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| LEI | 529900E4L9R04SB8HB11 |
| CIK | 1674862 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ashland Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| May 29, 2026 |
Exhibit 10.1 EXECUTION VERSION SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 28, 2026 among ASHLAND INC., as a Borrower, ASHLAND INDUSTRIES EUROPE GMBH, as the Swiss Borrower, THE BANK OF NOVA SCOTIA, HOUSTON BRANCH as Administrative Agent, Swing Line Lender and an L/C Issuer, CITIBANK, N.A., as Syndication Agent, The Other Lenders and L/C Issuers Party Hereto, CITIBANK, N.A., THE B |
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| May 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2026 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 18, 2026 |
Ashland Board appoints Bertrand Loy as new director News Release Ashland Board appoints Bertrand Loy as new director WILMINGTON, Del., May 18, 2026 – Ashland Inc. (NYSE: ASH) is announcing the appointment of Bertrand Loy to its board of directors, effective May 15, 2026. Loy currently serves as a director and the executive chair of Entegris Inc. (NASDAQ: ENTG), a leading supplier of advanced materials and process solutions for the semiconductor and |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2026 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I |
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| April 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2026 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 28, 2026 |
Exhibit 99.1 Ashland reports second quarter fiscal 2026 results and updates full-year outlook • Sales of $482 million, up one percent from the prior-year quarter • Income from continuing operations of $15 million, or $0.32 per diluted share • Adjusted Income from Continuing Operations Excluding Intangibles Amortization Expense of $42 million, or $0.91 per diluted share • Net income of $16 million, |
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| February 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN |
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| February 2, 2026 |
Exhibit 99.1 Ashland reports first quarter fiscal 2026 results and narrows full-year outlook • Sales of $386 million, down five percent from the prior-year quarter • Previously announced Avoca divestiture reduced overall sales by approximately $10 million or two percent versus the prior-year quarter; excluding the Avoca divestiture, sales declined three percent • Loss from continuing operations of |
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| February 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 02, 2026 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 27, 2026 |
(Signatures are on the following page) January 26, 2026 Mr. Guillermo Novo 8145 Blazer Drive Wilmington, DE, 19808 Dear Guillermo, In recognition of your many contributions to Ashland Inc. (the "Company"), the Board of Directors (the "Board") would like to encourage your continued employment as Chair and Chief Executive Officer through at least December 31, 2028. In this regard, at its meeting on January 19, 2026, the Board approved a |
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| January 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2026 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 22, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2026 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 9, 2025 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 9, 2025 |
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| December 9, 2025 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 20, 2025 |
RESTRICTED STOCK UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan EXHIBIT 10.65 RESTRICTED STOCK UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Restricted Stock Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Vesting Date: #Vest Date 1# #Vest Date 2# #Vest Date 3# Signature Required By: #Accept By# 1. Grant. Ashland Inc. (“Ashland”) hereby grants to the above-named individual (the “Participa |
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| November 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S |
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| November 20, 2025 |
EXHIBIT 10.69 RESTRICTED STOCK UNIT AGREEMENT (NON-EMPLOYEE DIRECTORS) Ashland Inc. 2021 Omnibus Incentive Compensation Plan Director: Director Name Restricted Stock Units (“RSUs”) Granted: Number of Awards Granted Grant Date: Grant Date Vesting Date: See Paragraph 3, below 1. Grant. Ashland Inc. (“Ashland”) hereby grants to the above-named individual (the “Director”) #QuantityGranted# Units (the |
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| November 20, 2025 |
EXHIBIT 10.71 CASH-SETTLED STOCK APPRECIATION RIGHTS AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Stock Appreciation Rights (“SARs”) Granted: #QuantityGranted# Grant Date: Expiration Date: Grant Price per Share: #GrantDate# #Expiration Date# #$Amount# Vesting Date: #Vest Date 1# #Vest Date 2# #Vest Date 3# Signature |
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| November 20, 2025 |
DODD-FRANK COMPENSATION RECOUPMENT POLICY EXHIBIT 97 DODD-FRANK COMPENSATION RECOUPMENT POLICY The purpose of this Dodd-Frank Compensation Recoupment Policy, which has been adopted by the Board of Directors of Ashland Inc. |
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| November 20, 2025 |
STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan EXHIBIT 10.67 STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Performance Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Performance Period: October 1, 2025 to September 30, 2028 Vesting Date: #CliffVest# Performance Goals: (see appendix) Signature Required By: #Accept By# 1. Grant. Ashland Inc. (“Ash |
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| November 20, 2025 |
EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (“Ashland”) at September 30, 2025, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland ASH GP INC. Delaware Ash Junior Global Holding One LLC Delaware Ash Junior Global Holding Two LLC Delaware Ash Swiss Holding Two GmbH Switzerla |
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| November 20, 2025 |
EXHIBIT 10.66 CASH-SETTLED RESTRICTED STOCK EQUIVALENT AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Restricted Stock Equivalent Units (“RSEs”) Granted: #QuantityGranted# Grant Date: #GrantDate# Vesting Date: #Vest Date 1# #Vest Date 2# #Vest Date 3# Signature Required By: #Accept By# 1. Grant. Ashland Inc. (“Ashland”) here |
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| November 20, 2025 |
EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC. |
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| November 20, 2025 |
Appendix A Pre-Approved Trading Plans EXHIBIT 19.1 Insider Trading Policy Policy Statement Ashland Inc. (“Ashland”) requires strict compliance with all applicable securities laws, including prohibitions against the insider trading laws of the United States and other applicable non-U.S. jurisdictions. This Insider Trading Policy (this “Policy”), which has been adopted by the Board of Directors (the “Board”) of Ashland, describes Ashlan |
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| November 20, 2025 |
EXHIBIT 10.70 STOCK-SETTLED STOCK APPRECIATION RIGHTS AWARD AGREEMENT FOR U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Stock Appreciation Rights (“SARs”) Granted: #QuantityGranted# Grant Date: Expiration Date: Grant Price per Share: #GrantDate# #Expiration Date# #$Amount# Vesting Date: #Vest Date 1# #Vest Date 2# #Vest Date 3# Signature Req |
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| November 20, 2025 |
EXHIBIT 10.68 CASH-SETTLED PERFORMANCE UNIT AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Performance Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Performance Period: October 1, 2025 to September 30, 2028 Vesting Date: #CliffVest# Performance Goals: (see appendix) Signature Required by: #Accept By# 1. |
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| November 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 04, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 4, 2025 |
Exhibit 99.1 Ashland reports fourth quarter fiscal 2025 results and issues outlook for full-year 2026 • Sales of $478 million, down eight percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC), Nutraceuticals and Avoca portfolio optimization initiatives (collectively, Portfolio Optimization) reduced overall sales by approximately $38 million o |
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| September 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND IN |
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| July 29, 2025 |
Exhibit 99.1 Ashland reports third quarter fiscal 2025 results and narrows full-year outlook range • Sales of $463 million, down 15 percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC), Nutraceuticals and Avoca portfolio optimization initiatives (collectively, Portfolio Optimization) reduced overall sales by approximately $53 million or 10 p |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 14, 2025 |
Operations leadership changes announced at Ashland EXHIBIT 99.1 News Release Operations leadership changes announced at Ashland WILMINGTON, Del., July 14, 2025 - Ashland Inc. (NYSE: ASH) announced today that Karl Bostaph, senior vice president, operations will retire on October 1, 2025. Bostaph joined Hercules in 1990 which was acquired by Ashland in 2008. Over the course of his career at Ashland, Bostaph held roles in Research and Development, Qu |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 23, 2025 |
Telephone Number (302) 995-3000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 05, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 30, 2025 |
Exhibit 99.1 Ashland reports second quarter fiscal 2025 results and revises full-year outlook • Sales of $479 million, down 17 percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC), nutraceuticals and Avoca portfolio optimization initiatives (collectively, “Portfolio Optimization”) reduced overall sales by approximately $67 million or 12 perc |
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| January 31, 2025 |
EX-99 2 p25-0359schedulea.htm SCHEDULE A Schedule A TRANSACTIONS IN THE ISSUER'S SHARES OF COMMON STOCK BY THE REPORTING PERSONS DURING THE PAST SIXTY (60) DAYS The following table sets forth all transactions with respect to the shares of Common Stock effected during the past sixty (60) days by the Reporting Persons, which were all effected in the open market through a broker and the price per sha |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 28, 2025 |
Exhibit 99.1 Ashland reports financial results for first quarter fiscal 20251, reiterates outlook for full-year fiscal 2025 • Sales of $405 million, down 14 percent from the prior-year quarter • Previously announced carboxymethylcellulose (CMC), methylcellulose (MC) and nutraceuticals portfolio optimization initiatives (collectively, “Portfolio Optimization”) reduced overall sales by approximately |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 9, 2024 |
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| December 9, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 9, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 6, 2024 |
ASH / Ashland Inc. / BlackRock, Inc. Passive Investment SC 13G/A 1 us0441861046120624.txt us0441861046120624.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 17) ASHLAND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 044186104 - (CUSIP Number) November 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 18, 2024 |
EXHIBIT 10.68 CASH-SETTLED PERFORMANCE UNIT AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Performance Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Performance Period: October 1, 2024 to September 30, 2027 Vesting Date: #CliffVest# Performance Goals: (see appendix) Signature Required by: #Acceptance Dea |
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| November 18, 2024 |
Description of 3.75% Senior Notes due 2031, filed herewith. EXHIBIT 4.8(c) DESCRIPTION OF THE 2031 NOTES The following summary of our 3.375% Senior Notes due 2031 is based on and qualified by the Indenture, dated as of August 18, 2021, between Ashland LLC and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a first supplemental Indenture, dated as of August 1, 2022, by and between Ashland Global Holdings Inc. (the “Issuer”) an |
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| November 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S |
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| November 18, 2024 |
EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (“Ashland”) at September 30, 2024, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland Ash Global Holdings Two B.V. Netherlands ASH GP INC. Delaware Ash Junior Global Holding One LLC Delaware Ash Junior Global Holding Two LLC Dela |
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| November 18, 2024 |
Ashland, Inc. Dodd-Frank Compensation Recoupment Policy. EXHIBIT 97 DODD-FRANK COMPENSATION RECOUPMENT POLICY The purpose of this Dodd-Frank Compensation Recoupment Policy, which has been adopted by the Board of Directors of Ashland Inc. |
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| November 18, 2024 |
EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC. |
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| November 18, 2024 |
EXHIBIT 10.65 RESTRICTED STOCK UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Restricted Stock Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Vesting Date: #CliffVest# Signature Required By: #Acceptance Deadline# 1. Grant. Ashland Inc. (“Ashland”) hereby grants to the above-named individual (the “Participant”) #QuantityGrante |
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| November 18, 2024 |
EXHIBIT 10.67 STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Performance Units (“Units”) Granted: #QuantityGranted# Grant Date: #GrantDate# Performance Period: October 1, 2024 to September 30, 2027 Vesting Date: #CliffVest# Performance Goals: (see appendix) Signature Required By: #Acceptance Deadline# 1. Grant. Ashland |
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| November 18, 2024 |
EXHIBIT 10.66 CASH-SETTLED RESTRICTED STOCK EQUIVALENT AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: #ParticipantName# Restricted Stock Units (“RSEs”) Granted: #QuantityGranted# Grant Date: #GrantDate# Vesting Date: #CliffVest# Signature Required By: #Acceptance Deadline# 1. Grant. Ashland Inc. (“Ashland”) hereby grants to the above-named in |
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| November 18, 2024 |
EXHIBIT 19.1 Insider Trading Policy Policy Statement Ashland Inc. (“Ashland”) requires strict compliance with all applicable securities laws, including prohibitions against the insider trading laws of the United States and other applicable non-U.S. jurisdictions. This Insider Trading Policy (this “Policy”), which has been adopted by the Board of Directors (the “Board”) of Ashland, describes Ashlan |
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| November 12, 2024 |
ASH / Ashland Inc. / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASHLAND INC. (Name of Issuer) Common Stock (Title of Class of Securities) 044186104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 6, 2024 |
Exhibit 99.1 Ashland reports financial results for fourth-quarter fiscal 20241, issues outlook for full-year fiscal 2025, provides portfolio optimization update and announces strategy update event Financial results for fourth-quarter fiscal 20241 • Sales of $522 million, up one percent from the prior-year quarter • Sold nutraceuticals business to Turnspire Capital Partners LLC • Previously announc |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 16, 2024 |
Exhibit 10.1 EXECUTION VERSION FOURTH AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This FOURTH AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this “Amendment”), dated as of September 13, 2024, is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the “Seller”); (ii) the Persons id |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND IN |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 6, 2024 |
Exhibit 99.1 Ashland reports financial results1 for third quarter fiscal 2024, issues outlook for fourth quarter and full-year fiscal 2024 • Sales of $544 million • Net income (including discontinued operations) of $6 million, or $0.12 per diluted share • Income from continuing operations of $31 million, or $0.60 per diluted share • Adjusted income from continuing operations excluding intangibles |
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| July 10, 2024 |
ASH / Ashland Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Ashland Inc Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: June 28, 2024 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1 |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 9, 2024 |
Ashland Board appoints Ashish K. Kulkarni as new director News Release Ashland Board appoints Ashish K. Kulkarni as new director WILMINGTON, Del., May 8, 2024 – Ashland Inc. (NYSE: ASH) is announcing the appointment of Ashish K. Kulkarni to its Board of Directors. Kulkarni is the CEO of Kebotix, a startup company focused on commercializing artificial intelligence methods into new material commercialization. He is the former executive vice president and c |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2024 |
Financial Statements and Exhibits, Material Impairments UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2024 |
EXHIBIT 99.1 News Release Ashland signs definitive agreement to sell nutraceuticals business to Turnspire Capital Partners WILMINGTON, Del., May 7, 2024 - Ashland Inc. (NYSE: ASH) announced today that it has signed a definitive agreement to sell its nutraceuticals business to Turnspire Capital Partners LLC (“Turnspire”). The transaction is expected to close in the calendar third quarter 2024, subj |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I |
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| April 30, 2024 |
Exhibit 99.1 Ashland reports financial results1 for second quarter fiscal 2024; issues outlook for third quarter and full-year fiscal 2024 • Sales of $575 million, down five percent from the prior-year quarter • Net income (including discontinued operations) of $120 million, or $2.39 per diluted share • Income from continuing operations of $121 million, or $2.40 per diluted share • Adjusted income |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 25, 2024 |
ASH / Ashland Inc. / EMINENCE CAPITAL, LP - ASHLAND INC. Activist Investment SC 13D/A 1 p24-1546sc13da.htm ASHLAND INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ashland Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) Ricky C. Sandler Eminence Capital, LP 399 Park Avenue, 25th Floor New York, New York 10022 (212) |
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| April 15, 2024 |
Ashland Board appoints Scott A. Tozier as new director EXHIBIT 99.1 News Release Ashland Board appoints Scott A. Tozier as new director Tozier is strategic advisor to the CEO, and former executive vice president and chief financial officer of Albemarle Corporation WILMINGTON, Del., April 15, 2024 – Effective today, Ashland Inc. (NYSE: ASH) has announced the appointment of Scott A. Tozier, strategic advisor to the CEO and former executive vice presiden |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 13, 2024 |
ASH / Ashland Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0345-ashlandinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Ashland Inc Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pur |
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| February 9, 2024 |
ASH / Ashland Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ashland Inc (Name of Issuer) Common Stock (Title of Class of Securities) 044186104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 31, 2024 |
Letter Agreement between the Ashland and Guillermo Novo, dated November 15, 2023. efficacy usability allure integrity profitability™ EXHIBIT 10.3 November 15, 2023 Mr. Guillermo Novo 8145 Blazer Drive Wilmington, DE, 19808 Dear Guillermo, In recognition of your many contributions to Ashland Inc. (the “Company”), the Board of Directors (the “Board”) would like to encourage your continued employment as Chair and Chief Executive Officer through at least December 31, 2026. In this |
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| January 31, 2024 |
efficacy usability allure integrity profitability ™ Ashland 5200 Blazer Parkway, Dublin, OH 43017 November 15, 2023 Mr. |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 30, 2024 |
Exhibit 99.1 Ashland reports financial results1 for first quarter fiscal 2024; issues outlook for second quarter and full-year fiscal 2024 • Sales of $473 million, down 10 percent from the prior-year quarter • Net income (including discontinued operations) of $26 million, or $0.51 per diluted share • Income from continuing operations of $28 million, or $0.54 per diluted share • Adjusted income fro |
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| January 26, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 25, 2024 |
ASH / Ashland Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us0441861046012524.txt us0441861046012524.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 16) ASHLAND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 044186104 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| December 11, 2023 |
responsibly solving for a better world annual report fiscal 2023*This Annual Report includes certain non-GAAP measures. |
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| December 11, 2023 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 11, 2023 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 17, 2023 |
Ashland, Inc. Dodd-Frank Compensation Recoupment Policy. EXHIBIT 97 DODD-FRANK COMPENSATION RECOUPMENT POLICY The purpose of this Dodd-Frank Compensation Recoupment Policy, which has been adopted by the Board of Directors of Ashland Inc. |
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| November 17, 2023 |
EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC. |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S |
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| November 17, 2023 |
EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (“Ashland”) at September 30, 2023, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Alera Technologies, Inc. Delaware Alix Technologies LLC Delaware Aloe Vemera, S.P.R de R.L. de C.V. Mexico Ash B5 Limited Bermuda Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland Ash Global Ho |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 14, 2023 |
Exhibit 99.1 News Release Ashland Board appoints Sanat Chattopadhyay, executive vice president, Merck & Company, as new director effective November 13, 2023 WILMINGTON, Del., November 14, 2023 – Ashland Inc. (NYSE: ASH) has announced the appointment of Sanat Chattopadhyay, executive vice president of Merck & Company (NYSE: MRK) to its Board of Directors. Chattopadhyay will serve on the Board's Env |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 08, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 8, 2023 |
Exhibit 99.1 Ashland reports financial results1 for fourth-quarter fiscal 2023; issues outlook for first-quarter fiscal 2024 • Sales of $518 million, down eighteen percent from the prior-year quarter • Net loss (including discontinued operations) of $4 million, or $0.07 per diluted share • Loss from continuing operations of $8 million, or $0.15 per diluted share • Adjusted income from continuing o |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 01, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 1, 2023 |
Exhibit 99.1 News Release Ashland provides update on fiscal 2023 fourth-quarter and full-year earnings1 and announces upcoming portfolio-optimization actions; sets date for fiscal 2023 fourth-quarter earnings release o Results in the fourth-quarter reflect a customer-demand environment that was generally consistent with expectations o Fourth-quarter and full-year earnings are below expectations dr |
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| October 24, 2023 |
Master Framework Agreement, dated October 19, 2023 EXHIBIT 10.2 EXECUTION VERSION Dated 19 October 2023 (1) ASHLAND INTERNATIONAL RECEIVABLES DESIGNATED ACTIVITY COMPANY as Seller (2) ASHLAND INC. as Performance Guarantor (3) ASHLAND INDUSTRIES FRANCE SAS as French Originator and French Sub-Servicer (4) ASHLAND INDUSTRIES DEUTSCHLAND GMBH as German Originator, German Sub-Servicer and Subordinated Lender (5) ASHLAND INDUSTRIES ITALIA S.R.L as Itali |
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| October 24, 2023 |
Receivables Purchase Agreement, dated October 19, 2023 EXHIBIT 10.1 EXECUTION VERSION NOTE: In accordance with Item 601(a)(5) of Regulation S-K, this exhibit omits certain of its schedules and exhibits. This exhibit’s table of contents includes a brief description of the subject matter of all of its schedules and exhibits, including the omitted schedules and exhibits. The Registrant acknowledges that it must provide a copy of any omitted schedules or |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND IN |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 25, 2023 |
Exhibit 99.1 News Release Ashland reports financial results1 for third quarter of fiscal year 2023 • Sales of $546 million, down 15 percent compared to the prior-year quarter • Net income (including discontinued operations) of $50 million, or $0.94 per diluted share • Income from continuing operations of $42 million, or $0.79 per diluted share • Adjusted income from continuing operations excluding |
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| June 28, 2023 |
Exhibit 99.1 News Release Ashland provides update on projected fiscal 2023 third-quarter earnings and financial outlook for fiscal year 2023; announces new $1 billion evergreen share repurchase authorization WILMINGTON, Del., June 28, 2023 – Ashland Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2023 third-quarter financial results1 and its outlook for fiscal year 2023 results. T |
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| June 28, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 26, 2023 |
EXHIBIT 99.1 News Release Ashland Board appoints Sergio Pedreiro, former chief operating officer, Revlon, as new director effective July 1, 2023 Jay V. Ihlenfeld and Brendan M. Cummins plan exit in January 2024 WILMINGTON, Del., June 26, 2023 – Ashland Inc. (NYSE: ASH) today announced the appointment of Sergio Pedreiro, former chief operating officer, Revlon, to its Board of Directors, effective J |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Inc. DELAWARE (State or other jurisdiction of incorporation or organization) 333-211719 (Commission File Number) 81-2587835 (IRS Employer Identification No.) 8145 Blazer Drive Wilmington, DE 19808 (Address of principal executive offices) Robin E. Lampkin (302-995-3000) (Name and te |
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| May 12, 2023 |
Exhibit 99.1 News Release Ashland announces 15 percent increase in quarterly dividend, new dividend policy and $100 million share repurchase program WILMINGTON, Del., May 11, 2023, – The board of directors of Ashland Inc. (NYSE: ASH) has declared a quarterly cash dividend of $0.385 cents per share on the company's common stock representing a 15 percent increase from the previous quarter. The divid |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND I |
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| May 2, 2023 |
Exhibit 99.1 News Release Ashland reports financial results1 for second quarter of fiscal year 2023 and updates fiscal year 2023 financial outlook; announces completion of $200 million share repurchase • Sales of $603 million consistent with the prior-year quarter • Net income (including discontinued operations) of $91 million, or $1.67 per diluted share • Income from continuing operations of $92 |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 02, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 20, 2023 |
EXECUTION VERSION EXHIBIT 10.2 SECOND AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT This SECOND AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT (this “Amendment”), dated as of April 14, 2023 is entered into by and among the following parties: (i) ASHLAND INC., a Delaware corporation (successor by merger to Ashland LLC, a Kentucky limited liabilit |
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| April 20, 2023 |
EXHIBIT 10.1 EXECUTION VERSION THIRD AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This THIRD AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this “Amendment”), dated as of April 14, 2023 is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the “Seller”); (ii) the Persons identifie |
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| March 14, 2023 |
United States securities and exchange commission logo March 14, 2023 J. Kevin Willis Chief Financial Officer Ashland Inc. 8145 Blazer Drive Wilmington, Delaware 19808 Re: Ashland Inc. Form 10-K for Fiscal Year Ended September 30, 2022 Filed November 21, 2022 File No. 333-211719 Dear J. Kevin Willis: We have completed our review of your filing. We remind you that the company and its management are |
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| March 10, 2023 |
Ashland Inc. 8145 Blazer Drive Wilmington, DE 19808 J. Kevin Willis Senior Vice President and Chief Financial Officer VIA EDGAR March 10, 2023 Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, DC 20549 Ashland Inc. Form 10-K for Fiscal Year Ended September 30, 2022 Filed November 21, 2022 File No. 333-211719 Dear Division of Corporation Finance: Set forth be |
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| March 1, 2023 |
United States securities and exchange commission logo March 1, 2023 J. Kevin Willis Chief Financial Officer Ashland Inc. 8145 Blazer Drive Wilmington, Delaware 19808 Re: Ashland Inc. Form 10-K for Fiscal Year Ended September 30, 2022 Filed November 21, 2022 File No. 333-211719 Dear J. Kevin Willis: We have limited our review of your filing to the financial statements and related disclosures and ha |
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| February 9, 2023 |
ASH / Ashland Global Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0322-ashlandinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Ashland Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pu |
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| February 3, 2023 |
ASH / Ashland Global Holdings Inc. / BlackRock Inc. Passive Investment us0441861046020323.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 15) ASHLAND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 044186104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 1, 2023 |
EXHIBIT 10.1 AMENDMENT, dated as of January 13, 2023 (this “Amendment”), between ASHLAND INC. (f/k/a ASHLAND GLOBAL HOLDINGS INC.), Delaware corporation (“Ashland Global”), VALVOLINE INC., (a Kentucky corporation) (“Valvoline”). Capitalized terms used and not otherwise defined herein shall have the meanings given them in the Tax Matters Agreement referred to below. WHEREAS Ashland Global and Valvo |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN |
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| January 31, 2023 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 31, 2023 |
Exhibit 99.1 News Release Ashland reports financial results1 for first quarter of fiscal year 2023 consistent with previous update • Sales of $525 million, up three percent from the prior-year quarter • Net income (including discontinued operations) of $40 million, or $0.73 per diluted share • Income from continuing operations of $42 million, or $0.76 per diluted share • Adjusted income from conti |
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| January 30, 2023 |
ASH / Ashland Global Holdings Inc. / FRANKLIN MUTUAL ADVISERS LLC Passive Investment ashl22a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 044186104 13G Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASHLAND INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) December 31, 2022 (Date of Event Whi |
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| January 27, 2023 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 25, 2023 |
Exhibit 99.1 News Release Ashland provides update on fiscal 2023 first-quarter earnings and maintains its financial outlook for fiscal year 2023; sets date for fiscal 2023 first-quarter earnings release WILMINGTON, Del., January 25, 2023 – Ashland Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2023 first-quarter financial results1 and maintained its outlook for fiscal year 2023 r |
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| December 16, 2022 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 9, 2022 |
DEFA14A 1 d392689ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(E)(2)) ☐ Definitive Proxy Statement |
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| December 9, 2022 |
DEFR14A 1 d392689ddefr14a.htm DEFR14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(E)(2)) ☐ Definitive Proxy Statement |
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| December 6, 2022 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 6, 2022 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 21, 2022 |
EXHIBIT 10.61 STOCK-SETTLED PERFORMANCE UNIT AGREEMENT Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number Performance Units: Grant Date: , 20 Performance Period: , 20 to , 20 Vesting Date: , 20 Performance Goals: (see appendix) 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Performance Units (the ?Award?) p |
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| November 21, 2022 |
EXHIBIT 10.66 ASHLAND INC. INDEPENDENT DIRECTOR DEFERRED COMPENSATION PROGRAM This Ashland Inc. Independent Director Deferred Compensation Program (this ?Program?) has been adopted by the Board to govern the deferral of RSUs by Independent Directors pursuant to the Ashland Inc. 2021 Omnibus Incentive Compensation Plan (the ?Equity Plan?). Capitalized terms used but not defined herein shall have th |
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| November 21, 2022 |
EXHIBIT 10.74 FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT This FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT (this ?Amendment?), dated as of August 1, 2022 is entered into by and among the following parties: (i) ASHLAND, INC., a Delaware corporation (successor by merger to Ashland LLC, a Kentucky limited liability company, and f/k |
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| November 21, 2022 |
EXHIBIT 10.62 CASH-SETTLED PERFORMANCE UNIT (PSU) AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Performance Units: Grant Date: Performance Period: to Vesting Date: Performance Goals: (see appendix) 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Performance U |
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| November 21, 2022 |
EXHIBIT 10.67 FORM OF RESTRICTED STOCK UNIT AGREEMENT (Independent Directors) Ashland Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of RSUs: Grant Date: Vesting Date: The one (1) year anniversary of the Grant Date; provided, however, if the Participant does not seek re-election to the Board, such forfeitable amounts shall become non-forfeitable on the date of the Board meeting |
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| November 21, 2022 |
EXHIBIT 10.65 AMENDMENT NO. 1 ASHLAND GLOBAL HOLDINGS INC. DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Amended and Restated as of May 22, 2019) The Ashland Global Holdings Inc. Deferred Compensation Plan for Non-Employee Directors (Amended and Restated as of May 22, 2019) (the ?Plan?) is hereby amended, effective as of November 17, 2022, as follows: 1. The name of the Plan is hereby cha |
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| November 21, 2022 |
EXHIBIT 10.60 ASHLAND INC. SENIOR LEADERSHIP SEVERANCE PLAN (Effective as of September 19, 2022) 1. Establishment; Purpose. (a) Establishment. Ashland Inc. (collectively referred to herein, together with its majority-owned subsidiaries, as the ?Company?) hereby establishes the Ashland Inc. Senior Leadership Severance Plan (the ?Plan?), as set forth in this document, effective as of September 19, 2 |
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| November 21, 2022 |
EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Inc. (?Ashland?) at September 30, 2022, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Alera Technologies, Inc. Delaware Alix Technologies LLC Delaware Aloe Vemera, S.P.R de R.L. de C.V. Mexico Ash B5 Limited Bermuda Ash GH One Inc. Delaware Ash GH Switzerland GmbH Switzerland Ash Global Ho |
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| November 21, 2022 |
EXHIBIT 10.64 CASH-SETTLED RESTRICTED STOCK EQUIVALENT (RSE) AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Equivalents: Grant Date: Vesting Schedule: 1/3 on 1/3 on 1/3 on 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricted Stock Equiva |
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| November 21, 2022 |
EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND INC. |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND INC. Delaware (S |
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| November 21, 2022 |
EXHIBIT 4.14 ASHLAND GLOBAL HOLDINGS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee SUPPLEMENTAL INDENTURE NO. 4 DATED AS OF AUGUST 1, 2022 to INDENTURE DATED AS OF FEBRUARY 26, 2013 IF " DOCVARIABLE "SWDocIDLocation" 1" = "1" " DOCPROPERTY "SWDocID" [[DMS:5856640v5:08/04/2022-03:13 PM]]" "" [[DMS:5856640v5:08/04/2022-03:13 PM]] SUPPLEMENTAL INDENTURE NO. 4, dated as of August 1 |
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| November 21, 2022 |
EXHIBIT 10.75 SECOND AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This SECOND AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this ?Amendment?), dated as of August 1, 2022 is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the ?Seller?); (ii) the Persons identified on the signat |
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| November 21, 2022 |
EXHIBIT 4.12 ASHLAND GLOBAL HOLDINGS INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee 3.375% SENIOR NOTES DUE 2031 SUPPLEMENTAL INDENTURE NO. 1 DATED AS OF AUGUST 1, 2022 to INDENTURE DATED AS OF AUGUST 18, 2021 IF " DOCVARIABLE "SWDocIDLocation" 1" = "1" " DOCPROPERTY "SWDocID" [[DMS:5856535v6:08/04/2022-03:12 PM]]" "" [[DMS:5856535v6:08/04/2022-03:12 PM]] SUPPLEMENTAL INDENTURE |
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| November 21, 2022 |
EXHIBIT 10.63 RESTRICTED STOCK UNIT (RSU) AGREEMENT Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan Participant: Number of Restricted Stock Units: Grant Date: Vesting Dates: 1/3 on 1/3 on 1/3 on 1. Grant. Ashland Inc. (?Ashland?) hereby grants to the above-named Participant (the ?Participant?) Restricted Stock Units (the ?Award?) pursuant to the Ashland Global Holdings Inc. 2 |
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| November 7, 2022 |
Exhibit 99.1 News Release Ashland reports financial results1 for fourth-fiscal quarter; issues outlook for fiscal year 2023 ? Sales of $631 million, up 7 percent from the prior-year quarter ? Net income (including discontinued operations) of $57 million, or $1.04 per diluted share ? Income from continuing operations of $60 million, or $1.09 per diluted share ? Adjusted income from continuing opera |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 20, 2022 |
Exhibit 3.1 BY-LAWS OF ASHLAND INC. Amended and restated as of September 20, 2022 Article I Offices Section 1.01 Registered Office. The registered office of ?Ashland Inc.? (hereinafter called the ?Corporation?) in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the registered agent shall be Corporation Trust Company, or such other |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 14, 2022 |
This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. |
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| September 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 14, 2022 |
agenda corporate overview financial performance closing comments Q&A responsibly solving for a better world September 14, 2022 investor.ashland.com corporate presentation Exhibit 99.1 forward looking statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. Ashland has identified some of these forward-looking stateme |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 1, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 ASHLAND INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 1, 2022 |
Exhibit 3.2 BY-LAWS OF ASHLAND INC. Amended and restated as of January 24, 2022, as further amended effective August 1, 20221 Article I Offices Section I.01 Registered Office. The registered office of ?Ashland Inc.? (hereinafter called the ?Corporation?) in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the registered agent shall |
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| August 1, 2022 |
Exhibit 3.1 CERTIFICATE OF OWNERSHIP AND MERGER MERGING ASHLAND CHEMCO INC. WITH AND INTO ASHLAND GLOBAL HOLDINGS INC. July 28, 2022 Pursuant to Section 253 of the Delaware General Corporation Law (the ?DGCL?), Ashland Global Holdings Inc., a Delaware corporation (the ?Corporation?), does hereby certify to the following information relating to the merger (the ?Merger?) of Ashland Chemco Inc., a De |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND GL |
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| July 26, 2022 |
Exhibit 99.1 News Release Ashland reports strong financial results1 for third quarter of fiscal year 2022 consistent with previous update ? Sales of $644 million, up 19 percent from the prior-year quarter ? Net income (including discontinued operations) of $36 million, or $0.65 per diluted share ? Income from continuing operations of $51 million, or $0.93 per diluted share ? Adjusted income from c |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Commi |
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| July 22, 2022 |
Exhibit 10.1 Execution Copy AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 22, 2022 among ASHLAND GLOBAL HOLDINGS INC. and ASHLAND CHEMCO INC., as Holding Companies, ASHLAND LLC, as a Borrower, ASHLAND SERVICES B.V., as the Dutch Borrower, THE BANK OF NOVA SCOTIA, HOUSTON BRANCH as Administrative Agent, Swing Line Lender and an L/C Issuer, CITIBANK, N.A., as Syndication Agent, The Other Le |
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| July 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 18, 2022 |
News Release Ashland provides update on fiscal 2022 third-quarter earnings and raises its financial outlook for fiscal year 2022; sets date for fiscal 2022 third-quarter earnings release WILMINGTON, Del. |
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| June 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ashland Global Holdings Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) Ricky C. Sandler Eminence Capital, LP 399 Park Avenue, 25th Floor New York, New York 10022 (212) 418-2100 Eleazer Klein, Esq |
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| June 10, 2022 |
Exhibit 99.1 News Release Ashland Board appoints Steve D. Bishop, former chief executive officer, Procter and Gamble consumer health care, and Suzan F. Harrison, former president, Colgate-Palmolive global oral care as new directors effective July 1, 2022 William G. Dempsey and Ricky C. Sandler plan exit in January 2023 WILMINGTON, Del., June 10, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) toda |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 9, 2022 |
agenda corporate overview financial performance closing comments Q&A responsibly solving for a better world June 9, 2022 investor.ashland.com corporate presentation Exhibit 99.1 forward looking statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. Ashland has identified some of these forward-looking statements wi |
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| June 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 09, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-211719 A. |
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| May 26, 2022 |
SD 1 ash-formsd-may2022.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ashland Global Holdings Inc. DELAWARE (State or other jurisdiction of incorporation or organization) 333-211719 (Commission File Number) 81-2587835 (IRS Employer Identification No.) 8145 Blazer Drive Wilmington, DE 19808 (Address of principal executive office |
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| May 26, 2022 |
EX-99.1 2 ash-ex991.htm EX-99.1 Exhibit 99.1 News Release Ashland board authorizes a 12 percent increase in quarterly dividend and new, evergreen $500 million common stock repurchase program WILMINGTON, Del., May 25, 2022 – The board of directors of Ashland Global Holdings Inc. (NYSE: ASH) has declared a quarterly cash dividend of $0.335 cents per share on the company's common stock representing a |
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| May 26, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 20, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND G |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):April 26, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 26, 2022 |
Exhibit 99.1 News Release Ashland reports financial results1for second quarter of fiscal year 2022 consistent with previous update ? Sales of $604 million, up nineteen percent from the prior-year quarter ? Net income (including discontinued operations) of $786 million, or $13.69 per diluted share ? Income from continuing operations of $38 million, or $0.66 per diluted share ? Adjusted income from |
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| April 12, 2022 |
Exhibit 99.1 News Release Ashland provides update on fiscal 2022 second-quarter earnings and affirms its financial outlook for fiscal year 2022 Company announces completion of $200 million share repurchase program and sets date for fiscal 2022 second-quarter earnings release WILMINGTON, Del., April 12, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal |
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| April 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 3, 2022 |
Exhibit 99.1 ASHLAND GLOBAL HOLDINGS INC. AND CONSOLIDATED SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL INFORMATION On February 28, 2022, Ashland Global Holdings Inc. announced it has completed the previously announced sale of its Performance Adhesives business to Arkema in an all-cash transaction valued at approximately $1.65 billion. The following unaudited condensed consoli |
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| March 3, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) ( |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (C |
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| February 28, 2022 |
EX-2.1 2 ex2-1.htm FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT Exhibit 2.1 AMENDMENT NO. 1 TO THE PURCHASE AND SALE AGREEMENT This AMENDMENT NO. 1 TO THE PURCHASE AND SALE AGREEMENT is entered into as of February 28, 2022 (this “Amendment”), by and between Arkema, a French société anonyme (“Purchaser”), and Ashland LLC, a Kentucky limited liability company (the “Seller”). Capitalized terms used |
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| February 28, 2022 |
Exhibit 10.2 ASSIGNMENT AGREEMENT This Assignment Agreement (this ?Assignment Agreement?), dated as of February 22, 2022, is between CVG CAPITAL III LLC (the ?Seller?), and ASHLAND LLC (the ?Buyer?). Reference is made to (i) the Receivables Purchase Agreement, dated as of March 17, 2021 (as amended, restated, supplemented or otherwise modified through the date hereof, the ?Receivables Purchase Agr |
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| February 28, 2022 |
Exhibit 99.1 News Release Ashland completes sale of Performance Adhesives business to Arkema for $1.65 billion WILMINGTON, Del., February 28, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) today announced it has completed the previously announced sale of its Performance Adhesives business to Arkema in an all-cash transaction valued at approximately $1.65 billion. Ashland expects net proceeds from |
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| February 28, 2022 |
Exhibit 10.1 FIRST AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT This FIRST AMENDMENT TO THE RECEIVABLES PURCHASE AGREEMENT (this ?Amendment?), dated as of February 22, 2022 is entered into by and among the following parties: (i) CVG CAPITAL III LLC, a Delaware limited liability company, as Seller (together with its successors and assigns, the ?Seller?); (ii) the Persons identified on the signat |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Co |
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| February 24, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Co |
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| February 9, 2022 |
ASH / Ashland Global Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Ashland Global Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 3, 2022 |
Exhibit 10.1 Amendment to Supplemental Confirmation THIS AMENDMENT (this ?Amendment?) is made as of November 22, 2021, between JPMorgan Chase Bank, National Association, London Branch (?JPMorgan?) and Ashland Global Holdings Inc., a Delaware corporation (?Counterparty?). WHEREAS, JPMorgan and Counterparty entered into a Master Confirmation dated as of September 2, 2021 (the ?Master Confirmation?), |
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| February 3, 2022 |
ASH / Ashland Global Holdings Inc. / BlackRock Inc. Passive Investment us0441861046020322.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 14) ASHLAND GLOBAL HOLDINGS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 044186104 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAN |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 01, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Co |
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| February 1, 2022 |
ASH / Ashland Global Holdings Inc. / FRANKLIN MUTUAL ADVISERS LLC Passive Investment ashl21in1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 044186104 13G Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASHLAND GLOBAL HOLDINGS INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 044186104 (CUSIP Number) December 31, 2021 (D |
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| February 1, 2022 |
Exhibit 99.1 News Release ASH-Form8K Earn Rel 02012022 Ashland reports financial results1 for first quarter of fiscal year 2022 consistent with previous update ? Sales of $512 million, up nine percent from the prior-year quarter ? Net income (including discontinued operations) of $48 million, or $0.83 per diluted share ? Income from continuing operations of $32 million, or $0.55 per diluted share |
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| January 27, 2022 |
Exhibit 3.1 BY-LAWS OF ASHLAND GLOBAL HOLDINGS INC. Amended and restated as of January 24, 2022 ARTICLE I Offices SECTION 1.01. Registered Office. The registered office of Ashland Global Holdings Inc. (hereinafter called the ?Corporation?) in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the registered agent shall be Corporation |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Com |
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| January 18, 2022 |
Exhibit 99.1 News Release Ashland provides update on fiscal 2022 first-quarter earnings and maintains financial outlook for fiscal year 2022; sets date for fiscal 2022 first-quarter earnings release WILMINGTON, Del., January 18, 2022 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2022 first-quarter financial results and maintained its outlook for fiscal |
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| January 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2022 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (Com |
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| December 9, 2021 |
ASH / Ashland Global Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Ashland Global Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 044186104 Date of Event Which Requires Filing of this Statement: November 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| December 7, 2021 |
Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| December 7, 2021 |
DEFA14A 1 d212948ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(E)(2)) ☐ Definitive Proxy Statement |
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| November 22, 2021 |
EX-21 3 ash-ex21.htm EX-21 EXHIBIT 21 LIST OF SUBSIDIARIES Subsidiaries of Ashland Global Holdings Inc. (“Ashland”) at September 30, 2021, included the companies listed below. Company Jurisdiction of Incorporation 565 Corporation Delaware Alera Technologies, Inc. Delaware Alix Technologies LLC Delaware Aloe Vemera, S.P.R de R.L. de C.V. Mexico Ash B5 Limited Bermuda Ash GH One Inc. Delaware Ash GH |
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| November 22, 2021 |
Exhibit 10.69 [Date] [CEO name & address] Dear : RE: Change in Control Agreement Ashland Global Holdings Inc. (?Ashland? or the ?Company?) considers the establishment and maintenance of a sound and vital management to be essential to protecting and enhancing the best interest of the Company and its shareholders. In this regard, the Company recognizes that, as is the case with many publicly-held co |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-211719 ASHLAND GLOBAL HOLDINGS |
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| November 22, 2021 |
EX-24 6 ash-ex24.htm EX-24 EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and Officers of ASHLAND GLOBAL HOLDINGS INC., a Delaware corporation (the “Corporation”), which anticipates filing an Annual Report on Form 10-K with the Securities and Exchange Commission, under the provisions of the Securities Act of 1933, as amended, hereby constitute and appoint GUILLERMO NOVO and YVONNE |
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| November 9, 2021 |
Exhibit 99.1 News Release Ashland reports financial results1 for fourth quarter and fiscal year 2021; issues outlook for fiscal year 2022 ? Sales of $591 million, up twelve percent from the prior-year quarter ? Net income of $43 million, or $0.72 per diluted share ? Income from continuing operations of $33 million, or $0.55 per diluted share ? Adjusted income from continuing operations excluding i |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Co |
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| November 1, 2021 |
Exhibit 99.2 News Release Ashland provides update on preliminary fiscal 2021 results and updated financial reporting, reflects the planned Performance Adhesives divestiture1 o Fiscal-fourth quarter and fiscal year sales and adjusted EBITDA consistent with original expectations; o New discontinued operations accounting reflecting previously announced Performance Adhesives divestiture; o Planned fis |
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| November 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Co |
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| November 1, 2021 |
Exhibit 99.1 ASHLAND GLOBAL HOLDINGS INC. AND CONSOLIDATED SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL INFORMATION The following unaudited condensed consolidated pro forma financial information is based upon the historical financial statements of Ashland Global Holdings Inc. and its consolidated subsidiaries (Ashland), adjusted to reflect the future disposition of the Perform |
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| September 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of |
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| September 28, 2021 |
Exhibit 99.1 News Release Ashland provides update on its outlook for fiscal 2021 financial results1 WILMINGTON, Del., September 27, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2021 financial results. In general, economic recovery in the U.S. and other regions of the world is driving strong demand for most products in the company?s Life Sciences, |
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| September 27, 2021 |
Exhibit 99.1 News Release Ashland provides update on its outlook for fiscal 2021 financial results1 WILMINGTON, Del., September 27, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) today provided an update for preliminary fiscal 2021 financial results. In general, economic recovery in the U.S. and other regions of the world is driving strong demand for most products in the company?s Life Sciences, |
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| September 27, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (C |
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| September 8, 2021 |
Exhibit 99.1 News Release Ashland establishes renewable annual environmental trust WILMINGTON, Del., September 8, 2021 ? Ashland Global Holdings, Inc. (NYSE: ASH) has established a renewable annual trust for ongoing and future environmental remediation and related litigation. The initiative follows Ashland?s announcement in February to align its operations with the ambitious aim of the Paris Clima |
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| September 8, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 08, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 333-211719 81-2587835 (State or Other Jurisdiction of Incorporation) (C |
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| September 7, 2021 |
Exhibit 10.1 EXECUTION VERSION JPMorgan Chase Bank, National Association New York Branch 383 Madison Avenue New York, NY, 10179 September 2, 2021 To: Ashland Global Holdings Inc. 8145 Blazer Drive Wilmington, DE 19808 Attention: Vice President and Treasurer Telephone No.: (614) 790-2095 From: JPMorgan Chase Bank, National Association Re: Master Confirmation?Uncollared Accelerated Share Repurchase |
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| September 7, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits false000167486200016748622021-08-302021-08-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 31, 2021 |
Exhibit 99.1 News Release Ashland signs definitive agreement to sell performance adhesives business to Arkema for $1.65 billion Upon completion of the sale, Ashland will be a focused additive and ingredients company with leadership positions in life sciences, personal care and coatings WILMINGTON, Del., August 31, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) announced today that its wholly owne |
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| August 31, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 30, 2021 ASHLAND GLOBAL HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-211719 81-2587835 (Com |
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| August 31, 2021 |
Exhibit 2.1 PURCHASE AND SALE AGREEMENT by and between ARKEMA and ASHLAND LLC Dated as of August 30, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; INTERPRETATION 1 SECTION 1.01. Definitions. 1 SECTION 1.02. Other Defined Terms 12 SECTION 1.03. Interpretation 15 ARTICLE II PURCHASE AND SALE; ASSUMPTION OF LIABILITIES 16 SECTION 2.01. Purchase and Sale 16 SECTION 2.02. Transferred Assets; Exclu |
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| August 18, 2021 |
Ashland Global Holdings Inc. announces completion of senior notes offering by Ashland LLC Exhibit 99.1 News Release Ashland Global Holdings Inc. announces completion of senior notes offering by Ashland LLC WILMINGTON, Del., August 18, 2021 ? Ashland Global Holdings Inc. (NYSE: ASH) announced today that its indirect, wholly owned subsidiary, Ashland LLC, has closed its previously announced offering of $450 million aggregate principal amount of 3.375 percent senior notes due 2031 (the ?N |
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| August 18, 2021 |
Exhibit 4.1 ASHLAND LLC as Issuer 3.375% Senior Notes due 2031 INDENTURE Dated as of August 18, 2021 U.S. BANK NATIONAL ASSOCIATION as Trustee, Registrar and Paying Agent TABLE OF CONTENTS Page ARTICLE 1 Definitions and Incorporation by Reference Section 1.01. Definitions 1 Section 1.02. Other Definitions 15 Section 1.03. [Reserved] 16 Section 1.04. Rules of Construction 16 ARTICLE 2 The Notes Sec |
