Security Brokers, Dealers, and Flotation Companies - Insider Trading Data

Insiders are officers, directors, or significant investors. This page shows insider sentiment and transactions for the Security industry. Research shows that insider trades are predictive of future stock returns. By examining insider trades for an industry, we can understand what well-informed people think of the overall future industry prospects.

Security Brokers, Dealers, and Flotation Companies - Insider Buy/Sell Ratio

Insider selling and buying is a useful indicator for analyzing the market because it serves as a proxy for their optimism or pessimism in their own companies. By looking at ratio of total selling and buying across the entire market, we might be able to draw some conclusions about the future market.

We offer two charts here. The first one shows the total dollar volume of buying and selling by insiders. The second chart shows the ratio of the number of insiders selling, vs. the number of insiders buying. In both charts, we filter out trades made by indirect holders (such as trusts), and 10% owners (who, although considered an 'insider' by the SEC, do not actually manage the companies in which they are considered insiders).

Corporate Insider Buy Sell Ratio (Dollar Volume) - Security Brokers, Dealers, and Flotation Companies
Corporate Insider Buy Sell Ratio (Insider Count) - Security Brokers, Dealers, and Flotation Companies
Security Brokers, Dealers, and Flotation Companies - Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Tran
Date
Security Form Insider Code 10b5-1 Direct Share
Price
Shares
Changed
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr M - Exercise D 133,586
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Warnick Jason M - Exercise D 112,332
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. F - Taxes D 104.03 -27,170
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr F - Taxes D 104.03 -64,524
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Pinner Jeffrey Tsvi F - Taxes D 104.03 -27,343
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Warnick Jason F - Taxes D 104.03 -45,363
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. A - Award D 61,329
2025-08-29 FRHC / Freedom Holding Corp. 4 Tukanov Renat S - Sale D 173.25 -3,005
2025-08-29 FRHC / Freedom Holding Corp. 4 Tukanov Renat S - Sale D 174.5 -1
2025-08-29 FRHC / Freedom Holding Corp. 4 Lukyanov Sergey P - Purchase D 171.67 5,725
2025-08-29 JEF / Jefferies Financial Group Inc. 4 HANDLER RICHARD B A - Award D 64.85 78,959
2025-08-29 JEF / Jefferies Financial Group Inc. 4 BEYER ROBERT D A - Award D 64.85 365
2025-08-29 JEF / Jefferies Financial Group Inc. 4 O Kane Michael T A - Award D 64.85 428
2025-08-29 JEF / Jefferies Financial Group Inc. 4 Ellis-Kirk Matrice A - Award D 64.85 98
2025-08-29 JEF / Jefferies Financial Group Inc. 4 Weiler Melissa A - Award D 64.85 98
2025-08-29 JEF / Jefferies Financial Group Inc. 4 FRIEDMAN BRIAN P A - Award D 64.85 24,337
2025-08-28 GS / The Goldman Sachs Group, Inc. 4 WALDRON JOHN E. S - Sale D 750.21 -3,970
2025-08-28 GS / The Goldman Sachs Group, Inc. 4 WALDRON JOHN E. S - Sale D 750.74 -5,030
2025-08-28 HOOD / Robinhood Markets, Inc. 4 Malka Meyer By Trusts S - Sale I 103.4194 -554,108
2025-08-28 HOOD / Robinhood Markets, Inc. 4 Malka Meyer By Trusts S - Sale I 104.3349 -539,180
2025-08-28 SCHW / The Charles Schwab Corporation 4 Beatty Jonathan S by Trust S - Sale I 96.8113 -6,144
2025-08-28 SCHW / The Charles Schwab Corporation 4 Beatty Jonathan S M - Exercise D 46.39 6,144
2025-08-27 SCHW / The Charles Schwab Corporation 4 Morgan Peter J. III S - Sale D 97.0004 -50,016
2025-08-27 SCHW / The Charles Schwab Corporation 4 Beatty Jonathan S by Trust S - Sale I 97.18 -3,296
2025-08-27 GS / The Goldman Sachs Group, Inc. 4 WALDRON JOHN E. S - Sale D 749.59 -2,520
2025-08-27 SCHW / The Charles Schwab Corporation 4 SCHWAB CHARLES R by Trust S - Sale I 97.044 -136,500
2025-08-27 GS / The Goldman Sachs Group, Inc. 4 WALDRON JOHN E. S - Sale D 750.46 -3,376
2025-08-27 GS / The Goldman Sachs Group, Inc. 4 WALDRON JOHN E. S - Sale D 751.21 -1,973
2025-08-27 HOOD / Robinhood Markets, Inc. 4 Malka Meyer By Trusts S - Sale I 104.0306 -80,520
2025-08-27 GS / The Goldman Sachs Group, Inc. 4 WALDRON JOHN E. S - Sale D 748.61 -1,375
2025-08-27 FRHC / Freedom Holding Corp. 4 Yerdessov Azamat S - Sale D 177 -2,007
2025-08-27 SCHW / The Charles Schwab Corporation 4 Morgan Peter J. III M - Exercise D 46.39 2,203
2025-08-27 SCHW / The Charles Schwab Corporation 4 Morgan Peter J. III M - Exercise D 64.10 47,813
2025-08-26 WT / WisdomTree, Inc. 4 Lilien R Jarrett S - Sale D 13.2100 -12,500
2025-08-26 SCHW / The Charles Schwab Corporation 4 SCHWAB CHARLES R by Trust S - Sale I 96.666 -136,500
2025-08-25 SCHW / The Charles Schwab Corporation 4 Schwab-Pomerantz Carolyn by Trust S - Sale I 96.0569 -13,542
2025-08-19 SEIC / SEI Investments Company 4 Hicke Ryan S - Sale D 88.30 -35,000
2025-08-19 SEIC / SEI Investments Company 4 Hicke Ryan M - Exercise D 49.63 17,500
2025-08-19 SEIC / SEI Investments Company 4 Hicke Ryan M - Exercise D 49.63 17,500
2025-08-19 GS / The Goldman Sachs Group, Inc. 4 SOLOMON DAVID M G - Gift D -377
2025-08-19 SF / Stifel Financial Corp. 4 Nesi Victor D - Sale to Issuer D 112.9 -35,000
2025-08-19 SF / Stifel Financial Corp. 4 Fisher Mark P D - Sale to Issuer D 112.9 -10,000
2025-08-19 SF / Stifel Financial Corp. 4 SLINEY DAVID D D - Sale to Issuer D 112.9 -15,000
2025-08-19 SF / Stifel Financial Corp. 4 Raymond Charles Bradford D - Sale to Issuer D 112.9 -10,000
2025-08-19 SF / Stifel Financial Corp. 4 KRUSZEWSKI RONALD J D - Sale to Issuer D 112.9 -40,000
2025-08-19 SF / Stifel Financial Corp. 4 Marischen James M D - Sale to Issuer D 112.9 -5,000
2025-08-19 SF / Stifel Financial Corp. 4 Michaud Thomas B. D - Sale to Issuer D 112.9 -20,000
2025-08-19 SF / Stifel Financial Corp. 4 ZEMLYAK JAMES M D - Sale to Issuer D 112.9 -15,000
2025-08-18 RJF / Raymond James Financial, Inc. 4 Haynes Morgan Tarazeta J G - Gift D -114
2025-08-15 HOOD / Robinhood Markets, Inc. 4 Warnick Jason S - Sale D 110.929 -100,000
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)