Grundlæggende statistik
| CIK | 1090372 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Jacob Funds Inc. - Jacob Forward ETF
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| January 14, 2025 |
Stradley Ronon Stevens & Young, LLP Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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| December 23, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 03, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 10, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 29, 2022 |
PRE 14A 1 jacobforwardetfpre14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy St |
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| January 24, 2022 |
Jacob Small Cap Growth Fund Schedule of Investments (+) November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 100. |
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| January 24, 2022 |
Jacob Internet Fund Schedule of Investments (+) November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| January 24, 2022 |
Jacob Discovery Fund Schedule of Investments (+) November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 95. |
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| January 24, 2022 |
Jacob Forward ETF Schedule of Investments (+) November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 100. |
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| December 6, 2021 |
CORRESP 1 filename1.htm Jacob Funds, Inc. c/o U.S. Bank Global Fund Services 777 East Wisconsin Avenue Milwaukee, Wisconsin 53202 December 6, 2021 VIA EDGAR TRANSMISSION Ms. Samantha Brutlag United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Funds, Inc. (the “Company”) File Nos.: 333-82865 and 811-09447 Dear Ms. Br |
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| July 8, 2021 |
Jacob Discovery Fund Schedule of Investments (+) May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 93. |
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| July 8, 2021 |
Jacob Internet Fund Schedule of Investments (+) May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 100. |
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| July 8, 2021 |
Jacob Small Cap Growth Fund Schedule of Investments (+) May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 Jacob Funds Inc. (Exact name of registrant as specified in its charter) Maryland (see below) (State of incorporation or organization) (I.R.S. Employer Identification No.) 727 2nd Street #106, Her |
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| May 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 Jacob Funds Inc. (Exact name of registrant as specified in its charter) Maryland (see below) (State of incorporation or organization) (I.R.S. Employer Identification No.) 727 2nd Street #106, Her |
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| May 17, 2021 |
Jacob Funds, Inc. c/o U.S. Bank Global Fund Services 777 East Wisconsin Avenue Milwaukee, Wisconsin 53202 May 17, 2021 VIA EDGAR TRANSMISSION Ms. Deborah O?Neal United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Funds, Inc. (the ?Company?) File Nos.: 333-82865 and 811-09447 Dear Ms. O?Neal: This correspondence resp |
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| March 12, 2021 |
COVER 7 filename7.htm Jacob Funds, Inc. c/o U.S. Bank Global Fund Services 777 East Wisconsin Avenue Milwaukee, Wisconsin 53202 March 12, 2021 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 “F” Street N.E. Washington, D.C. 20549 Re: Jacob Funds, Inc. (the “Company”) File Nos.: 333-82865 and 811-09447 Dear Sir or Madam: Pursuant to Rule |
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| January 7, 2021 |
Jacob Small Cap Growth Fund Schedule of Investments (+) November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| January 7, 2021 |
Jacob Internet Fund Schedule of Investments (+) November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 97. |
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| January 7, 2021 |
Jacob Micro Cap Growth Fund Schedule of Investments (+) November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 88. |
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| July 13, 2020 |
Jacob Micro Cap Growth Fund Schedule of Investments (+) May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 91. |
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| July 13, 2020 |
Jacob Small Cap Growth Fund Schedule of Investments (+) May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| July 13, 2020 |
Jacob Internet Fund Schedule of Investments (+) May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 94. |
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| July 9, 2020 |
Jacob Funds, Inc. c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 July 9, 2020 VIA EDGAR TRANSMISSION Ms. Mindy Rotter United States Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Jacob Funds, Inc. (the “Company”) File No. 811-09447 Jacob Internet Fund (S000005257) Jacob Micro Cap |
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| January 9, 2020 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 9, 2020 |
As filed with the Securities and Exchange Commission on January 9, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 9, 2019 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| July 9, 2019 |
As filed with the Securities and Exchange Commission on July 9, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 23, 2019 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 23, 2019 |
Jacob Funds Inc. QUARTERLY NOTICE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings) N-Q 1 jacobnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 23, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09447 Jacob Funds Inc. (Exact name of Registrant as specified in |
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| July 6, 2018 |
Jacob Funds Inc. QUARTERLY NOTICE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on July 6, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 6, 2018 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 18, 2018 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 18, 2018 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 18, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| August 3, 2017 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone (215) 564-8000 Fax (215) 564-8120 www.stradley.com Michael P. O'Hare [email protected] 215.564.8198 August 3, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Tony Burak Re |
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| July 25, 2017 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on July 25, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 25, 2017 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 20, 2017 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 20, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 20, 2017 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| October 31, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| October 31, 2016 |
On August 26, 2016 the shareholders of the Jacob Wisdom Fund (the "Wisdom Fund" or "Predecessor Fund") approved an Agreement and Plan of Reorganization ("Reorganization Plan"), which qualified as a tax-free exchange for federal income tax purposes, providing for the transfer of assets and the assumption of liabilities of the Predecessor Fund to the Small Cap Growth Fund (the "Fund"). |
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| October 31, 2016 |
At a special meeting of shareholders of the Jacob Wisdom Fund held on August 26, 2016, the shareholders voted on the Reorganization Plan described below. A description of the shares voted in favor, shares voted against and shares abstaining, with respect to the Reorganization Plan is illustrated in the following table: For Against Abstain 217,408 15,296 18,474 |
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| July 26, 2016 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on July 26, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2016 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| July 21, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Jacob Funds Inc. |
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| July 21, 2016 |
VIA EDGAR Ms. Samantha Brutlag Ms. Christina DiAngelo Fettig United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington D.C. 20549 RE: Jacob Funds, Inc. Registration Statement on Form N-14 (No. 333-212101) Dear Ms. Brutlag and Ms. DiAngelo Fettig: In accordance with Rule 461 of Regulation C under the Securities Act of 1933, as amended, the unde |
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| July 21, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on July 21, 2016 1933 Act File No. 333-212101 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 1 Post-Effective Amendment No. JACOB FUNDS INC. (Exact Name of Registrant as Specified in Charter) c/o Jacob Asset Management of New Yo |
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| July 21, 2016 |
Jacob Funds Inc. c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 July 21, 2016 VIA EDGAR TRANSMISSION Ms. Christina DiAngelo Fettig United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Funds Inc. (the “Company”) File Nos.: 333-21210; 811-09447 Registration Statement on Form N-14 – Reo |
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| July 15, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on July 15, 2016 1933 Act File No. 333-212101 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 1 Post-Effective Amendment No. JACOB FUNDS INC. (Exact Name of Registrant as Specified in Charter) c/o Jacob Asset Management of New Yo |
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| July 15, 2016 |
Jacob Funds Inc. c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 July 15, 2016 VIA EDGAR TRANSMISSION Ms. Christina DiAngelo Fettig United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Funds Inc. (the ?Company?) File Nos.: 333-21210; 811-09447 Registration Statement on Form N-14 ? Reo |
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| July 15, 2016 |
Jacob Funds Inc. c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 July 15, 2016 VIA EDGAR TRANSMISSION Ms. Samantha Brutlag United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Funds Inc. (the ?Company?) File Nos.: 333-21210; 811-09447 Registration Statement on Form N-14 ? Reorganizati |
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| July 15, 2016 |
VIA EDGAR Ms. Samantha Brutlag Ms. Christina DiAngelo Fettig United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington D.C. 20549 RE: Jacob Funds, Inc. Registration Statement on Form N-14 (No. 333-212101) Dear Ms. Brutlag and Ms. DiAngelo Fettig: In accordance with Rule 461 of Regulation C under the Securities Act of 1933, as amended, the unde |
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| July 15, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Jacob Funds Inc. |
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| July 5, 2016 |
JACOB FUNDS, INC. c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 July 5, 2016 VIA EDGAR TRANSMISSION Attention: Christina DiAngelo Fettig U.S. Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: Jacob Funds, Inc. (the “Corporation”) File No.: 333-212101 Regarding Delaying Amendment for Jacob Funds, Inc. (the “Registrant”) Registratio |
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| June 17, 2016 |
Jacob Funds, Inc. c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 June 16, 2016 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Funds Inc. (the “Company”) File Nos.: 333-82865 and 811-09447 Ladies and Gentlemen: Please find attached for filing on beh |
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| June 17, 2016 |
POWER OF ATTORNEY KNOWN ALL PERSONS BY THESE PRESENT, that the undersigned constitutes and appoints each of Ryan I. |
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| June 17, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on June 17, 2016 1933 Act File No. 333- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] JACOB FUNDS INC. (Exact Name of Registrant as Specified in Charter) c/o Jacob Asset Management of New Yo |
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| June 17, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Jacob Funds Inc. |
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| June 17, 2016 |
[Stradley letterhead] [date], 2016 EX-99.12 3 taxopin.htm OPINION AND CONSENT OF TAX COUNSEL REGARDING TAX MATTERS [Stradley letterhead] [date], 2016 Board of Directors, Jacob Funds Inc. 653 Manhattan Beach Blvd. #J Manhattan Beach, CA 90266 Re: Plan of Reorganization (“Plan”) made as of the [] of [month], 2016 by Jacob Funds Inc., a Maryland corporation, on behalf of two of its series, Jacob Small Cap Growth Fund (the “Acquiring F |
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| June 17, 2016 |
Jacob Funds, Inc. c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 June 17, 2016 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Jacob Funds, Inc. (the “Company”) File Nos.: 333-212074 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the |
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| June 17, 2016 |
Stradley Ronon Stevens & Young, LLP EX-99.11 2 opinofcoun.htm OPINION AND CONSENT OF COUNSEL AS TO THE LEGALITY OF THE SECURITIES BEING REGISTERED Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com Michael P. O’Hare [email protected] 215.564.8198 June 15, 2016 Board of Directors, Jacob Funds Inc. c/o Jacob Asset Management of New Yo |
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| June 17, 2016 |
EX-99.17 6 proxy.htm PROXY CARD |
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| June 16, 2016 |
[Stradley letterhead] [date], 2016 [Stradley letterhead] [date], 2016 Board of Directors, Jacob Funds Inc. 653 Manhattan Beach Blvd. #J Manhattan Beach, CA 90266 Re: Plan of Reorganization (“Plan”) made as of the [] of [month], 2016 by Jacob Funds Inc., a Maryland corporation, on behalf of two of its series, Jacob Small Cap Growth Fund (the “Acquiring Fund”), and Jacob Wisdom Fund (the “Target Fund”) Ladies and Gentlemen: You have |
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| June 16, 2016 |
Stradley Ronon Stevens & Young, LLP EX-99.11 2 opinofcoun.htm OPINION AND CONSENT OF COUNSEL AS TO THE LEGALITY OF THE SECURITIES BEING REGISTERED Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com Michael P. O’Hare [email protected] 215.564.8198 June 15, 2016 Board of Directors, Jacob Funds Inc. c/o Jacob Asset Management of New Yo |
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| June 16, 2016 |
POWER OF ATTORNEY KNOWN ALL PERSONS BY THESE PRESENT, that the undersigned constitutes and appoints each of Ryan I. |
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| June 16, 2016 | ||
| June 16, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Jacob Funds Inc. |
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| June 16, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the U.S. Securities and Exchange Commission on June 16, 2016 1933 Act File No. 333-82865 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] JACOB FUNDS INC. (Exact Name of Registrant as Specified in Charter) c/o Jacob Asset Management of N |
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| January 26, 2016 |
Date: January 25, 2016 /s/ Ryan Jacob Ryan Jacob President CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 26, 2016 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 26, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of Jacob Funds Inc. |
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| July 20, 2015 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on July 20, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 20, 2015 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 21, 2015 |
Jacob Funds Inc. - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 21, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 21, 2015 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| October 30, 2014 |
EX-99.77B ACCT LTTR 2 a8-3114jacobnsarltr.htm EX-99.77B ACCT LTTR REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. and the Shareholders of the Jacob Internet Fund, Jacob Small Cap Growth Fund, Jacob Micro Cap Growth Fund and Jacob Wisdom Fund In planning and performing our audits of the financial statements of Jacob Internet Fund, Jacob Small Ca |
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| August 7, 2014 |
JAMFX / Jacob Internet Fund CORRESP - - CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone (215) 564-8000 Fax (215) 564-8120 www.stradley.com Michael P. O’Hare [email protected] 215.564.8198 August 7, 2014 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Ms. Laura Hat |
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| July 24, 2014 |
As Filed with the Securities and Exchange Commission on July 24, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 24, 2014 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 23, 2014 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 23, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 23, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 6, 2013 |
UNITED STATES OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 FORM 12b-25 Estimated average burden hours per response……2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 811-09447 CUSIP NUMBER N/A (Check one): o Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: August 31, 2013 o Transition Report on Form 10-K o Tr |
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| October 31, 2013 |
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION ("Agreement") is made as of November 7, 2012, among JACOB FUNDS, INC. |
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| October 31, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| October 31, 2013 |
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION ("Agreement") is made as of November 7, 2012, among JACOB FUNDS, INC. |
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| July 26, 2013 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| July 26, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on July 26, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2013 |
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of November 7, 2012, among JACOB FUNDS, INC. |
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| January 30, 2013 |
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of November 7, 2012, among JACOB FUNDS, INC. |
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| January 30, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| January 30, 2013 |
EX-99.77C VOTES 3 votes.htm SHAREHOLDER VOTING AND REORGANIZATION At a special meeting of shareholders of the Jacob Micro Cap Growth Fund held on November 9, 2012, the shareholders voted on the Reorganization Plan described below. A description of the shares voted in favor, shares voted against and shares abstaining, with respect to the Reorganization Plan is illustrated in the following table: Fo |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2013 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 29, 2013 |
EX-99.77C VOTES 3 votes.htm SHAREHOLDER VOTING AND REORGANIZATION At a special meeting of shareholders of the Jacob Micro Cap Growth Fund held on November 9, 2012, the shareholders voted on the Reorganization Plan described below. A description of the shares voted in favor, shares voted against and shares abstaining, with respect to the Reorganization Plan is illustrated in the following table: Fo |
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| January 29, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| December 24, 2012 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
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| October 31, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| October 4, 2012 |
Law Offices Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 Direct Dial - (215) 564-8198 October 3, 2012 VIA EDGAR Filing Desk U. |
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| October 3, 2012 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7098 Telephone 215. |
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| October 1, 2012 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
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| October 1, 2012 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7098 Telephone 215. |
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| October 1, 2012 |
Jacob Funds Inc. c/o Jacob Asset Management of New York LLC 653 Manhattan Beach Blvd. #J Manhattan Beach, CA 90266 Quasar Distributors, LLC 615 East Michigan Street Milwaukee, Wisconsin, 53202 October 1, 2012 VIA EDGAR Transmission Mr. Howie Hallock Ms. Kathy Churko Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Jacob Funds Inc |
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| August 30, 2012 |
EX-99.16(17)(b) JACOB FUNDS II Jacob Micro Cap Growth Fund Jacob Small Cap Growth Fund II Proxy for the Special Meeting of Shareholders – [October 26], 2012 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF TRUSTEES. The undersigned holder of shares of beneficial interest of Jacob Micro Cap Growth Fund and Jacob Small Cap Growth Fund II (the “Funds”) hereby constitutes and appoints [ ] as proxy an |
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| August 30, 2012 |
Law Offices Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 August 30, 2012 VIA EDGAR TRANSMISSION Filing Desk U. |
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| August 30, 2012 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
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| August 30, 2012 |
[Stradley Ronon Stevens & Young, LLP Letterhead] Michael P. O’Hare [email protected] 215.564.8198 August 30, 2012 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Jacob Funds Inc. (the “Trust”) File Nos. 333-82865 and 811-09447 Accession Number: 0001137439-12-000258 Dear Sir or Madam: I am writing on behalf of the above-referenced Trust, pur |
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| August 30, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.16(14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated August 30, 2012 relating to the financial statements and financial highlights which appears in the November 30, 2011 Annual Report to the Board of Trustees and the Shareholders of PineBridge Mutual Funds which i |
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| August 30, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.16(14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Financial Statements” in the Combined Prospectus/Proxy Statement and to the incorporation by reference in the Statement of Additional Information to our report dated October 27, 2011, with respect to the financial statements and financial highlights of Jacob Small Cap |
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| August 30, 2012 |
As filed with the Securities and Exchange Commission on August 30, 2012 Securities Act File No. |
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| July 30, 2012 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on July 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2012 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 30, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on January 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 31, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds Inc. |
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| July 29, 2011 |
As filed with the Securities and Exchange Commission on July 29, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 29, 2011 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 26, 2011 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 26, 2011 |
As filed with the Securities and Exchange Commission on January 26, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 5, 2011 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone: (215) 564-8000 Fax: (215) 564-8120 December 28, 2010 Via E-mail to lhatch@sec. |
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| December 28, 2010 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7098 Telephone: (215) 564-8000 Fax: (215) 564-8120 December 28, 2010 Via E-mail to lhatch@sec. |
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| November 1, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Jacob Funds, Inc. |
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| November 1, 2010 |
Deloitte & Touche LLP 555 E. Wells Street, Suite 1400 Milwaukee, WI 53202-3824 USA Tel: +1 414 271 3000 www.deloitte.com October 29, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read SUB-ITEM 77K of Jacob Fund Inc.’s N-SAR dated October 29, 2010, and we agree with the statements made therein except that we have no basis on which t |
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| October 29, 2010 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone 215. |
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| August 2, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Jacob Funds, Inc. |
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| August 2, 2010 |
On February 12, 2010 the shareholders of the Wisdom Fund (?Acquired Fund?) approved an Agreement and Plan of Reorganization (?Reorganization Plan?), which qualified as a tax-free exchange for federal income tax purposes, providing for the transfer of assets and the assumption of liabilities of the Acquired Fund to the Jacob Wisdom Fund (?Acquiring Fund?), a newly created series of the Corporation. |
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| August 2, 2010 |
On February 12, 2010 the shareholders of the Wisdom Fund (“Acquired Fund”) approved an Agreement and Plan of Reorganization (“Reorganization Plan”), which qualified as a tax-free exchange for federal income tax purposes, providing for the transfer of assets and the assumption of liabilities of the Acquired Fund to the Jacob Wisdom Fund (“Acquiring Fund”), a newly created series of the Corporation. |
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| August 2, 2010 |
AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATION This AGREEMENT AND PLAN OF REORGANIZATION (?Agreement?), made as of the 16th day of February 2009, by and between Jacob Funds Inc. |
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| July 30, 2010 |
As filed with the Securities and Exchange Commission on July 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Jacob Funds, Inc. |
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| July 30, 2010 |
On February 12, 2010 the shareholders of the Wisdom Fund (?Acquired Fund?) approved an Agreement and Plan of Reorganization (?Reorganization Plan?), which qualified as a tax-free exchange for federal income tax purposes, providing for the transfer of assets and the assumption of liabilities of the Acquired Fund to the Jacob Wisdom Fund (?Acquiring Fund?), a newly created series of the Corporation. |
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| July 30, 2010 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| April 29, 2010 |
As filed with the Securities and Exchange Commission on April 29, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2010 |
On January 28, 2010 the shareholders of the Rockland Small Cap Growth Fund (?Acquired Fund?) approved an Agreement and Plan of Reorganization (?Reorganization Plan?), which qualified as a tax-free exchange for federal income tax purposes, providing for the transfer of assets and the assumption of liabilities of the Acquired Fund to the Small Cap Growth Fund (?Acquiring Fund?), a newly created series of the Corporation. |
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| April 29, 2010 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 29, 2010 |
As filed with the Securities and Exchange Commission on January 29, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2010 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Funds Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| January 7, 2010 |
Jacob Funds Inc. c/o Jacob Asset Management of New York LLC 653 Manhattan Beach Blvd. #J Manhattan Beach, CA 90266 Quasar Distributors, LLC 615 East Michigan Street Milwaukee, Wisconsin, 53202 December 31, 2009 Via E-mail to [email protected] and EDGAR Transmission Laura Hatch Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Jacob F |
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| December 31, 2009 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone: (215) 564-8000 Fax: (215) 564-8120 [SRSY logo] December 31, 2009 Via E-mail and EDGAR Transmission Laura Hatch Division of Investment Management U. |
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| December 31, 2009 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone: (215) 564-8000 Fax: (215) 564-8120 [SRSY logo] December 31, 2009 Via E-mail and EDGAR Transmission Laura Hatch Division of Investment Management U. |
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| December 30, 2009 |
Jacob Funds Inc. c/o Jacob Asset Management of New York LLC 653 Manhattan Beach Blvd. #J Manhattan Beach, CA 90266 Quasar Distributors, LLC 615 East Michigan Street Milwaukee, Wisconsin, 53202 December 30, 2009 Via E-mail to [email protected] and EDGAR Transmission Laura Hatch Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Jacob F |
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| December 30, 2009 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone: (215) 564-8000 Fax: (215) 564-8120 [SRSY logo] December 30, 2009 Via E-mail to lhatch@sec. |
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| December 17, 2009 |
EX-99.17 NEW PROVIDENCE INVESTMENT TRUST The Wisdom Fund Proxy for the Special Meeting of Shareholders ? [], 2010 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF TRUSTEES. The undersigned holder of shares of beneficial interest of The Wisdom Fund (the ?Fund?) hereby constitutes and appoints [] as proxy and attorney for the undersigned, with full power of substitution, for and in the name of the |
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| December 17, 2009 |
As filed with the Securities and Exchange Commission on [] Securities Act File No. |
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| December 17, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of the Jacob Internet Fund, Inc. and to the use of our report dated July 24, 2009 on Wisdom Fund’s (a series of shares of beneficial interest of New Providence Investment Trust) financial statements and financial highlights. Such financial statements |
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| December 17, 2009 |
JACOB INERNET FUND INC. c/o Jacob Asset Management of New York, LLC 653 Manhattan Beach Blvd. #J, Manhattan Beach, CA 90266 December 17, 2009 VIA EDGAR (CIK 0001090372) Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Jacob Wisdom Fund, a series of Jacob Internet Fund Inc. File Nos.: 811-09447, 333-82865 Dear Sir or Madam: Enclosed for filing is the |
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| November 10, 2009 |
coverletter-jacobsmallcapgro.htm - Generated by SEC Publisher for SEC Filing Law Offices Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 November 9, 2009 VIA EDGAR TRANSMISSION Filing Desk U.S. Securities and Exchange Commission 100F Street, N.E. Washington, DC 20549 Re: Jacob Internet Fund Inc. File Nos. 333-82865 and 811-09447 Lad |
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| November 10, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Shareholders and Board of Trustees The Rockland Funds Trust: We consent to the use of our report dated November 24, 2008, with respect to the financial statements of the Rockland Small Cap Growth Fund, as of September 30, 2008, incorporated herein by reference in the Statement of Additional Information. /s/ KPMG LLP Chicago, Ill |
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| November 10, 2009 |
EX-99.17 EVERY SHAREHOLDER?S VOTE IS IMPORTANT proxycardforrocklandn-14.htm - Generated by SEC Publisher for SEC Filing EX-99.17 EVERY SHAREHOLDER’S VOTE IS IMPORTANT PLEASE SIGN, DATE AND RETURN YOUR PROXY TODAY. Please detach at perforation before mailing. PROXY PROXY SPECIAL MEETING OF SHAREHOLDERS OF THE ROCKLAND SMALL CAP GROWTH FUND [ ], 20[ ] The undersigned hereby revokes all previous proxies for his shares and appoints Richard H. Goul |
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| November 10, 2009 |
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] As filed with the Securities and Exchange Commission on November 9, 2009 Securities Act File No. |
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| October 30, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTIN FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTIN FIRM To the Shareholders and Board of Directors of Jacob Internet Fund, Inc. |
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| July 30, 2009 |
As filed with the Securities and Exchange Commission on July 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2009 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| January 29, 2009 |
As filed with the Securities and Exchange Commission on January 29, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2009 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| October 30, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Jacob Internet Fund Inc. |
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| July 30, 2008 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| July 30, 2008 |
As filed with the Securities and Exchange Commission on July 30, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2008 |
As filed with the Securities and Exchange Commission on January 29, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2008 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| October 30, 2007 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Jacob Internet Fund Inc. |
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| July 30, 2007 |
As filed with the Securities and Exchange Commission on July 30, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2007 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
|
| January 29, 2007 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| January 29, 2007 |
As filed with the Securities and Exchange Commission on January 29, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2006 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Jacob Internet Fund Inc. |
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| July 28, 2006 |
As filed with the Securities and Exchange Commission on July 28, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 28, 2006 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| January 27, 2006 |
CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered |
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| January 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09447 Jacob Internet Fund Inc. (Exact name of registrant as specified in charter) c/o Jacob Asset Management of New York LLC 507 Paseo de la Playa Redondo Beach, CA 90277 (Address of principal ex |
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| October 27, 2005 |
N-SAR Question 77K Change in Independent Registered Public Accounting Firm On May 3, 2005, Ernst & Young LLP (?E&Y?) notified the Fund of its intention to resign as the Funds' independent registered public accounting firm. |
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| October 27, 2005 |
ERNST & YOUNG October 20, 2005 Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 We have read Item 77K of Form N-SAR for the period ended August 31, 2005, of The Jacob Internet Fund, Inc. and are in agreement with the statements contained in the first sentence of the first paragraph and with the statments contained in the second paragraph therein. We have no basis to agree |
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| October 27, 2005 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Jacob Internet Fund Inc. |
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| July 29, 2005 |
Quarterly Notice of Portfolio Holdings As filed with the Securities and Exchange Commission on [date] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 29, 2005 |
Certifications EX-99.cert CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| January 31, 2005 |
As filed with the Securities and Exchange Commission on 1/31/05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 31, 2005 |
Certifications Exhibit (a)(1 CERTIFICATION I, Ryan Jacob, certify that: 1. I have reviewed this report on Form N-Q of Jacob Internet Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| December 29, 2004 |
CORRESP 1 filename1.htm Jacob Internet Fund Correspondence Filing 12-04 Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103 December 29, 2004 VIA Edgar and Email - Ms. Laura Hatch Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Jacob Internet Fund Inc. Registration Nos. 333-82865 and 811-09447 De |
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| October 29, 2004 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Jacob Internet Fund In planning and performing our audit of the financial statements of Jacob Internet Fund for the year ended August 31, 2004, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
