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| CIK | 1865120 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Broad Capital Acquisition Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-258943 Broad Capital Acquisition Corp (Exact name of registrant as speci |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAP |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30,2025 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-41212 NOTIFICATION OF LATE FILING CUSIP NUMBER 11125B102 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2025 |
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| April 15, 2025 |
Description of Registered Securities* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2024, Broad Capital Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, cons |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024. or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 Broad Capital |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30,2025 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-41212 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Tran |
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| February 18, 2025 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 17, 2025 |
Amendment No. 4 to the Investment Management Trust Agreement Exhibit 10.1 PROPOSED AMENDMENT NO. 4 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 4 (this “Amendment”), dated as of January 13, 2025, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein s |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 17, 2025 |
Fourth Amendment to the Amended and Restated Certificate of Incorporation Exhibit 3.1 FOURTH AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad |
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| January 17, 2025 |
Amendment No. 4 to the Investment Management Trust Agreement Exhibit 10.1 PROPOSED AMENDMENT NO. 4 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 4 (this “Amendment”), dated as of January 13, 2025, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein s |
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| January 17, 2025 |
Fourth Amendment to the Amended and Restated Certificate of Incorporation Exhibit 3.1 FOURTH AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| December 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| December 27, 2024 |
NELSON MULLINS RILEY & SCARBOROUGH LLP ATTORNEYS AND COUNSELORS AT LAW 101 Constitution Avenue, NW Suite 900 Washington D. |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 2) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 14, 2024 |
SC 13G/A 1 tm2428143d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Broad Capital Acquisition Corp (Name of Issuer) Common Stock, par value $0.000001 (Title of Class of Securities) 11125B102 (CUSIP Number) NICHOLAS SABATINI, CFO & CCO; 1555 POST ROAD EAST, SUITE 202, WESTPORT, CT |
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| November 14, 2024 |
BRAC / Broad Capital Acquisition Corp. / Meteora Capital, LLC Passive Investment SC 13G 1 meteorabrac09302024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Broad Capital Acquisition Corp (Name of Issuer) Common stock included as part of the Units (Title of Class of Securities) 11125B102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Ch |
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| November 13, 2024 |
SC 13G/A 1 lighthouse-brac93024a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp (Name of Issuer) Common stock included as part of the Units (Title of Class of Securities) 11125B201 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this State |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD |
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| November 7, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| November 6, 2024 |
SC 13G/A 1 brac13ga.htm BRAC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Broad Capital Acquisition Corp. (Name of Issuer) Common Stock, par value $0.000001 per share (Title of Class of Securities) 11125B102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check t |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAPI |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30,2025 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-41212 NOTIFICATION OF LATE FILING CUSIP NUMBER 11125B102 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2024 |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| July 18, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to August 13, 2024 Dallas, Texas – July 18, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on July 12, 2024 it caused to be deposited $60,000 (the “Exten |
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| July 18, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to August 13, 2024 Dallas, Texas – July 18, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on July 12, 2024 it caused to be deposited $60,000 (the “Exten |
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| July 18, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| June 18, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to July 13, 2024 Dallas, Texas – June 18, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on June 12, 2024 it caused to be deposited $60,000 (the “Extensi |
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| June 18, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| June 18, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to July 13, 2024 Dallas, Texas – June 18, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on June 12, 2024 it caused to be deposited $60,000 (the “Extensi |
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| May 20, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Commi |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAP |
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| May 20, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to June 13, 2024 Dallas, Texas – May 20, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on May 10, 2024 it caused to be deposited $60,000 (the “Extension |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Commi |
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| May 20, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to June 13, 2024 Dallas, Texas – May 20, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on May 10, 2024 it caused to be deposited $60,000 (the “Extension |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30,2025 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-41102 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transit |
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| April 17, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to May 13, 2024 Dallas, Texas – April 17, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on April 11, 2024 it caused to be deposited $60,000 (the “Extens |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| April 17, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to May 13, 2024 Dallas, Texas – April 17, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on April 11, 2024 it caused to be deposited $60,000 (the “Extens |
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| April 10, 2024 |
BRAC / Broad Capital Acquisition Corp. / RIVERNORTH CAPITAL MANAGEMENT, LLC Passive Investment SC 13G 1 fp0087939-1sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Broad Capital Acquisition Corp (Name of Issuer) Common Stock (Title of Class of Securities) 11125B102 (CUSIP Number) Marcus |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| March 15, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to April 13, 2024 Dallas, Texas – March 15, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on March 11, 2024 it caused to be deposited $60,000 (the “Exte |
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| March 15, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to April 13, 2024 Dallas, Texas – March 15, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on March 11, 2024 it caused to be deposited $60,000 (the “Exte |
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| March 15, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| March 14, 2024 |
Description of Registered Securities* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2023, Broad Capital Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, cons |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 Broad Capital |
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| February 22, 2024 |
BRAC / Broad Capital Acquisition Corp / Shaolin Capital Management LLC Passive Investment SC 13G/A 1 shaolinbrac123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| February 21, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to March 13, 2024 Dallas, Texas – February 21, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on February 12, 2024 it caused to be deposited $60,000 (the |
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| February 21, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| February 21, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to March 13, 2024 Dallas, Texas – February 21, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on February 12, 2024 it caused to be deposited $60,000 (the |
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| February 14, 2024 |
BRAC / Broad Capital Acquisition Corp / WOLVERINE ASSET MANAGEMENT LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp. (Name of Issuer) Common Stock, $0.000001 par value per share (Title of Class of Securities) 11125B102 (CUSIP Number) January 22, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| February 9, 2024 |
SC 13G/A 1 lighthouse-brac123123.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp (Name of Issuer) Common stock included as part of the Units (Title of Class of Securities) 11125B201 (CUSIP Number) January 31, 2024 (Date of Event Which Requires Filing of this Statemen |
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| February 9, 2024 |
BRAC / Broad Capital Acquisition Corp / WOLVERINE ASSET MANAGEMENT LLC - SC 13G Passive Investment SC 13G 1 ef20020106sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Broad Capital Acquisition Corp. (Name of Issuer) Common Stock, $0.000001 par value per share (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Stateme |
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| February 7, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Broad Capital Acquisition Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statem |
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| February 2, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp. (Name of Issuer) Common Stock, par value $0.000001 per share (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp (Name of Issuer) Common Stock, par value $0.000001 (Title of Class of Securities) 11125B102 (CUSIP Number) NICHOLAS SABATINI, CFO & CCO; 1555 POST ROAD EAST, SUITE 202, WESTPORT, CT 06880; (203) 341-0702 (Name, Address and |
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| January 17, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to February 13, 2024 Dallas, Texas – January 17, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on January 11, 2024 it caused to be deposited $60,000 (th |
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| January 17, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 17, 2024 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to February 13, 2024 Dallas, Texas – January 17, 2024 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on January 11, 2024 it caused to be deposited $60,000 (th |
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| January 12, 2024 |
Amendment No. 3 to the Investment Management Trust Agreement Exhibit 10.1 AMENDMENT NO. 3 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 3 (this “Amendment”), dated as of January 8, 2024, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein shall have |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| January 12, 2024 |
Amendment No. 3 to the Investment Management Trust Agreement Exhibit 10.1 AMENDMENT NO. 3 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 3 (this “Amendment”), dated as of January 8, 2024, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein shall have |
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| January 12, 2024 |
Third Amendment to the Amended and Restated Certificate of Incorporation Exhibit 3.1 THIRD AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad C |
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| January 12, 2024 |
Third Amendment to the Amended and Restated Certificate of Incorporation Exhibit 3.1 THIRD AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad C |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 18, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to January 13, 2024 Dallas, Texas – December 18, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on December 12, 2023 it caused to be deposited $150,000 ( |
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| December 18, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| December 18, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to January 13, 2024 Dallas, Texas – December 18, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on December 12, 2023 it caused to be deposited $150,000 ( |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 14, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to December 13, 2023 Dallas, Texas – November 14, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on November 10, 2023 it caused to be deposited $150,000 |
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| November 14, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 ( |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD |
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| October 17, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to November 13, 2023 Dallas, Texas – October 17, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on October 11, 2023 it caused to be deposited $150,000 (t |
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| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| October 17, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to November 13, 2023 Dallas, Texas – October 17, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on October 11, 2023 it caused to be deposited $150,000 (t |
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| October 17, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| September 20, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to October 13, 2023 Dallas, Texas – September 20, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on September 19, 2023 it caused to be deposited $150,000 |
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| September 20, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to October 13, 2023 Dallas, Texas – September 20, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on September 19, 2023 it caused to be deposited $150,000 |
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| September 20, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 |
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| August 17, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| August 17, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to September 13, 2023 Dallas, Texas – August 17, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on August 11, 2023 it caused to be deposited $150,000 (th |
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| August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| August 17, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to September 13, 2023 Dallas, Texas – August 17, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on August 11, 2023 it caused to be deposited $150,000 (th |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAPI |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30,2025 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-41212 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transiti |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| August 10, 2023 |
Exhibit 10.1 BCA AMENDMENT NO. 1 This BCA Amendment No. 1 (this “Amendment”), is entered into by and among Broad Capital Acquisition Corp., a Delaware corporation (“Predecessor”), Openmarkets Group Pty Ltd, an Australian proprietary limited company (the “Company”), BMYG OMG Pty Ltd, an Australian proprietary limited company (the “Shareholder”), and Broad Capital LLC, a Delaware limited liability c |
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| August 10, 2023 |
Exhibit 10.1 BCA AMENDMENT NO. 1 This BCA Amendment No. 1 (this “Amendment”), is entered into by and among Broad Capital Acquisition Corp., a Delaware corporation (“Predecessor”), Openmarkets Group Pty Ltd, an Australian proprietary limited company (the “Company”), BMYG OMG Pty Ltd, an Australian proprietary limited company (the “Shareholder”), and Broad Capital LLC, a Delaware limited liability c |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Commi |
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| July 13, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to August 13, 2023 Dallas, Texas – July 13, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on July 7, 2023 it caused to be deposited $150,000 (the “Exten |
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| July 13, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Commi |
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| July 13, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination to August 13, 2023 Dallas, Texas – July 13, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on July 7, 2023 it caused to be deposited $150,000 (the “Exten |
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| June 15, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination Dallas, Texas – June 15, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on June 12, 2023 it caused to be deposited $150,000 (the “Extension Payment”) int |
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| June 15, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Confirms Funding to Extend Period to Consummate Initial Business Combination Dallas, Texas – June 15, 2023 — Broad Capital Acquisition Corp. (the “Company”) (NASDAQ: BRAC, BRACR, BRACU), a special purpose acquisition company formed by Broad Capital LLC, today announced that on June 12, 2023 it caused to be deposited $150,000 (the “Extension Payment”) int |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| June 12, 2023 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation Exhibit 3.1 SECOND AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Commi |
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| June 12, 2023 |
Form of Second Amendment to the Trust Agreement Exhibit 3.2 PROPOSED AMENDMENT NO. 2 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 2 (this “Amendment”), dated as of , 2023, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein shall have t |
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| June 12, 2023 |
Form of Second Amendment to the Trust Agreement Exhibit 3.2 PROPOSED AMENDMENT NO. 2 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 2 (this “Amendment”), dated as of , 2023, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein shall have t |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Commi |
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| June 12, 2023 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation Exhibit 3.1 SECOND AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAP |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 17, 2023 |
Description of Registered Securities* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2022, Broad Capital Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, cons |
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| March 17, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Comm |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 Broad Capital |
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| February 14, 2023 |
BRAC / Broad Capital Acquisition Corp / Shaolin Capital Management LLC Passive Investment SC 13G 1 brac.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Broad Capital Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 14, 2023 |
SC 13G/A 1 brhc10048170sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corp (Name of Issuer) Common Stock, par value $0.000001 per share (Title of Class of Securities) 11125B201 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of thi |
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| February 14, 2023 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broad Capital Acquisition Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statem |
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| February 14, 2023 |
EX-99.1 2 brhc10048170ex1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned acknowledges and agrees that the foregoing statement on this Schedule 13G/A is filed on behalf of the undersigned and that all subsequent amendments to this statement on Schedule 13G/A shall be filed on beha |
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| February 14, 2023 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Broad Capital Acquisition Corp. (Name of Issuer) Common Stock, par value $0.000001 (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Chec |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 7, 2023 |
SC 13G 1 brac13g.htm BRAC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Broad Capital Acquisition Corp. (Name of Issuer) Common Stock, par value $0.000001 per share (Title of Class of Securities) 11125B102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Broad Capital Acquisition Corp (Name of Issuer) Units, each consisting of one share of common stock and one right (Title of Class of Securities) 11125B201 (CUSIP Number) NICHOLAS SABATINI, CFO & CCO; 1555 POST ROAD EAST, SUITE 202, WESTPORT, CT 06880; (20 |
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| January 24, 2023 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER AND BUSINESS COMBINATION AGREEMENT dated January 18, 2023 by and among Broad Capital Acquisition Corp., a Delaware corporation, as Predecessor, Openmarkets Group Pty Ltd, an Australian corporation, as the Company, BMYG OMG Pty Ltd, as the Shareholder, Broad Capital LLC, a Delaware limited liability company, as the Indemnified Party Represe |
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| January 24, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 24, 2023 |
Agreement and Plan of Merger and Business Combination Agreement Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER AND BUSINESS COMBINATION AGREEMENT dated January 18, 2023 by and among Broad Capital Acquisition Corp., a Delaware corporation, as Predecessor, Openmarkets Group Pty Ltd, an Australian corporation, as the Company, BMYG OMG Pty Ltd, as the Shareholder, Broad Capital LLC, a Delaware limited liability company, as the Indemnified Party Represe |
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| January 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 19, 2023 |
Exhibit 99.1 Openmarkets, an Australian Trading and Wealth Management Fintech, Signs Definitive Agreement to Combine with Broad Capital Acquisition Corp. (Nasdaq: BRAC) ● Openmarkets Group Pty Ltd (“OMG”) (www.openmarkets.group) is the parent company of “Openmarkets” (www.openmarkets.com.au), a group of market leading API-led market infrastructure fintech companies that provides a suite of technol |
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| January 19, 2023 |
Exhibit 99.1 Openmarkets, an Australian Trading and Wealth Management Fintech, Signs Definitive Agreement to Combine with Broad Capital Acquisition Corp. (Nasdaq: BRAC) ● Openmarkets Group Pty Ltd (“OMG”) (www.openmarkets.group) is the parent company of “Openmarkets” (www.openmarkets.com.au), a group of market leading API-led market infrastructure fintech companies that provides a suite of technol |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 19, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 Broad Capital Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (C |
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| January 17, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Announces Charter and Trust Agreement Amendments and Extension of Deadline to Complete a Business Combination to February 13, 2023 Plano, Texas - January 13, 2023 — Broad Capital Acquisition Corp (NASDAQ: BRAC, BRACR, BRACU) (“BRAC”), a special purpose acquisition company formed by Broad Capital LLC, announced today that its stockholders approved amendme |
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| January 17, 2023 |
Exhibit 3.1 FIRST AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad C |
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| January 17, 2023 |
Exhibit 3.1 FIRST AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION Pursuant to Section 242 of the Delaware General Corporation Law BROAD CAPITAL ACQUISITION CORPORATION (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broad C |
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| January 17, 2023 |
Exhibit 10.1 AMENDMENT NO. 1 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 1 (this “Amendment”), dated as of January 10, 2023, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein shall have |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Co |
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| January 17, 2023 |
Exhibit 10.1 AMENDMENT NO. 1 TO THE INVESTMENT MANAGEMENT TRUST AGREEMENT This Amendment No. 1 (this “Amendment”), dated as of January 10, 2023, to the Investment Management Trust Agreement (as defined below) is made by and between Broad Capital Acquisition Corp. (the “Company”) and Continental Stock Transfer & Trust Company, as trustee (“Trustee”). All terms used but not defined herein shall have |
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| January 17, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Announces Charter and Trust Agreement Amendments and Extension of Deadline to Complete a Business Combination to February 13, 2023 Plano, Texas - January 13, 2023 — Broad Capital Acquisition Corp (NASDAQ: BRAC, BRACR, BRACU) (“BRAC”), a special purpose acquisition company formed by Broad Capital LLC, announced today that its stockholders approved amendme |
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| January 6, 2023 |
Other Events, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| January 6, 2023 |
EX-99.1 2 ex99-1.htm Exhibit 99.1 Broad Capital Acquisition Corp Announces Postponement of Special Meeting of Shareholders Until January 10, 2023 Plano, Texas, January 5, 2023 — Broad Capital Acquisition Corp (the “Company”) (Nasdaq: BRAC/BRACU/BRACR), a special purpose acquisition company, today announced that it has postponed the Special Meeting of Shareholders scheduled to occur on January 9, 2 |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-41212 86-3382967 (Com |
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| January 6, 2023 |
Exhibit 99.1 Broad Capital Acquisition Corp Announces Postponement of Special Meeting of Shareholders Until January 10, 2023 Plano, Texas, January 5, 2023 ? Broad Capital Acquisition Corp (the ?Company?) (Nasdaq: BRAC/BRACU/BRACR), a special purpose acquisition company, today announced that it has postponed the Special Meeting of Shareholders scheduled to occur on January 9, 2023 (the ?Special Mee |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| December 9, 2022 |
1990 K Street NW, Suite 420, Washington, D.C. 20006 P: (202) 935-3390 CORRESP 1 filename1.htm December 9, 2022 Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington DC 20549 Attention: Frank Knapp Wilson Lee Re: Broad Capital Acquisition Corp Form 10-K for the Fiscal Year Ended December 31, 2021 Filed March 31, 2022 File No. 001-41212 Dear Ladies and Gentlemen, On behalf of Broad Capital Acquisition Corp (the “Company”), we a |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021. or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| December 9, 2022 |
Description of Registered Securities** Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2021, Broad Capital Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, cons |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAPI |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 BROAD CAP |
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| March 31, 2022 |
Description of Registered Securities* EX-4.5 2 ex4-5.htm Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2021, Broad Capital Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021. or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41212 Broad Capital |
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| February 25, 2022 |
Broad Capital Acquisition Corp. Pro Forma Balance Sheet Exhibit 99.1 Broad Capital Acquisition Corp. Pro Forma Balance Sheet January 13, Pro Forma 2022 Adjustments As Adjusted (unaudited) (unaudited) ASSETS: Current Assets: Cash $ 2,069 $ 1,165,728 a. $ 1,034,454 190 b. (133,533 ) c. 1,590,690 d. 47,721 e. (31,814 ) g. (1,606,597 ) i. Prepaid expenses 36,900 - 36,900 Subscription receivable 1,165,728 (1,165,728 ) a. - Deferred offering costs associated |
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| February 25, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 000-41212 86-3382967 (State or other jurisdiction of incorpor |
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| February 23, 2022 |
EX-99.1 2 ex99-1.htm Exhibit 99.1 Broad Capital Acquisition Corp Announces Separate Trading of its Common Stock and Rights, Commencing February 23, 2022 Plano, Texas, February 22, 2022 – Broad Capital Acquisition Corp (the “Company”) today announced that commencing February 23, 2022, holders of the units sold in the Company’s initial public offering may elect to separately trade the shares of comm |
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| February 23, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 000-41212 86-3382967 (State or other jurisdiction of incorpora |
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| February 11, 2022 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 000-41212 86-3382967 (State or other jurisdic |
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| January 21, 2022 |
Saba Capital Management, L.P. - FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Broad Capital Acquisition Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 11125B201 (CUSIP Number) January 11, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 21, 2022 |
Oaktree Capital Group, LLC - SC 13G SC 13G 1 brhc10033011sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Broad Capital Acquisition Corp (Name of Issuer) Units, each consisting of one share of common stock, $0.000001 par value, and one right to acquire one-tenth (1/10) of one share of common stock (Title of Class of Secur |
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| January 21, 2022 |
EX-1 2 brhc10033011ex1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned acknowledges and agrees that the foregoing statement on this Schedule 13G is filed on behalf of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of t |
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| January 20, 2022 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 000-41212 86-3382967 (State or other jurisdic |
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| January 20, 2022 |
Exhibit 99.1 INDEX TO FINANCIAL STATEMENT Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet F-3 Notes to Balance Sheet F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Broad Capital Acquisition Corp. Opinion on the Financial Statements We have audited the accompanying balance sheet of Broad Capital Acquisitio |
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| January 18, 2022 |
MMCAP International Inc. SPC - FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Broad Capital Acquisition Corp. |
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| January 14, 2022 |
EX-1.1 2 ex1-1.htm Exhibit 1.1 10,000,000 Units Broad Capital Acquisition Corp UNDERWRITING AGREEMENT January 10, 2022 Chardan Capital Markets, LLC 17 State Street, Suite 2100 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Broad Capital Acquisition Corp, a Delaware corporation (“Company”), hereby confirms its agreeme |
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| January 14, 2022 |
Broad Capital Acquisition Corp Announces Pricing of $100 Million Initial Public Offering EX-99.1 10 ex99-1.htm Exhibit 99.1 Broad Capital Acquisition Corp Announces Pricing of $100 Million Initial Public Offering NEW YORK, Jan. 11, 2022 /PRNewswire/ — Broad Capital Acquisition Corp (NASDAQ: BRACU, the “Company”) announced today that it priced its $100 million initial public offering of 10,000,000 units at $10.00 per unit. The units are expected to be listed on The NASDAQ Global Market |
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| January 14, 2022 |
First Amended and Restated Certificate of Incorporation(5) EX-3.1 3 ex3-1.htm Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE RESTATED CERTIFICATE OF “BROAD CAPITAL ACQUISITION CORPORATION”, FILED IN THIS OFFICE ON THE TENTH DAY OF JANUARY, A.D. 2022, AT 12:44 O`CLOCK P.M. State of Delaware Secretary of State Division of Corpora |
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| January 14, 2022 |
EX-10.1 5 ex10-1.htm Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of January 10, 2022, by and between Broad Capital Acquisition Corp, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”). WHEREAS, the Company’s registration statement on |
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| January 14, 2022 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 86-3382967 (State or other jurisdiction of in |
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| January 14, 2022 |
Exhibits 10.7 January 10, 2022 Broad Capital Acquisition Corp 5345 Annabel Lane Plano, Texas 75093 Re: Initial Public Offering Ladies and Gentlemen: This letter (this ?Letter Agreement?) is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) entered into by and between Broad Capital Acquisition Corp, a State of Delaware corporation (the ?Company?), a |
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| January 14, 2022 |
Administrative Services Agreement between the Company and Broad Capital LLC(5) Exhibits 10.8 Broad Capital Acquisition Corp 5345 Annabel Lane Plano, Texas 75093 January 10, 2022 Broad Capital LLC 5345 Annabel Lane Plano, Texas 75093 Ladies and Gentlemen: This letter agreement will confirm our agreement that, commencing on the effective date (the ?Effective Date?) of the registration statement (the ?Registration Statement?) for the initial public offering (the ?IPO?) of the s |
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| January 14, 2022 |
EX-4.4 4 ex4-4.htm Exhibit 4.4 RIGHTS AGREEMENT This Rights Agreement (this “Agreement”) is made as of January 10, 2022 between Broad Capital Acquisition Corp, a Delaware corporation with offices at 5345 Annabel Lane, Plano, Texas 75093 (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, with offices at 1 State St 30th Floor, New York, NY 1000 |
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| January 14, 2022 |
Broad Capital Acquisition Corp. Announces Closing of $100 Million Initial Public Offering Exhibit 99.2 Broad Capital Acquisition Corp. Announces Closing of $100 Million Initial Public Offering NEW YORK, Jan. 13, 2022 /PRNewswire/ ? Broad Capital Acquisition Corp. (NASDAQ: BRACU, the ?Company?) announced today that it closed its $100 million initial public offering of 10,000,000 units at $10.00 per unit. Each unit consists of one share of common stock and one right to receive one-tenth |
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| January 14, 2022 |
EX-10.2 6 ex10-2.htm Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 10, 2022, is made and entered into by and among Broad Capital Acquisition Corp, a State of Delaware corporation (the “Company”), Broad Capital LLC, a State of Delaware limited liability company (the “Sponsor”), and each of the undersigned parties listed on the signa |
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| January 14, 2022 |
EX-10.3 7 ex10-3.htm Exhibit 10.3 January 10, 2022 Broad Capital Acquisition Corp 5345 Annabel Lane Plano, Texas 75093 Re: Form of Placement Unit Purchase Agreement Ladies and Gentlemen: Broad Capital Acquisition Corp (the “Company”), a blank check company formed for the purpose of acquiring one or more businesses or entities (a “Business Combination”), intends to register its securities under the |
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| January 12, 2022 |
Broad Capital Acquisition Corp 10,000,000 Units PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-258943 $100,000,000 Broad Capital Acquisition Corp 10,000,000 Units Broad Capital Acquisition Corp is a newly incorporated blank check company whose business purpose is to effect a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses or entities, |
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| January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 86-2049355 (State of incorporation or organization) (I.R.S. Employer Identificatio |
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| January 10, 2022 |
8-A12B 1 form8a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Broad Capital Acquisition Corp (Exact name of registrant as specified in its charter) Delaware 86-2049355 (State of incorporation or organization) (I.R.S. Employer Identifi |
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| January 7, 2022 |
Broad Capital Acquisition Corp 5345 Annabel Lane Plano, TX 75093 January 7, 2022 Broad Capital Acquisition Corp 5345 Annabel Lane Plano, TX 75093 January 7, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N. |
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| January 7, 2022 |
Chardan Capital Markets, LLC 17 State Street, 21st Floor New York, New York 10004 January 7, 2022 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| December 29, 2021 |
As filed with the United States Securities and Exchange Commission on December 29, 2021 under the Securities Act of 1933, as amended. |
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| December 29, 2021 |
Form of Amended and Restated Certificate of Incorporation EX-3.2 2 ex3-2.htm Exhibit 3.2 FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORP January , 2021 Broad Capital Acquisition Corp, a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is Broad Capital Acquisition Corp. The Corporation’s original Certifi |
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| December 29, 2021 |
www.rimonlaw.com December 29, 2021 Via Edgar Division of Corporation Finance Office of Energy Transportation 100 F Street, NE Washington DC 20549 Attention: Ms. Liz Packebusch Re: Broad Capital Acquisition Corp Form S-1, Amendment No. 5 Filed December 16, 2021 File No. 333-258943 Dear Ladies and Gentlemen, On behalf of Broad Capital Acquisition Corp (the “Company”), we are writing to submit the Co |
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| December 16, 2021 |
Form of Amended and Restated Certificate of Incorporation(4) EX-3.2 2 ex3-2.htm Exhibit 3.2 FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORP January , 2021 Broad Capital Acquisition Corp, a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is Broad Capital Acquisition Corp. The Corporation’s original Certifi |
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| December 16, 2021 |
December 16, 2021 Via Edgar Division of Corporation Finance Office of Energy Transportation 100 F Street, NE Washington DC 20549 Attention: Mr. |
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| December 16, 2021 |
As filed with the United States Securities and Exchange Commission on December 16, 2021 under the Securities Act of 1933, as amended. |
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| December 3, 2021 |
As filed with the United States Securities and Exchange Commission on December 3, 2021 under the Securities Act of 1933, as amended. |
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| November 18, 2021 |
November 18, 2021 Via Edgar and Via Email Division of Corporation Finance Office of Energy Transportation 100 F Street, NE Washington DC 20549 Attention: Mr. |
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| November 18, 2021 |
As filed with the United States Securities and Exchange Commission on November 18, 2021 under the Securities Act of 1933, as amended. |
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| October 22, 2021 |
S-1/A 1 forms-1a.htm As filed with the United States Securities and Exchange Commission on October 22, 2021 under the Securities Act of 1933, as amended. Registration No. 333-258943 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Broad Capital Acquisition Corp Delaware 6770 86-3382967 (State |
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| October 22, 2021 |
Exhibit 10.9 AMENDMENT TO PROMISSORY NOTE This Amendment (the “Amendment”) to that certain Promissory Note, dated as of April 16, 2021 (the “Note”) by and among Broad Capital Acquisition Corp, a Delaware corporation (the “Maker”), and Broad Capital LLC (the “Payee”), is made and entered into effective as of September 30, 2021 by the Maker and the Payee. RECITALS WHEREAS, the Maker and the Payee de |
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| October 22, 2021 |
October 12, 2021 Division of Corporation Finance Office of Energy Transportation 100 F Street, NE Washington DC 20549 Attention: Mr. |
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| September 16, 2021 |
S-1/A 1 forms-1a.htm As filed with the United States Securities and Exchange Commission on September 15, 2021 under the Securities Act of 1933, as amended. Registration No. 333-258943 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Broad Capital Acquisition Corp Delaware 6770 86-3382967 (Sta |
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| September 16, 2021 |
Form of Underwriting Agreement EX-1.1 2 ex1-1.htm Exhibit 1.1 10,000,000 Units Broad Capital Acquisition Corp UNDERWRITING AGREEMENT September , 2021 Chardan Capital Markets, LLC 17 State Street, Suite 2100 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Broad Capital Acquisition Corp, a Delaware corporation (“Company”), hereby confirms its agreeme |
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| September 15, 2021 |
September 15, 2021 Division of Corporation Finance Office of Energy Transportation 100 F Street, NE Washington DC 20549 Attention: Mr. |
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| August 19, 2021 |
Exhibit 10.7 , 2021 Broad Capital Acquisition Corporation 5345 Annabel Lane Plano, Texas 75093 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Broad Capital Acquisition Corporation, a Delaware corporation (the “Company”), and Cha |
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| August 19, 2021 |
Form of Registration Rights Agreement among the Registrant and certain securityholders EX-10.2 11 ex10-2.htm Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of , 2021, is made and entered into by and among Broad Capital Acquisition Corp, a Delaware corporation (the “Company”), Broad Capital LLC, a Delaware limited liability company (the “Sponsor”), and each of the undersigned parties listed on the signature page hereto under “Hol |
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| August 19, 2021 |
EX-99.4 23 ex99-4.htm Exhibit 99.4 Consent to be Named as a Director Nominee In connection with the filing by Broad Capital Acquisition Corporation of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the |
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| August 19, 2021 |
Exhibit 99.5 Consent to be Named as a Director Nominee In connection with the filing by Broad Capital Acquisition Corporation of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of |
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| August 19, 2021 |
Form of Amended and Restated Certificate of Incorporation Exhibit 3.2 FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROAD cAPITAL ACQUISITION CORP August , 2021 Broad Capital Acquisition Corp, a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is Broad Capital Acquisition Corp. The Corporation’s original Certificate of Incorporatio |
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| August 19, 2021 |
Form of Administrative Support Agreement by and between the Registrant and Broad Capital LLC Exhibit 10.8 Broad Capital Acquisition Corp 5345 Annabel Lane Plano, TX 75093 , 2021 Broad Capital LLC 5345 Annabel Lane Plano, Texas 75093 Ladies and Gentlemen: This letter agreement will confirm our agreement that, commencing on the effective date (the “Effective Date”) of the registration statement (the “Registration Statement”) for the initial public offering (the “IPO”) of the securities of B |
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| August 19, 2021 |
Exhibit 99.6 Consent to be Named as a Director Nominee In connection with the filing by Broad Capital Acquisition Corporation of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of |
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| August 19, 2021 |
Securities Subscription Agreement, dated May 7, 2021, between the Registrant and Broad Capital LLC Exhibit 10.6 PONO CAPITAL CORP May 7, 2021 Broad Capital LLC 5345 Annabel Lane Plano, Texas 75093 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on May 7, 2021, by and between Broad Capital LLC, a Delaware limited liability company (the “Subscriber” or “you”), and Broad Capital Acquisition Corp, a Delaware corporation (the “Company,” “w |
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| August 19, 2021 |
Exhibit 10.4 INDEMNITY AGREEMENT This INDEMNITY AGREEMENT (this ?Agreement?) is effective as of , 2021, by and between Broad Capital Acquisition Corp, a Delaware corporation (the ?Company?), and , an individual (?Indemnitee?). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held companies and corporations as directors, officers or in other capacities unless |
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| August 19, 2021 |
Form of Placement Unit Purchase Agreement between the Registrant and Broad Capital LLC Exhibit 10.3 , 2021 Broad Capital Acquisition Corp 5345 Annabel Lane Plano, Texas 75093 Ladies and Gentlemen: Broad Capital Acquisition Corp (the “Company”), a blank check company formed for the purpose of acquiring one or more businesses or entities (a “Business Combination”), intends to register its securities under the Securities Act of 1933, as amended (“Securities Act”), in connection with it |
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| August 19, 2021 |
Power of Attorney (included on the signature page herein) As filed with the United States Securities and Exchange Commission on August 19, 2021 under the Securities Act of 1933, as amended. |
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| August 19, 2021 |
Exhibit 14 BROAD CAPITAL ACQUISITION CORP CODE OF ETHICS AND BUSINESS CONDUCT 1. Introduction The Board of Directors (the “Board”) of Broad Capital Acquisition Corp (the “Company”) has adopted this code of ethics and business conduct (this “Code”), as amended from time to time by the Board, and which is applicable to all of the Company’s directors, officers and employees (to the extent that employ |
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| August 19, 2021 |
Exhibit 3.1 Certificate OF INCORPORATION OF BROAD CAPITAL ACQUISITION CORPORATION The undersigned, for the purpose of creating and organizing a Corporation under the provisions of and subject to the requirements of the General Corporation Law of the State of Delaware (the “DGCL”), certifies as follows: Article I The name of the corporation is Broad Capital Acquisition Corporation (the “Company”). |
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| August 19, 2021 |
Form of Compensation Committee Charter Exhibit 99.2 BROAD CAPITAL ACQUISITION CORP COMPENSATION COMMITTEE CHARTER I. Purpose The purposes of the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Broad Capital Acquisition Corp (the “Company”) shall be to oversee the Company’s compensation and employee benefit plans and practices, including its executive compensation plans, and its incentive-compensation |
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| August 19, 2021 |
Form of Audit Committee Charter EX-99.1 20 ex99-1.htm Exhibit 99.1 BROAD CAPITAL ACQUISITION CORP AUDIT COMMITTEE CHARTER I. Purpose The purposes of the Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Broad Capital Acquisition Corp (the “Company”) shall be to provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: A. the quality and integrity of the Company’s fin |
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| August 19, 2021 |
Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by Broad Capital Acquisition Corporation of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of |
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| August 19, 2021 |
Rights Agreement by and between Continental Stock Transfer & Trust Company and the Company EX-4.4 8 ex4-4.htm Exhibit 4.4 RIGHTS AGREEMENT This Rights Agreement (this “Agreement”) is made as of , 2021 between Broad Capital Acquisition Corp, a Delaware corporation with offices at 5345 Annabel Lane, Plano, Texas 75093 (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, with offices at 1 State St 30th Floor, New York, NY 10004 (the “Ri |
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| August 19, 2021 |
Exhibit 10.1 FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this ?Agreement?) is made effective as of [ ], 2021 by and between Broad Capital Acquisition Corp, a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the ?Trustee?). WHEREAS, the Company?s registration statement on For |
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| August 19, 2021 |
BYLAWS OF BROAD CAPITAL ACQUISITION CORPORATION Adopted April 16, 2021 TABLE OF CONTENTS EX-3.3 4 ex3-3.htm Exhibit 3.3 BYLAWS OF BROAD CAPITAL ACQUISITION CORPORATION Adopted April 16, 2021 TABLE OF CONTENTS Page ARTICLE I — MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders’ Meetings 2 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 2 1.9 Stockholder Action by Written Consent With |
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| August 19, 2021 |
Exhibit 4.1 NUMBER UNITS U- SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP [●] Broad Capital Acquisition Corp UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE RIGHT, EACH RIGHT ENTITLING THE HOLDER TO PURCHASE ONE TENTH OF ONE SHARE OF COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.000001 per share (“Common Stock”) |
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| August 19, 2021 |
Specimen Common Stock Certificate Exhibit 4.2 NUMBER C- SHARES SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP [●] Broad Capital Acquisition Corp INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE $0.000001, OF Broad Capital Acquisition Corp (THE “COMPANY”) transferable on the books of the Company in person or by duly autho |
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| August 19, 2021 |
Exhibit 4.3 BROAD CAPITAL ACQUISITION CORP INCORPORATED UNDER THE LAWS OF THE DELAWARE RIGHT SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP [?] THIS CERTIFIES THAT, for value received is the registered holder of a right or rights (each, a ?Right?) to automatically receive one-tenth of one share of common stock, $0.0001 par value (?Common Stock?), of Mountain Crest Acquisition Corp. II (the ?Company?) f |
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| August 19, 2021 |
Promissory Note, dated as April 16, 2021, issued to Broad Capital LLC Exhibit 10.5 THIS PROMISSORY NOTE (?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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| July 6, 2021 |
Exhibit 99.2 BROAD CAPITAL ACQUISITION CORP FORM OF COMPENSATION COMMITTEE CHARTER [as adopted by the Board of Directors on May 25, 2021] I. Purpose The purposes of the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Broad Capital Acquisition Corp (the ?Company?) shall be to oversee the Company?s compensation and employee benefit plans and practices, including i |
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| July 6, 2021 |
Exhibit 10.6 PONO CAPITAL CORP May 7, 2021 Broad Capital LLC 5345 Annabel Lane Plano, Texas 75093 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on May 7, 2021, by and between Broad Capital LLC, a Delaware limited liability company (the “Subscriber” or “you”), and Broad Capital Acquisition Corp, a Delaware corporation (the “Company,” “w |
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| July 6, 2021 |
DRS 1 filename1.htm As confidentially submitted to the Securities and Exchange Commission on July 2, 2021. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UN |
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| July 6, 2021 |
BYLAWS OF BROAD CAPITAL ACQUISITION CORP Adopted April 16, 2021 TABLE OF CONTENTS EX-3.3 3 filename3.htm Exhibit 3.3 BYLAWS OF BROAD CAPITAL ACQUISITION CORP Adopted April 16, 2021 TABLE OF CONTENTS Page ARTICLE I — MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders’ Meetings 1 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 2 1.9 Stockholder Action by Written Consent Without |
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| July 6, 2021 |
BROAD CAPITAL ACQUISITION CORP FORM OF AUDIT COMMITTEE CHARTER [Effective as of May 25, 2021] Exhibit 99.1 BROAD CAPITAL ACQUISITION CORP FORM OF AUDIT COMMITTEE CHARTER [Effective as of May 25, 2021] I. Purpose The purposes of the Audit Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Broad Capital Acquisition Corp (the ?Company?) shall be to provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: A. the quality and integrity of |
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| July 6, 2021 |
Exhibit 14 BROAD CAPITAL ACQUISITION CORP CODE OF ETHICS AND BUSINESS CONDUCT [as adopted by the Board of Directors on May 25, 2021] 1. |
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| July 6, 2021 |
Promissory Note, dated as of April 16, 2021, issued to Broad Capital LLC(1) Exhibit 10.5 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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| July 6, 2021 |
EX-3.1 2 filename2.htm Exhibit 3.1 |
