Salient Midstream & MLP Fund
US ˙ NYSE
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

SecuritySMM / Salient Midstream & MLP Fund
InstitutionUbs Ag
Latest Disclosed Ownership66,096 shares
Latest Disclosed Value $ 1,929,000
Ubs Ag reports 88.84% increase in ownership of SMM / Salient Midstream & MLP Fund

On November 12, 2014 - Ubs Ag filed a 13F-HR form disclosing ownership of 66,096 shares of Salient Midstream & MLP Fund (US:SMM) valued at $1,928,681 USD as of September 30, 2014. The entity filed a previous 13F-HR on August 14, 2014 disclosing 35,001 shares of Salient Midstream & MLP Fund. This represents a change in shares of 88.84% during the quarter. The current value of the position is $591,559 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2014-11-12 2014-09-30 13F SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 66,096 31,095 88.84 1,929 86.20 0.0014
2014-08-14 2014-06-30 13F SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 35,001 27,167 346.78 1,036 442.41 0.0008
2014-05-16 2014-03-31 13F/A-1 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 7,834 1,434 22.41 191 25.66 0.0002
2014-05-15 2014-03-31 13F SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 7,834 191
2014-05-21 2013-12-31 13F/A-1 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 6,400 1,087 20.46 152 28.81 0.0001
2014-02-14 2013-12-31 13F SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 6,400 152
2013-11-13 2013-09-30 13F SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 5,313 3,113 141.50 118 131.37 0.0001
2013-08-14 2013-06-30 13F SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 2,200 2,200 51 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.