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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Advanced Health Intelligence Ltd - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| February 5, 2021 |
RW Avadim Health, Inc. 81 Thompson Street Ashville, North Carolina 28803 February 5, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Avadim Health, Inc. Withdrawal of Registration Statement on Form S-1 File No. 333-235779 Ladies and Gentlemen: Avadim Health, Inc. (the “Company”), hereby requests, pursuant |
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| January 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Avadim Health, Inc. |
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| January 17, 2020 |
Specimen Stock Certificate evidencing the shares of common stock. Exhibit 4.1 CHIEF FINANCIAL OFFICER PRESIDENT AUTHORIZED SIGNATURE TRANSFER AGENT AND REGISTRAR (Brooklyn, NY) AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BY COUNTERSIGNED AND REGISTERED: transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This certificate is not valid unless countersigned by the Transfer Agen |
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| January 17, 2020 |
Exhibit 3.4 AVADIM HEALTH, INC. SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AVADIM HEALTH, INC., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), does hereby certify as follows: FIRST: The name of the Company is Avadim Health, Inc. SECOND: The Company was originally formed as a corporation organized under the jurisdiction of the State of Wy |
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| January 17, 2020 |
As filed with the Securities and Exchange Commission on January 17, 2020 Table of Contents As filed with the Securities and Exchange Commission on January 17, 2020 Registration No. |
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| January 17, 2020 |
Exhibit 4.8 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT , MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO AVADIM HEALTH, INC. IF PUBLICLY DISCLOSED. AMENDMENT NO. 3 TO CREDIT AGREEMENT* THIS AMENDMENT NO. 3 TO CREDIT AGREEMENT (this ?Amendment?), is made and entered into as of December 31, 2019, by and among AVADIM HEALTH, INC |
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| January 17, 2020 |
2020 Equity Incentive Plan and forms of agreements thereunder. Exhibit 10.1 AVADIM HEALTH, INC. 2020 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JANUARY 10, 2020 APPROVED BY THE STOCKHOLDERS: JANUARY 17, 2020 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is the successor to and continuation of the Prior Plan. As of the Effective Date, (i) no additional awards may be granted under the Prior Plan; (ii) the Prior Plan?s Avail |
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| January 17, 2020 |
Certificate of Amendment to Certificate of Incorporation. Exhibit 3.3 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AVADIM HEALTH, INC. AVADIM HEALTH, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: The name of the corporation is Avadim Health, Inc. (the ?Corporation?). SECOND: The Corporation was originally |
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| January 17, 2020 |
Exhibit 3.5 AMENDED AND RESTATED BYLAWS OF AVADIM HEALTH, INC. (A DELAWARE CORPORATION) , 2020 AVADIM HEALTH, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. Registered Office. The registered office shall be established and maintained at the office of Registered Agent Solutions, Inc., in the City of Dover, County of Kent, in the State of Delaware, and said corporation, or other such |
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| January 17, 2020 |
Exhibit 10.7 AVADIM HEALTH, INC. INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (the ?Agreement?) is made and entered into as of , between Avadim Health, Inc. a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS A. Highly competent persons have become more reluctant to serve corporations as directors or officers or in other capacities unless they are provided with adequate protection |
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| January 17, 2020 |
Form of Underwriting Agreement. EX-1.1 2 d795932dex11.htm EX-1.1 Exhibit 1.1 Shares* AVADIM HEALTH, INC. Common Stock UNDERWRITING AGREEMENT , 2020 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, FL 33716 SunTrust Robinson Humphrey, Inc. 3333 Peachtree Road NE, 11th Floor Atlanta, Georgia 30326 As Representatives of the several Underwriters listed on Schedule I hereto Ladies and Gentlemen: Avadim Health, In |
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| January 17, 2020 |
Form of 6.0% Subordinated Convertible Note issued on January 10, 2020. Exhibit 4.9 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| January 17, 2020 |
2020 Employee Stock Purchase Plan. Exhibit 10.12 AVADIM HEALTH, INC. 2020 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JANUARY 10, 2020 APPROVED BY THE STOCKHOLDERS: JANUARY 17, 2020 IPO DATE: JANUARY , 2020 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain designated Related Corporations may be given an opportunity to purchase shares of Common Stock. The Pl |
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| January 14, 2020 |
EX-4.8 2 d795932dex48.htm EX-4.8 Exhibit 4.8 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT , MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO AVADIM HEALTH, INC. IF PUBLICLY DISCLOSED. AMENDMENT NO. 3 TO CREDIT AGREEMENT* THIS AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”), is made and entered into as of December 31, 2019 |
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| January 14, 2020 |
Form of 6.0% Subordinated Convertible Note issued on January 10, 2020. Exhibit 4.9 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| January 14, 2020 |
As filed with the Securities and Exchange Commission on January 14, 2020 Table of Contents As filed with the Securities and Exchange Commission on January 14, 2020 Registration No. |
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| January 2, 2020 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Avadim Health, Inc. 1. Relion Manufacturing, Inc., a North Carolina corporation 2. Bionome Properties Corp., a North Carolina corporation 3. Quality Assurance Associates, Inc., a North Carolina corporation 4. Avadim Health IP, Inc., a Delaware corporation |
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| January 2, 2020 |
Exhibit 10.10 CONSULTING AGREEMENT This CONSULTING AGREEMENT (the ?Agreement?) between Avadim Technologies Inc. (the ?Company?), Pilotage Capital Corp. (the ?Consultant?) and Paul Cox (the ?Executive?) is effective as of July 1, 2015 (the ?Effective Date?). W I T N E S S E T H: WHEREAS, the Company and the Consultant are parties to an Assignment and Amending Agreement dated September 5, 2013 where |
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| January 2, 2020 |
Form of Common Stock Warrants issued in February and April 2017. Exhibit 4.6 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER ANY STATE SECURITIES LAWS. THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY, AND THIS WARRANT AND THE UNDERLYING SHARES OF COMMON STOCK MAY NOT BE TRANSFERRED UNTIL (i) A REGI |
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| January 2, 2020 |
Restricted Stock Plan and forms of agreement thereunder. Exhibit 10.6 AVADIM TECHNOLOGIES INC. RESTRICTED STOCK PLAN Section 1. Purpose Avadim Technologies Inc., a Wyoming corporation (the ?Company?) hereby adopts this Avadim Technologies Inc. Restricted Stock Plan (the ?Plan?). The purposes of this Plan are to (i) advance the interests of the Company; (ii) recognize and compensate selected individuals who contribute to the development and success of th |
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| January 2, 2020 |
Form of Common Stock Warrants issued in October 2018. Exhibit 4.3 NEITHER THIS WARRANT NOR THE WARRANT SHARES FOR WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| January 2, 2020 |
Exhibit 10.5 AUGUST 2014 STOCK INCENTIVE PLAN For: AVADIM TECHNOLOGIES INC. Dated August 14, 2014 Avadim Technologies Inc. 81 Thompson Street Asheville, North Carolina 28803 AVADIM TECHNOLOGIES INC. AUGUST 2014 STOCK INCENTIVE PLAN 1. PURPOSE 1.1 The purpose of this August 2014 Stock Incentive Plan (the ?Plan?) is to advance the interests of Avadim Technologies Inc. (the ?Company?) by encouraging |
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| January 2, 2020 |
Form of Common Stock Warrants issued in April 2018. EX-4.4 6 d795932dex44.htm EX-4.4 Exhibit 4.4 NEITHER THIS WARRANT NOR THE WARRANT SHARES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXC |
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| January 2, 2020 |
Exhibit 4.7 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT.), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER THE SECURITIES ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, SUCH OFFER, SALE, PLEDGE OR OTHE |
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| January 2, 2020 |
Amended and Restated Certificate of Incorporation of the Registrant (currently in effect). Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AVADIM HEALTH, INC. Avadim Health, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), DOES HEREBY CERTIFY: 1. That the name of this corporation is AVADIM HEALTH, INC. (the ?Corporation?) and that the Corporation was originally formed o |
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| January 2, 2020 |
Executive Employment Agreement, dated July 1, 2015, between Registrant and David Fann. Exhibit 10.9 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the ?Agreement?) between Avadim Technologies Inc. (the ?Company?), and David Fann (the ?Executive?) is effective as of July 1, 2015 (the ?Effective Date?). W I T N E S E T H: WHEREAS, the Executive is employed by the Company as the President of the Company pursuant to an Employment Agreement dated February 15, 2014 (t |
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| January 2, 2020 |
Exhibit 10.4 SEPTEMBER 2015 STOCK INCENTIVE PLAN For: AVADIM TECHNOLOGIES INC. Dated September 25, 2015 Avadim Technologies Inc. 81 Thompson Street Asheville, North Carolina 28803 AVADIM TECHNOLOGIES INC. SEPTEMBER 2015 STOCK INCENTIVE PLAN 1. PURPOSE 1.1 The purpose of this September 2015 Stock Incentive Plan (the ?Plan?) is to advance the interests of Avadim Technologies Inc. (the ?Company?) by |
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| January 2, 2020 |
Exhibit 10.3 MARCH 2016 STOCK INCENTIVE PLAN For: AVADIM TECHNOLOGIES INC. Dated March 28, 2016 (amended April 13, 2016) Avadim Technologies Inc. 81 Thompson Street Asheville, North Carolina 28803 AVADIM TECHNOLOGIES INC. MARCH 2016 STOCK INCENTIVE PLAN 1. PURPOSE 1.1 The purpose of this March 2016 Stock Incentive Plan (the ?Plan?) is to advance the interests of Avadim Technologies Inc. (the ?Comp |
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| January 2, 2020 |
Form of Common Stock Warrants issued in May 2017. Exhibit 4.5 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER ANY STATE SECURITIES LAWS. THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY, AND THIS WARRANT AND THE UNDERLYING SHARES OF COMMON STOCK MAY NOT BE TRANSFERRED UNTIL (i) A REGI |
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| January 2, 2020 |
Table of Contents As filed with the Securities and Exchange Commission on January 2, 2020 Registration No. |
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| January 2, 2020 |
Bylaws of the Registrant (currently in effect). Exhibit 3.2 BYLAWS OF AVADIM TECHNOLOGIES INC. (EFFECTIVE AS OF AUGUST 2, 2018) Article I. NAME, SEAL AND OFFICES 1.1 NAME. The name of this corporation is Avadim Technologies Inc. (the ?Company?), a Delaware corporation governed by the General Corporation Law of the State of Delaware (the ?DGCL?). 1.2 SEAL. The Company shall not be required to obtain a corporate seal. The seal, if any, of this Co |
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| January 2, 2020 |
Exhibit 10.2 2019 STOCK INCENTIVE PLAN For Avadim Health, Inc. 81 Thompson Street Ashville, North Carolina 28803 AVADIM HEALTH INC. 2019 STOCK INCENTIVE PLAN 1. Purpose The purposes of the Plan are to encourage and enable selected Employees, Directors and Consultants of the Company and its Affiliates to acquire or increase their holdings of Common Stock and other equity-based interests in the Comp |
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| January 2, 2020 |
Exhibit 10.11 NORTH CAROLINA APRIL 1, 2016 BUNCOMBE COUNTY LEASE THIS LEASE is made and entered into as of this 19th day of April , 2016 by and between the North Carolina Department of Transportation (the ?Department?), an agency of the State of North Carolina, by and for itself and as agent of the City of Asheville, a North Carolina municipal corporation (the ?Municipality?). The Department in bo |
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| January 2, 2020 |
EX-4.2 4 d795932dex42.htm EX-4.2 Exhibit 4.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT , MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO AVADIM HEALTH, INC. IF PUBLICLY DISCLOSED. CREDIT AGREEMENT* dated as of October 5, 2018, Among AVADIM HEALTH, INC., as Borrower, THE LENDERS PARTY HERETO And HAYFIN SERVICES LLP, as Admini |
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| January 2, 2020 |
Executive Employment Agreement, dated July 1, 2015, between Registrant and Stephen Woody. Exhibit 10.8 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the ?Agreement?) between Avadim Technologies Inc. (the ?Company?), and Steve Woody (the ?Executive?) is effective as of July 1, 2015 (the ?Effective Date?). WITNESSETH: WHEREAS, the Executive is employed by the Company as the Chief Executive Officer of the Company pursuant to an Employment Agreement dated February 15, |
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| November 25, 2019 |
Subsidiaries of Avadim Health, Inc. EX-21.1 18 filename18.htm Exhibit 21.1 Subsidiaries of Avadim Health, Inc. 1. Relion Manufacturing, Inc., a North Carolina corporation 2. Bionome Properties Corp., a North Carolina corporation 3. Quality Assurance Associates, Inc., a North Carolina corporation 4. Avadim Health IP, Inc., a Delaware corporation |
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| November 25, 2019 |
EX-4.4 6 filename6.htm Exhibit 4.4 NEITHER THIS WARRANT NOR THE WARRANT SHARES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUA |
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| November 25, 2019 |
EX-4.6 8 filename8.htm Exhibit 4.6 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER ANY STATE SECURITIES LAWS. THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY, AND THIS WARRANT AND THE UNDERLYING SHARES OF COMMON STOCK MAY NOT BE TRANS |
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| November 25, 2019 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.8 15 filename15.htm Exhibit 10.8 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) between Avadim Technologies Inc. (the “Company”), and Steve Woody (the “Executive”) is effective as of July 1, 2015 (the “Effective Date”). WITNESSETH: WHEREAS, the Executive is employed by the Company as the Chief Executive Officer of the Company pursuant to an Employment Ag |
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| November 25, 2019 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AVADIM HEALTH, INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AVADIM HEALTH, INC. Avadim Health, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), DOES HEREBY CERTIFY: 1. That the name of this corporation is AVADIM HEALTH, INC. (the ?Corporation?) and that the Corporation was originally formed o |
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| November 25, 2019 |
Exhibit 10.5 AUGUST 2014 STOCK INCENTIVE PLAN For: AVADIM TECHNOLOGIES INC. Dated August 14, 2014 Avadim Technologies Inc. 81 Thompson Street Asheville, North Carolina 28803 AVADIM TECHNOLOGIES INC. AUGUST 2014 STOCK INCENTIVE PLAN 1. PURPOSE 1.1 The purpose of this August 2014 Stock Incentive Plan (the ?Plan?) is to advance the interests of Avadim Technologies Inc. (the ?Company?) by encouraging |
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| November 25, 2019 |
BYLAWS AVADIM TECHNOLOGIES INC. (EFFECTIVE AS OF AUGUST 2, 2018) Article I. NAME, SEAL AND OFFICES EX-3.2 3 filename3.htm Exhibit 3.2 BYLAWS OF AVADIM TECHNOLOGIES INC. (EFFECTIVE AS OF AUGUST 2, 2018) Article I. NAME, SEAL AND OFFICES 1.1 NAME. The name of this corporation is Avadim Technologies Inc. (the “Company”), a Delaware corporation governed by the General Corporation Law of the State of Delaware (the “DGCL”). 1.2 SEAL. The Company shall not be required to obtain a corporate seal. The s |
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| November 25, 2019 |
EX-10.4 12 filename12.htm Exhibit 10.4 SEPTEMBER 2015 STOCK INCENTIVE PLAN For: AVADIM TECHNOLOGIES INC. Dated September 25, 2015 Avadim Technologies Inc. 81 Thompson Street Asheville, North Carolina 28803 AVADIM TECHNOLOGIES INC. SEPTEMBER 2015 STOCK INCENTIVE PLAN 1. PURPOSE 1.1 The purpose of this September 2015 Stock Incentive Plan (the “Plan”) is to advance the interests of Avadim Technologie |
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| November 25, 2019 |
EX-4.2 4 filename4.htm Exhibit 4.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT , MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO AVADIM HEALTH, INC. IF PUBLICLY DISCLOSED. CREDIT AGREEMENT* dated as of October 5, 2018, Among AVADIM HEALTH, INC., as Borrower, THE LENDERS PARTY HERETO And HAYFIN SERVICES LLP, as Administrative A |
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| November 25, 2019 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.9 16 filename16.htm Exhibit 10.9 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) between Avadim Technologies Inc. (the “Company”), and David Fann (the “Executive”) is effective as of July 1, 2015 (the “Effective Date”). W I T N E S E T H: WHEREAS, the Executive is employed by the Company as the President of the Company pursuant to an Employment Agreement |
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| November 25, 2019 |
As confidentially submitted to the Securities and Exchange Commission on November 22, 2019 Table of Contents As confidentially submitted to the Securities and Exchange Commission on November 22, 2019 Registration No. |
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| November 25, 2019 |
EX-10.3 11 filename11.htm Exhibit 10.3 MARCH 2016 STOCK INCENTIVE PLAN For: AVADIM TECHNOLOGIES INC. Dated March 28, 2016 (amended April 13, 2016) Avadim Technologies Inc. 81 Thompson Street Asheville, North Carolina 28803 AVADIM TECHNOLOGIES INC. MARCH 2016 STOCK INCENTIVE PLAN 1. PURPOSE 1.1 The purpose of this March 2016 Stock Incentive Plan (the “Plan”) is to advance the interests of Avadim Te |
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| November 25, 2019 |
EX-4.7 9 filename9.htm Exhibit 4.7 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT.), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER THE SECURITIES ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, SUCH OFFE |
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| November 25, 2019 |
AVADIM TECHNOLOGIES INC. RESTRICTED STOCK PLAN Exhibit 10.6 AVADIM TECHNOLOGIES INC. RESTRICTED STOCK PLAN Section 1. Purpose Avadim Technologies Inc., a Wyoming corporation (the ?Company?) hereby adopts this Avadim Technologies Inc. Restricted Stock Plan (the ?Plan?). The purposes of this Plan are to (i) advance the interests of the Company; (ii) recognize and compensate selected individuals who contribute to the development and success of th |
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| November 25, 2019 |
2019 STOCK INCENTIVE PLAN Avadim Health, Inc. 81 Thompson Street Ashville, North Carolina 28803 EX-10.2 10 filename10.htm Exhibit 10.2 2019 STOCK INCENTIVE PLAN For Avadim Health, Inc. 81 Thompson Street Ashville, North Carolina 28803 AVADIM HEALTH INC. 2019 STOCK INCENTIVE PLAN 1. Purpose The purposes of the Plan are to encourage and enable selected Employees, Directors and Consultants of the Company and its Affiliates to acquire or increase their holdings of Common Stock and other equity-b |
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| November 25, 2019 |
WARRANT Warrant Certificate No. ____________ Original Issue Date: ____________ EX-4.3 5 filename5.htm Exhibit 4.3 NEITHER THIS WARRANT NOR THE WARRANT SHARES FOR WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUAN |
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| November 25, 2019 |
[Remainder of page left blank intentionally] [Signature page follows] Exhibit 4.5 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER ANY STATE SECURITIES LAWS. THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY, AND THIS WARRANT AND THE UNDERLYING SHARES OF COMMON STOCK MAY NOT BE TRANSFERRED UNTIL (i) A REGI |
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| November 25, 2019 |
EX-10.11 17 filename17.htm Exhibit 10.11 NORTH CAROLINA APRIL 1, 2016 BUNCOMBE COUNTY LEASE THIS LEASE is made and entered into as of this 19th day of April , 2016 by and between the North Carolina Department of Transportation (the “Department”), an agency of the State of North Carolina, by and for itself and as agent of the City of Asheville, a North Carolina municipal corporation (the “Municipal |
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| October 2, 2019 |
As confidentially submitted to the Securities and Exchange Commission on October 2, 2019 Table of Contents As confidentially submitted to the Securities and Exchange Commission on October 2, 2019 Registration No. |
