Grundlæggende statistik
| LEI | 5493005W7G81BNPP7M23 |
| CIK | 2230 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Adams Diversified Equity Fund, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| February 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 13, 2025 |
ADX / Adams Diversified Equity Fund, Inc. / Bergstrom Edith H. - EX-99.2 begin 644 ck0001669811-ex992.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V%L@," P(#8Q,B W.3)=("]#;VYT M96YTW%RD)V.M]YO69F35T;^[B#-Z\Z7XX MO3P#MWL=9Q-PDNSXRTWG[5OHG9W"?;OE,I=^(B[ A0#AI& /&FW?G\%6;O5 M&[1;W7,.'-<)&-RV6QS7N.7]Y<<+BV8*(Q:8A-K#2J*)E4250 $$&$.^*DDSF":P0B-DX\ZQ[R2=T,F7 MZ23#*\GXJ'/LZ0@:)FF&1IH 78AQS:K !=-%GOZ3C$%3G*Z1\^OLF*!5XY@ M^G/'!(T]?(#DAUXSZJCU!@D4TW0)M.$$'Y=.DN"M>4+B |
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| February 13, 2025 |
ADX / Adams Diversified Equity Fund, Inc. / Bergstrom Edith H. - EX-99.1 begin 644 ck0001669811-ex991.pdf M)5!$1BTQ+C<-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V%L@," P(#8Q,B W.3)=("]# M;VYT96YT)RUEUMOFS 4Q]^1^ [G$2;58 /&D:I*)?>J:;N$ M:INJ/KB%4K0$.D(J;9]^QZPO*Z"VJ1,IX>9PN?G<[&=TZK.'^1]#\@Q#Y#B'7(X1YPS(0;T=)DM>/*D!F!*(4CQ5^ MLVV-/*K2/O*MS;ZITU9!?4HXZU.R=^5Y!<\[!+R DJ CQ=Z&QRTXSYS0CV MN,(GNZU]Q*QZ[Y+4P77 51GH$:F+JW\(KIBYC+>Y5OE/&#=,A55EBB1"%0W> M[1Q9X%+ M:)\/NK 'A\#N>L3M |
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| November 25, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, |
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| August 22, 2024 |
August 22, 2024 Via EDGAR Brian Szilagyi, Staff Accountant Division of Investment Management, Disclosure Review Office U. |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (21 |
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| August 5, 2024 |
EX-FILING FEES Calculation of Filing Fee Table SC TO-I (Form Type) Adams Diversified Equity Fund, Inc. |
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| August 5, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 5, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 5, 2024 |
EX-FILING FEES Calculation of Filing Fee Table SC TO-I (Form Type) Adams Diversified Equity Fund, Inc. |
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| August 5, 2024 |
ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES FINAL TENDER OFFER RESULTS Exhibit (a)(5)(iii) Press Release ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES FINAL TENDER OFFER RESULTS BALTIMORE, MARYLAND, August 5, 2024 — Adams Diversified Equity Fund, Inc. |
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| August 5, 2024 |
ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES PRELIMINARY TENDER OFFER RESULTS Exhibit (a)(5)(i) Press Release ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES PRELIMINARY TENDER OFFER RESULTS BALTIMORE, MARYLAND, August 5, 2024 — Adams Diversified Equity Fund, Inc. |
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| August 5, 2024 |
ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES TENDER OFFER RESULTS Exhibit (a)(5)(ii) Press Release ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES TENDER OFFER RESULTS BALTIMORE, MARYLAND, August 5, 2024 — Adams Diversified Equity Fund, Inc. |
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| August 5, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 5, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 5, 2024 |
EX-FILING FEES Calculation of Filing Fee Table SC TO-I (Form Type) Adams Diversified Equity Fund, Inc. |
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| July 5, 2024 |
Exhibit (a)(1)(v) Instructions for Withdrawal of Previously Tendered Shares of Common Stock of Adams Diversified Equity Fund, Inc. |
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| July 5, 2024 |
Exhibit (a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of ADAMS DIVERSIFIED EQUITY FUND, INC. |
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| July 5, 2024 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Exhibit (a)(1)(vi) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number to Give the Payer — Social Security Numbers have nine digits separated by two hyphens: i. |
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| July 5, 2024 |
ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES COMMENCEMENT OF TENDER OFFER Exhibit (a)(5) Press Release ADAMS DIVERSIFIED EQUITY FUND ANNOUNCES COMMENCEMENT OF TENDER OFFER BALTIMORE, MARYLAND, July 5, 2024 — Adams Diversified Equity Fund, Inc. |
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| July 5, 2024 |
Exhibit (a)(1)(iii) OFFER BY ADAMS DIVERSIFIED EQUITY FUND, INC. TO PURCHASE FOR CASH UP TO 12,405,174 SHARES OF ITS COMMON STOCK FOR 98% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST 2, 2024 (“TERMINATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO CERTAIN OTHE |
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| July 5, 2024 |
TABLE OF CONTENTS Exhibit (a)(1)(i) ADAMS DIVERSIFIED EQUITY FUND, INC. OFFER TO PURCHASE FOR CASH UP TO 12,405,174 SHARES OF COMMON STOCK SUMMARY TERM SHEET THIS SUMMARY HIGHLIGHTS CERTAIN INFORMATION IN THIS OFFER TO PURCHASE. TO UNDERSTAND THE OFFER FULLY AND FOR A MORE COMPLETE DESCRIPTION OF THE TERMS OF THE OFFER, YOU SHOULD CAREFULLY READ THIS ENTIRE OFFER TO PURCHASE AND THE RELATED LETTE |
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| July 5, 2024 |
Exhibit (a)(1)(iv) OFFER BY ADAMS DIVERSIFIED EQUITY FUND, INC. TO PURCHASE FOR CASH UP TO 12,405,174 SHARES OF ITS COMMON STOCK FOR 98% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON AUGUST 2, 2024 (“TERMINATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO CERTAIN OTHER |
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| July 5, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 5, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 7, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 2, 2024 Date of Report (Date of earliest event reported) Adams Diversified Equity Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-00248 13-4912740 (State or other jurisdiction (Co |
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| June 7, 2024 |
EXHIBIT 3.1 Adams Diversified Equity Fund, Inc. (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED JUNE 2, 2024 Adams Diversified Equity Fund, Inc. Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1.1. Investment Objectives. Consistent with Adams Diversified Equity Fund, Inc.’s history and structure as a closed-end fund (hereinafter, the “Fund”), the Fund |
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| June 6, 2024 |
ADAMS FUNDS ANNOUNCE GOVERNANCE UPDATES EXHIBIT 99.3 ADAMS FUNDS ANNOUNCE GOVERNANCE UPDATES BALTIMORE, MARYLAND, June 3, 2024 — Adams Diversified Equity Fund, Inc. (NYSE: ADX), and Adams Natural Resources Fund, Inc. (NYSE: PEO) announced today that the Board of Directors of each Fund has unanimously approved several governance updates: election of a classified board structure and adoption of certain bylaws amendments. The Funds have ea |
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| June 6, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 2, 2024 Date of Report (Date of earliest event reported) Adams Diversified Equity Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-00241 13-4912740 (State or other jurisdiction (Commission (IRS Empl |
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| June 6, 2024 |
ADAMS DIVERSIFIED EQUITY FUND, INC. INITIAL CLASSES OF DIRECTORS EXHIBIT 99.2 ADAMS DIVERSIFIED EQUITY FUND, INC. INITIAL CLASSES OF DIRECTORS Class I (Term Expires 2025) Lauriann C. Kloppenburg James P. Haynie Class II (Term Expires 2026) Mary Chris Jammet Kenneth J. Dale Class III (Term Expires 2027) Jane Musser Nelson Mark E. Stoeckle Frederic A. Escherich |
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| June 6, 2024 |
EXHIBIT 3.1 Adams Diversified Equity Fund, Inc. (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED JUNE 2, 2024 Adams Diversified Equity Fund, Inc. Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1.1. Investment Objectives. Consistent with Adams Diversified Equity Fund, Inc.’s history and structure as a closed-end fund (hereinafter, the “Fund”), the Fund |
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| June 6, 2024 |
ADAMS DIVERSIFIED EQUITY FUND, INC. ARTICLES SUPPLEMENTARY EXHIBIT 99.1 ADAMS DIVERSIFIED EQUITY FUND, INC. ARTICLES SUPPLEMENTARY Adams Diversified Equity Fund, Inc., a Maryland corporation (the “Company”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “SDAT”) that: FIRST: Under a power contained in Title 3, Subtitle 8 of the Maryland General Corporation Law (the “MGCL”), by resolutions duly adopted by the Board of |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Adams Diversified Equity Fund, Inc. (Name of Subject Company (Issuer)) Adams Diversified Equity Fund, Inc. (Name of Filing Person (Issuer)) Common Stock $0.001 Par Value Per Share (Title of Class of Securities) 00621210 |
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| May 15, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, |
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| March 14, 2024 |
ADX / Adams Diversified Equity Fund, Inc. / Bergstrom Edith H. - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which th |
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| March 14, 2024 |
EX-99.1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Charitable Remainder Trust Edith H. Bergstrom Edith H. Bergstrom Living Trust Erik E. and Edith H. Bergstrom Foundation Jennifer Benz Rodrigo Barillas Janet Greig Wylie Greig |
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| March 14, 2024 |
EX-99.2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: March 14, 20 |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.3)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212 |
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| February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 5, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 5, 2024 |
K&L GATES LLP 1601 K STREET NW WASHINGTON, DC 20006 T +1 202 778 9286 F +1 617 261 3175 klgates. |
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| February 1, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Adams Diversified Equity Fund, Inc. |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| December 11, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, N |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212 |
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| September 25, 2023 |
CUSIP No. 006212104 SCHEDULE 13D/A Page 1 of 4 Pages Exhibit 2 Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [], 2023 Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the "Slat |
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| September 1, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* ADAMS DIVERSIFIED EQUITY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 006212104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 5 |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| November 21, 2022 |
Schedule of Investments September 30, 2022 (unaudited) Shares Value (a) Common Stocks — 99. |
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| May 27, 2022 |
Schedule of Investments March 31, 2022 (unaudited) Shares Value (a) Common Stocks — 99. |
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| February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ? Defin |
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| November 29, 2021 |
ADAMS DIVERSIFIED EQUITY FUND, INC. Schedule of Investments September 30, 2020 (unaudited) Shares Value (a) Common Stocks — 99.7% Communication Services — 10.3% Activision Blizzard, Inc. 139,700 $ 11,308,715 Alphabet Inc. Class A (b) 40,100 58,770,560 AT&T Inc. 457,382 13,039,961 Charter Communications, Inc. Class A (b) 23,400 14,609,556 Comcast Corporation Class A 668,200 30,910,932 Facebook, Inc |
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| June 4, 2021 |
CORRESP 1 filename1.htm June 4, 2021 Via EDGAR Ken Ellington, Staff Accountant Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Adams Diversified Equity Fund, Inc., File No. 811-00248 Adams Natural Resources Fund Inc., File No. 811-02736 Dear Mr. Ellington: In a telephone conversation on April 29, 2021, |
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| May 28, 2021 |
? Schedule of Investments ? March 31, 2021 (unaudited) ? ? ? Shares ? ? Value (a) ? Common Stocks ? 99. |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ? Defin |
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| February 4, 2021 |
EXHIBIT 2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. |
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| February 4, 2021 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 4, 2021 |
EXHIBIT 1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Charitable Remainder Trust Edith H. Bergstrom Edith H. Bergstrom Living Trust Erik E. and Edith H. Bergstrom Foundation Julia R. Bolous Janet Greig Wylie Greig |
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| November 25, 2020 |
ADAMS DIVERSIFIED EQUITY FUND, INC. Schedule of Investments September 30, 2020 (unaudited) Shares Value (a) Common Stocks — 99.7% Communication Services — 10.3% Activision Blizzard, Inc. 139,700 $ 11,308,715 Alphabet Inc. Class A (b) 40,100 58,770,560 AT&T Inc. 457,382 13,039,961 Charter Communications, Inc. Class A (b) 23,400 14,609,556 Comcast Corporation Class A 668,200 30,910,932 Facebook, Inc |
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| June 1, 2020 |
ADAMS DIVERSIFIED EQUITY FUND, INC. Schedule of Investments March 31, 2020 (unaudited) Shares Value (a) Common Stocks — 99.2% Communication Services — 9.3% Alphabet Inc. Class A (b) 41,100 $ 47,756,145 Alphabet Inc. Class C (b) 11,197 13,019,984 AT&T Inc. 590,982 17,227,125 Comcast Corporation Class A 668,200 22,972,716 Facebook, Inc. Class A (b) 141,900 23,668,920 Netflix, Inc. (b) 15,000 5,632,5 |
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| April 28, 2020 |
ADAMS DIVERSIFIED EQUITY FUND, INC. Schedule of Investments September 30, 2019 (unaudited) Shares Value (a) Common Stocks — 99.4% Communication Services — 8.1% Alphabet Inc. Class A (b) 27,400 $ 33,459,236 Alphabet Inc. Class C (b) 11,197 13,649,143 AT&T Inc. 853,282 32,288,191 Comcast Corporation Class A 668,200 30,122,456 Facebook, Inc. Class A (b) 91,100 16,223,088 Netflix, Inc. (b) 15,000 4,01 |
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| February 24, 2020 |
ADX / Adams Diversified Equity Fund, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 7, 2020 |
ADX / Adams Diversified Equity Fund, Inc. / Bergstrom Edith H. - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 7, 2020 |
EXHIBIT 2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. |
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| February 7, 2020 |
EXHIBIT 1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Charitable Remainder Trust Edith H. Bergstrom Edith H. Bergstrom Living Trust Erik E. and Edith H. Bergstrom Foundation Julia R. Bolous Janet Greig Wylie Greig |
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| November 20, 2019 |
ADX / Adams Diversified Equity Fund, Inc. NPORT-EX - - ADAMS DIVERSIFIED EQUITY FUND, INC. Schedule of Investments September 30, 2019 (unaudited) Shares Value (a) Common Stocks — 99.4% Communication Services — 8.1% Alphabet Inc. Class A (b) 27,400 $ 33,459,236 Alphabet Inc. Class C (b) 11,197 13,649,143 AT&T Inc. 853,282 32,288,191 Comcast Corporation Class A 668,200 30,122,456 Facebook, Inc. Class A (b) 91,100 16,223,088 Netflix, Inc. (b) 15,000 4,01 |
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| May 29, 2019 |
ADX / Adams Diversified Equity Fund, Inc. NPORT-EX - - NPORT-EX ADAMS DIVERSIFIED EQUITY FUND, INC. Schedule of Investments March 31, 2019 (unaudited) Shares Value (a) Common Stocks — 99.5% Communication Services — 8.1% Alphabet Inc. Class A (b) 27,400 $ 32,246,786 Alphabet Inc. Class C (b) 11,997 14,076,200 AT&T Inc. 853,282 26,758,924 Comcast Corporation Class A 668,200 26,714,636 Facebook, Inc. Class A (b) 91,100 15,185,459 Netflix, Inc. (b) 50,300 17,934,9 |
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| February 27, 2019 |
ADX / Adams Diversified Equity Fund, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 14, 2019 |
ADX / Adams Diversified Equity Fund, Inc. / Bergstrom Edith H. - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 14, 2019 |
EX-99.1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Charitable Remainder Trust Edith H. Bergstrom Edith H. Bergstrom Living Trust Erik E. and Edith H. Bergstrom Foundation Julia R. Bolous Janet Greig Wylie Greig |
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| February 14, 2019 |
EX-99.2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: February 14, |
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| October 31, 2018 |
EX-99.CERT 2 tv505132ex99cert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |
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| October 31, 2018 |
ADX / Adams Diversified Equity Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 ADAMS DIVERSIFIED EQUITY FUND, INC. |
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| May 17, 2018 |
ADX / Adams Diversified Equity Fund, Inc. CORRESP [ADAMS FUNDS LOGO] May 17, 2018 Via EDGAR Ken Ellington, Staff Accountant Division of Investment Management, Disclosure Review Office U. |
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| April 27, 2018 |
EX-99.CERT 2 tv487803ex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| April 27, 2018 |
ADX / Adams Diversified Equity Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. |
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| February 26, 2018 |
ADX / Adams Diversified Equity Fund, Inc. DEF 14A out - none - 2.24s UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 1 |
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| October 23, 2017 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2017 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| October 23, 2017 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q - SEPTEMBER 30, 2017 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive office |
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| April 28, 2017 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q - MARCH 31, 2017 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) L |
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| April 28, 2017 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q CERTIFICATION - MARCH 31, 2017 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| April 19, 2017 |
EX-99.2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: April 19, 20 |
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| April 19, 2017 |
EX-99.1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Living Trust (Administrative Trust) Erik E. Bergstrom Charitable Remainder Trust Edith H. Bergstrom Edith H. Bergstrom Living Trust Erik E. and Edith H. Bergstrom Foundation Julia R. Bolous Janet Grieg Wylie Grieg |
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| April 19, 2017 |
ADX / Adams Diversified Equity Fund, Inc. / Bergstrom Edith H. - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) March 8, 2017 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 24, 2017 |
Adams Diversified Equity Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
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| February 8, 2017 |
EX-99.1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Erik E. Bergstrom Living Trust U/A Dated 12/6/74 Edith H. Bergstrom Edith H. Bergstrom Living Trust U/A Dated 12/6/74 Erik E. and Edith H. Bergstrom Foundation, a Charitable Trust |
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| February 8, 2017 |
EX-99.2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: February 6, |
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| February 8, 2017 |
ADX / Adams Diversified Equity Fund, Inc. / BERGSTROM ERIK E - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which th |
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| October 21, 2016 |
Adams Diversified Equity Fund (Quarterly Schedule of Portfolio Holdings) ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q - SEPTEMBER 30, 2016 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive office |
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| October 21, 2016 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2016 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| April 25, 2016 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q CERTIFICATION - MARCH 31, 2016 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| April 25, 2016 |
Adams Diversified Equity Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 adxnq03312016.htm FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. Hooper, Jr. Adams Diversified |
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| February 23, 2016 |
Adams Diversified Equity Fund Form DEF 14A DEF 14A 1 d100550ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS P |
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| February 10, 2016 |
ADX / Adams Diversified Equity Fund, Inc. / BERGSTROM ERIK E - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16) Adams Diversified Equity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 10, 2016 |
EX-99.1 Exhibit 99.1 EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Erik E. Bergstrom Living Trust U/A Dated 12/6/74 Edith H. Bergstrom Edith H. Bergstrom Living Trust U/A Dated 12/6/74 Erik E. and Edith H. Bergstrom Foundation, a Charitable Trust |
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| February 10, 2016 |
EX-99.2 Exhibit 99.2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: |
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| November 19, 2015 |
Adams Diversified Equity Fund WDG November 19, 2015 Kevin C. Smith, Esq. Chadbourne & Parke LLP 1301 Avenue of the Americas New York, NY 10019 Re: Adams Diversified Equity Fund, Inc., et al., File No. 812-14300 Dear Mr. Smith: By Form APP-WD filed with the Securities and Exchange Commission on November 16, 2015, you requested that the above-captioned application, filed on April 22, 2014 and subsequently amended on September 12, 20 |
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| November 16, 2015 |
Adams Diversified Equity Fund WD adamsdiversifiedappwd.htm Letterhead of Chadbourne & Parke LLP 1301 Avenue of the Americas New York, NY 10019 telephone: (212) 408-5100 November 16, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Adams Diversified Equity Fund, Inc. et. al (File No. 812-14300) Ladies and Gentlemen: On behalf of Adams Diversified E |
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| October 21, 2015 |
Adams Diversified Equity Fund (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. |
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| October 21, 2015 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2015 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| July 24, 2015 |
9138971v1 -2- THE ADAMS EXPRESS COMPANY ARTICLES OF AMENDMENT The Adams Express Company, a Maryland corporation (the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Article I of the charter of the Corporation (the "Charter") is hereby amended to change the name of the Corporation to: Adams Diversified Equity Fund, Inc. |
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| July 24, 2015 |
At registrant's Annual Meeting on April 30, 2015, stockholders voted on the following matters reportable under this Sub-Item: 1) a proposal to amend registrant's fundamental investment policy on investments in commodities or commodities contracts, with 47,374,726 shares voted for and 7,676,435 shares voted against the proposal; 2) a proposal to approve registrant providing investment advisory serv |
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| April 24, 2015 |
Adams Diversified Equity Fund (Quarterly Schedule of Portfolio Holdings) ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q - MARCH 31, 2015 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) L |
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| April 24, 2015 |
ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q CERTIFICATION - MARCH 31, 2015 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| March 25, 2015 |
Adams Diversified Equity Fund ESP [Chadbourne & Parke Letterhead] March 25, 2015 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re:The Adams Express Company ("Company") Definitive Proxy Statement on Form DEF 14A Filed on March 10, 2015 (File No. |
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| March 10, 2015 |
Adams Diversified Equity Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| March 9, 2015 |
Adams Diversified Equity Fund ESP RESPONSE LETTER [Chadbourne & Parke LLP Letterhead] March 9, 2015 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: The Adams Express Company (?Company?) Preliminary Proxy Statement on Form PRE 14A Filed on February 13, 2015 (File No. |
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| March 9, 2015 |
Adams Diversified Equity Fund PRER14A PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2) |
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| February 13, 2015 |
ADX / Adams Diversified Equity Fund, Inc. PRE 14A - - PRE 14A PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
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| February 10, 2015 |
ADX / Adams Diversified Equity Fund, Inc. APP NTC - - begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C(Y,R`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`W M-#@Y,2]/(#(Y-2]%(#0X-S$O3B`Q."]4(#%LR.3,@ M,3-=+TEN9F\@,CDR(#`@4B],96YG=&@@-3,O4')E=B`W-#0Q,2]2;V]T(#(Y M-"`P(%(O4VEZ92`S,#8O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC> M8F)D$&!@8F`Z!"08IX.(>T"".1%(<-D`B?<3&)@8&;<`60P,C.C$?X:E?P`" M#`#@=P?J#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*,`T*)25%3T8- M"B`@("`@("`@#0HS,#4@," |
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| October 17, 2014 |
ADAMS DIVERSIFIED EQUITY FUND, INC. ADAMS EXPRESS COMPANY - FORM N-Q - SEPTEMBER 30, 2014 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| October 17, 2014 |
EX-99.CERT 2 adxnqcert09302014.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| August 7, 2014 |
Item 77D(g) The Board of Directors has approved a material change in the investment policies of the registrant on Investments in Options with respect to engaging in short sales of securities. |
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| April 22, 2014 |
Quarterly Schedule of Portfolio Holdings - ADAMS EXPRESS COMPANY - FORM N-Q - MARCH 31, 2014 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) Seven Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| April 22, 2014 |
EX-99.CERT 2 adxnqcert03312014.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| April 9, 2014 |
ADX / Adams Diversified Equity Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaadamsexpressco SCHEDULE 13G/A CUSIP No: 006212104 1)NAME OF REPORTING PERSON S. |
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| February 21, 2014 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 14, 2014 |
ADX / Adams Diversified Equity Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gadamsexpressco SCHEDULE 13G/A CUSIP No: 006212104 1)NAME OF REPORTING PERSON S. |
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| February 6, 2014 |
EX-99.1 EXHIBIT LIST Exhibit 1 Identity of Group Members Exhibit 2 Joint Filing Undertaking EXHIBIT 1 IDENTITY OF GROUP MEMBERS Erik E. Bergstrom Erik E. Bergstrom Living Trust U/A Dated 12/6/74 Edith H. Bergstrom Edith H. Bergstrom Living Trust U/A Dated 12/6/74 Erik E. and Edith H. Bergstrom Foundation, a Charitable Trust |
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| February 6, 2014 |
EX-99.2 EXHIBIT 2 JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: February 5, |
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| February 6, 2014 |
ADX / Adams Diversified Equity Fund, Inc. / BERGSTROM ERIK E - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. 15 )* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2013 (Date of Event |
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| October 18, 2013 |
Quarterly Schedule of Portfolio Holdings - ADAMS EXPRESS COMPANY - FORM N-Q - SEPTEMBER 30, 2013 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| October 18, 2013 |
EX-99.CERT 2 adxnqcert09302013.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| August 9, 2013 |
ADX / Adams Diversified Equity Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gadamsexpressco SCHEDULE 13G CUSIP No: 006212104 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 4,848,037 6)SHARED VOTING POW |
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| April 25, 2013 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| April 19, 2013 |
EX-99.CERT 2 adxnqcert03312013.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| April 19, 2013 |
Quarterly Schedule of Portfolio Holdings - ADAMS EXPRESS COMPANY - FORM N-Q - MARCH 31, 2013 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| February 26, 2013 |
NOTICE & PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6 |
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| February 14, 2013 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| February 7, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2. (Amendment No. 14)* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2012 (Date of Event Which Req |
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| January 23, 2013 |
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| January 23, 2013 |
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| November 30, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| November 2, 2012 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| October 19, 2012 |
ADAMS EXPRESS COMPANY - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2012 CERTIFICATIONS I, Douglas G. |
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| October 19, 2012 |
Quarterly Schedule of Portfolio Holdings - ADAMS EXPRESS COMPANY - FORM N-Q - SEPTEMBER 30, 2012 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| July 30, 2012 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
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| April 20, 2012 |
Quarterly Schedule of Portfolio Holdings - ADAMS EXPRESS COMPANY - FORM N-Q - MARCH 31, 2012 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| April 20, 2012 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| April 20, 2012 |
EX-99.CERT 2 adxnqcert03312012.htm CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 2, 2012 |
adamsexpress13g-a13.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. 13 )* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securities |
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| February 21, 2012 |
DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
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| February 14, 2012 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| February 6, 2012 |
adamsexpressco13g-a13.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No. 13 )* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securitie |
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| October 28, 2011 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| October 21, 2011 |
EX-99.CERT 2 adxnqcert09302011.htm CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| October 21, 2011 |
ADAMS EXPRESS COMPANY - FORM N-Q - SEPTEMBER 30, 2011 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| July 22, 2011 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
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| April 29, 2011 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| April 28, 2011 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| April 28, 2011 |
EX-99.CERT 2 adxnqcert03312011.htm CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant þ Filed by a party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definiti |
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| March 1, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of The Adams Express Company In planning and performing our audit of the financial statements of The Adams Express Company ("the Company") as of and for the year ended December 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered t |
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| February 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 14, 2011 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ];Amendment Number: This amendment (Check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul |
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| February 14, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2. (Amendment No. 12 )* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securities) 00621210 (CUSIP Number) December 31, 2010 (Date of Event Which Req |
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| November 2, 2010 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ];Amendment Number: This amendment (Check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| October 22, 2010 |
EX-99.CERT 2 adxnqcert09302010.htm CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| October 22, 2010 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| August 20, 2010 |
The Annual Meeting of Stockholders was held on March 23, 2010. A proposal to reapprove the 2005 Equity Incentive Compensation Plan was approved with 39,999,398 votes for, 6,670,082 votes against, and 2,367,272 shares abstaining. |
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| July 27, 2010 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ];Amendment Number: This amendment (Check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Str |
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| April 23, 2010 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ];Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| April 16, 2010 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| April 16, 2010 |
EX-99.CERT 2 adxnqcert03312010.htm CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 1, 2010 |
Report of Independent Registered Public Accounting Firm Illustrative Report of Independent Registered Public Accounting Firm on Internal Control Required by Form N-SAR (02/07) Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of The Adams Express Company In planning and performing our audit of the financial statements of The Adams Express Company ("the Company") as of and for the year ended December 31, |
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| February 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 16, 2010 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul |
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| February 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| November 9, 2009 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| October 14, 2009 |
EX-99.CERT 2 adxnqcert09302009.htm CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| October 14, 2009 |
ADAMS EXPRESS COMPANY - FORM N-Q - SEPTEMBER 30, 2009 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-00248 - - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| August 5, 2009 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
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| April 22, 2009 |
ADAMS EXPRESS COMPANY - FORM N-Q CERTIFICATION - MARCH 31, 2009 CERTIFICATIONS I, Douglas G. |
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| April 22, 2009 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-00248 - - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| April 21, 2009 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| February 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* The Adams Express Company (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 17, 2009 |
Adams Express Notice & Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 13, 2009 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| October 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| October 24, 2008 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| October 24, 2008 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| September 17, 2008 |
The Adams Express Company (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED AND RESTATED SEPTEMBER 11, 2008 The Adams Express Company Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1. |
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| September 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 11, 2008 THE ADAMS EXPRESS COMPANY (Exact Name of Registrant as Specified in its Charter) Maryland 811-00248 13-4912740 (State or Other Jurisdiction of Incorporation) (Commission File No. |
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| July 22, 2008 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
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| April 30, 2008 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| April 28, 2008 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| February 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 14, 2008 |
SC 13G/A 1 adamsexpress13ga-9.htm SCHEDULE 13G/A 02-14-08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9*) THE ADAMS EXPRESS COMPANY (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 12, 2008 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| October 26, 2007 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| October 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| October 22, 2007 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| August 3, 2007 |
EX-99.77Q1 OTHR EXHB 2 adxnsara063007bylaws.htm The Adams Express Company (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED AND RESTATED JUNE 14, 2007 The Adams Express Company Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1.1. Investment Objectives. Consistent with the Corporation's history and structure as a closed-end fund, the Corporation has a lo |
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| August 2, 2007 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter June 30, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Street, Suite 1140 Baltimore, MD 21202 |
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| July 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2007 (July 27, 2007) The Adams Express Company (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation) 811-00248 (Commission File Number) 13-4912740 (IRS Employer Identification No. |
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| July 27, 2007 |
The Adams Express Company Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 Exhibit 99.1 The Adams Express Company Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 July 27, 2007 TO: DIRECTORS AND EXECUTIVE OFFICERS SUBJECT TO SECTION 16 FROM: MAUREEN A. JONES SUBJECT: BLACKOUT PERIOD DURING THRIFT PLAN ADMINISTRATOR TRANSITION This is to notify you of an upcoming blackout period under the Adams Express Employee Thrift Plan. During this trading blackout, your |
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| April 30, 2007 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| April 30, 2007 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter March 31, 2007 Check here if Amendment [ ]; Amendment Num This amendment (Check only one.) : [ ] is a restat Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Street, Suite 1140 Baltimore, MD 21202 Form 13F |
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| April 25, 2007 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 25, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| February 16, 2007 |
DEF 14A 1 ddef14a.htm DEFINITIVE PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS |
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| February 9, 2007 |
SC 13G/A 1 adam13g8.txt SCHEDULE 13G AMENDMENT NO. 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* THE ADAMS EXPRESS COMPANY (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| February 8, 2007 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter December 31, 2006 Check here if Amendment [ ]; Amendment Num This amendment (Check only one.) : [ ] is a restat Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Street, Suite 1140 Baltimore, MD 21202 Form |
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| January 18, 2007 |
ADX - Form 25 - January 18, 2007 OMB APPROVAL OMB Number: 3235-0080 Expires: February 28, 2009 Estimated average burden hours per response . |
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| November 13, 2006 |
13F-HR 1 adxsept06.txt UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter September 30, 2006 Check here if Amendment [ ]; Amendment Num This amendment (Check only one.) : [ ] is a restat Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Street, Suite 1140 B |
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| October 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of |
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| October 4, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of |
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| September 27, 2006 |
TRANSMITTAL LETTER [THE ADAMS EXPRESS COMPANY LETTERHEAD] September 27, 2006 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Adams Express Company Preliminary Proxy Materials Ladies and Gentlemen: We have filed electronically today amended preliminary proxy materials for our special meeting of stockholders to be held on November 7, 2006. The definitive proxy |
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| September 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confid |
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| September 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Adams Express Co. (Name of Issuer) Common Stock (Title of Class of Securities) 006212104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 586-4680 (Name, Address and Tel |
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| September 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of |
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| July 25, 2006 |
13F-HR 1 adxjune06.txt UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter June 30, 2006 Check here if Amendment [ ]; Amendment Num This amendment (Check only one.) : [ ] is a restat Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Street, Suite 1140 Baltim |
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| May 12, 2006 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter March 31, 2006 Check here if Amendment [ ]; Amendment Num This amendment (Check only one.) : [ ] is a restat Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul Street, Suite 1140 Baltimore, MD 21202 Form 13F |
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| April 27, 2006 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| February 17, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 9, 2006 |
AMENDMENT NO. 7 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* THE ADAMS EXPRESS COMPANY - (Name of Issuer) Common Stock - (Title of Class of Securities) 006212104 - (CUSIP Number) December 31, 2005 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 7, 2006 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2005 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| November 15, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| November 15, 2005 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| October 27, 2005 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2005 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| August 30, 2005 |
The Annual Meeting of Stockholders was held on April 27, 2005. A proposal to approve the adoption of The Adams Express Company 2005 Equity Incentive Compensation Plan was approved with 36,347,317 votes for, 7,978,412 votes against, 2,199,191 shares abstaining, and 26,034,078 shares unvoted. |
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| August 30, 2005 |
EX-99.77Q1 OTHR EXHB 3 bylawadx.txt On April 14, 2005, the Board of Directors voted to amend the Company's By-laws to reduce the size of the Board to eleven directors, effective April 14, 2005, and to further reduce the size of the Board to ten directors, effective April 27, 2005. Accordingly, the fourth sentence of Section 3.1 of the Company's By-laws was amended, effective April 14, 2005, to sta |
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| August 16, 2005 |
The Adams Express Company Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 Exhibit 99.1 The Adams Express Company Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 August 15, 2005 TO: DIRECTORS AND EXECUTIVE OFFICERS SUBJECT TO SECTION 16 FROM: LAWRENCE L. HOOPER, JR. SUBJECT: BLACKOUT PERIOD DURING THRIFT PLAN ADMINISTRATOR RECORDKEEPING SYSTEM UPDATE This is to notify you of an upcoming blackout period under the Adams Express Employee Thrift Plan. During t |
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| August 16, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 16, 2005 (August 15, 2005) The Adams Express Company (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation) 811-00248 (Commission File Number) 13-4912740 (IRS Employer Identification No. |
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| July 21, 2005 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2005 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
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| May 25, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| May 25, 2005 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 27, 2005 |
Exhibit 4-a ARTICLES OF INCORPORATION OF THE ADAMS EXPRESS COMPANY FIRST: THE UNDERSIGNED, Kenneth C. |
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| April 27, 2005 |
Exhibit 24 Exhibit 24 POWER OF ATTORNEY I, the undersigned Director and/or Officer of The Adams Express Company, a Maryland corporation (the “Company”), hereby constitute and appoint LAWRENCE L. |
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| April 27, 2005 |
As filed with the Securities and Exchange Commission on April 27, 2005. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 The Adams Express Company (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation or organization) 13-49127 |
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| April 27, 2005 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2005 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| April 27, 2005 |
Exhibit 4-b The Adams Express Company (a Maryland Corporation) By-Laws ADOPTED FEBRUARY 12, 1976 AND AS AMENDED THROUGH APRIL 14, 2005 The Adams Express Company By-Laws ARTICLE ONE OFFICES SECTION 1. |
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| March 17, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 10, 2005 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| January 26, 2005 |
AMENDMENT NO. 6 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6) THE ADAMS EXPRESS COMPANY - (Name of Issuer) Common Stock - (Title of Class of Securities) 006212104 - (CUSIP Number) December 31, 2004 - ( |
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| November 12, 2004 |
FORM N-Q CERTIFICATIONS I, Douglas G. Ober, certify that: 1. I have reviewed this report on Form N-Q of The Adams Express Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| November 12, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - THE ADAMS EXPRESS COMPANY - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) ( |
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| October 25, 2004 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| August 4, 2004 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
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| April 22, 2004 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul S |
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| February 23, 2004 |
DEF 14A 1 ddef14a.htm THE ADAMS EXPRESS COMPANY NOTICE AND PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] CONFIDE |
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| February 2, 2004 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pau |
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| January 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5) THE ADAMS EXPRESS COMPANY - (Name of Issuer) Common Stock - (Title of Class of Securities) 006212104 - (CUSIP Number) December 31, 2003 - ( |
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| October 22, 2003 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Pa |
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| August 14, 2003 |
The Annual Meeting of Stockholders was held on March 25, 2003. A proposal to approve an amendment to the Companys Stock Option Plan to extend the term of the Plan for an additional three years was approved with 62,688,124 votes for, 7,563,253 votes against, and 1,598,336 votes abstaining. A stockholder proposal to request the Board of Directors to consider placing performance limitations on when s |
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| July 28, 2003 |
UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Adams Express Company Address: 7 St. Paul St |
