99.CERT - I, Clifford M. Noreen, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| August 26, 2005 |
ITEM 77E - LEGAL PROCEEDINGS The Registrant, together with other investors, including Massachusetts Mutual Life Insurance Company (the parent of Registrant's investment advisor), is a plaintiff in litigation connected with private placement investments made by the Registrant in Sharp International Corporation ("Sharp"). |
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| August 26, 2005 |
ITEM 77O - TRANSACTIONS EFFECTED PURSUANT TO RULE 10f-3 MASSMUTUAL CORPORATE INVESTORS For the period from January 1, 2005 to March 31, 2005 Record of Securities Purchased under the Rule 10f-3 Procedures 1. |
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| August 26, 2005 |
ITEM 77Q1(a) - AMENDMENTS TO THE REGISTRANT'S BY-LAWS The Trustees of the Registrant approved the following amendment to the bylaws on June 8, 2005. |
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| June 20, 2005 |
MASSMUTUAL CORPORATE INVESTORS DEF 14A ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 20, 2005 |
DEFINITIVE ADDITIONAL MATERIALS ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 31, 2005 |
PRELIMINARY PROXY - SPECIAL MEETING ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 25, 2005 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 25, 2005 |
EXHIBIT 99.CERT - I, Roger W. Crandall, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| February 28, 2005 |
MASSMUTUAL CORPORATE INVESTORS DEF14A ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 24, 2004 |
EXHIBIT 99.CERT - I, Roger W. Crandall, certify that: 1. I have reviewed this report on Form N-Q of MassMutual Corporate Investors; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| November 24, 2004 |
MASSMUTUAL CORPORATE INVESTORS FORM N-Q ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 30, 2004 |
ITEM 77E - LEGAL PROCEEDINGS The Registrant, together with other investors, including Massachusetts Mutual Life Insurance Company (the parent of Registrant's investment advisor), is a plaintiff in litigation connected with private placement investments made by the Registrant in Sharp International Corporation ("Sharp"). |
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| March 15, 2004 |
NOTICE AND PROXY STATMENT DATED MARCH 15, 2004 ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 22, 2003 |
EX-99.77E 3 item-77e12101.txt LEGAL PROCEEDINGS ITEM 77E - LEGAL PROCEEDINGS The Registrant, together with other investors, including Massachusetts Mutual Life Insurance Company (the parent of Registrant's investment advisor), is a plaintiff in two lawsuits in connection with private placement investments made by the Registrant in Sharp International Corporation ("Sharp"). Three managing sharehold |
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| February 28, 2003 |
MASSMUTUAL CORPORATE INVESTORS DEF 14A ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 28, 2002 |
MASSMUTUAL CORPORATE INVESTORS DEF 14A ================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 28, 2001 |
================================================================================ SCHEDULE 14A Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* MassMutual Corporate Investors (Name of Issuer) Common Stock (Title of Class of Securities) 576292106 (CUSIP Number) December 31, 2000 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whic |
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| August 28, 2000 |
6 THE SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE REPORT TO SHAREHOLDERS OF MASSMUTUAL CORPORATE INVESTORS FOR THE PERIOD ENDED JUNE 30, 2000 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. |
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| August 28, 2000 |
EXHIBIT INDEX TO FORM N-SAR OF MASSMUTUAL CORPORATE INVESTORS FOR PERIOD ENDED JUNE 30, 2000 EXHIBIT NO. |
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| August 28, 2000 |
PAGE 1 000 A000000 06/30/2000 000 C000000 0000275694 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
