Northern Lights Fund Trust IV - Main Thematic Innovation ETF
US ˙ BATS

SecurityTMAT / Northern Lights Fund Trust IV - Main Thematic Innovation ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership722,939 shares
Latest Disclosed Value $ 16,764,937
Advisor Group Holdings, Inc. reports 5.28% decrease in ownership of TMAT / Northern Lights Fund Trust IV - Main Thematic Innovation ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 722,939 shares of Northern Lights Fund Trust IV - Main Thematic Innovation ETF (US:TMAT) valued at $16,764,955 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 763,216 shares of Northern Lights Fund Trust IV - Main Thematic Innovation ETF. This represents a change in shares of -5.28% during the quarter. The current value of the position is $20,719,432 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 722,939 -40,277 -5.28 16,765 -12.18 0.0143
2026-02-17 2025-12-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 763,216 -119,191 -13.51 19,088 -20.05 0.0279
2025-11-14 2025-09-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 882,407 -75,062 -7.84 23,877 6.80 0.0334
2025-09-04 2025-06-30 13F/A-1 ORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 957,469 931,505 3,587.68 22,357 4,770.59 0.0398
2025-08-13 2025-06-30 13F ORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 954,404 928,440 22,271 0.0258
2025-05-12 2025-03-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 25,964 -1,025,547 -97.53 459 -97.81 0.0010
2025-06-06 2024-12-31 13F/A-1 NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 1,051,511 -144,955 -12.12 20,969 -1.43 0.0471
2025-02-07 2024-12-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 1,062,206 -134,260 21,141 0.0539
2024-11-13 2024-09-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 1,196,466 -32,241 -2.62 21,273 0.66 0.0480
2024-08-13 2024-06-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 1,228,707 824,088 203.67 21,135 198.00 0.0499
2024-05-10 2024-03-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 404,619 351,788 665.87 7,093 719.88 0.0158
2024-02-12 2023-12-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 52,831 2,496 4.96 865 30.47 0.0015
2023-11-13 2023-09-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 50,335 98 0.20 663 -11.13 0.0010
2023-08-21 2023-06-30 13F/A-1 NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 50,237 -57,417 -53.33 746 -50.95 0.0013
2023-08-10 2023-06-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 50,237 -57,417 746 0.0002
2023-05-12 2023-03-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 107,654 50,851 89.52 1,522 116.67 0.0029
2023-02-10 2022-12-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 56,803 -1,247 -2.15 703 -3.31 0.0014
2022-11-14 2022-09-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 58,050 2,849 5.16 726 -0.27 0.0017
2022-08-10 2022-06-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 55,201 27,398 98.54 728 51.67 0.0016
2022-05-04 2022-03-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 27,803 4,023 16.92 480 -1.64 0.0009
2022-02-03 2021-12-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 23,780 3,440 16.91 488 9.66 0.0009
2021-11-05 2021-09-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 20,340 2,713 15.39 445 5.20 0.0009
2021-08-02 2021-06-30 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 17,627 9,629 120.39 423 125.00 0.0009
2021-05-13 2021-03-31 13F NORTHERN LTS FD TR IV MAIN THEMATC IN 66538H278 7,998 7,998 188 0.0005
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.