RiverNorth Opportunities Fund, Inc.
US ˙ NYSE ˙ US76881Y1091

SecurityRIV / RiverNorth Opportunities Fund, Inc.
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership102,701 shares
Latest Disclosed Value $ 1,139,989
Advisor Group Holdings, Inc. reports 14.28% decrease in ownership of RIV / RiverNorth Opportunities Fund, Inc.

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 102,701 shares of RiverNorth Opportunities Fund, Inc. (US:RIV) valued at $1,139,981 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 119,803 shares of RiverNorth Opportunities Fund, Inc.. This represents a change in shares of -14.28% during the quarter. The current value of the position is $1,189,278 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 102,701 -17,102 -14.28 1,140 -18.99 0.0010
2026-02-17 2025-12-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 119,803 6,159 5.42 1,407 0.00 0.0021
2025-11-14 2025-09-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 113,644 11,217 10.95 1,406 12.03 0.0020
2025-09-04 2025-06-30 13F/A-1 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 102,427 20,423 24.90 1,256 29.92 0.0022
2025-08-13 2025-06-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 76,782 -5,222 882 0.0010
2025-05-12 2025-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 82,004 4,465 5.76 967 8.54 0.0022
2025-06-06 2024-12-31 13F/A-1 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 77,539 -10,987 -12.41 891 -22.13 0.0020
2025-02-07 2024-12-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 88,550 24 1,143 0.0029
2024-11-13 2024-09-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 88,526 2,667 3.11 1,144 8.75 0.0026
2024-08-13 2024-06-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 85,859 -28,301 -24.79 1,052 -23.51 0.0025
2024-05-10 2024-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 114,160 -13,231 -10.39 1,374 -1.86 0.0031
2024-02-12 2023-12-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 127,391 -74,987 -37.05 1,400 -34.15 0.0024
2023-11-13 2023-09-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 202,378 82,351 68.61 2,127 54.84 0.0031
2023-08-21 2023-06-30 13F/A-1 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 120,027 5,668 4.96 1,373 5.70 0.0025
2023-08-10 2023-06-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 120,027 5,668 1,373 0.0004
2023-05-12 2023-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 114,359 11,236 10.90 1,299 2.61 0.0024
2023-02-10 2022-12-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 103,123 -18,270 -15.05 1,266 -14.40 0.0026
2022-11-14 2022-09-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 121,393 9,147 8.15 1,479 -6.63 0.0034
2022-08-10 2022-06-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 112,246 13,655 13.85 1,584 0.57 0.0035
2022-05-04 2022-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 98,591 15,561 18.74 1,575 18.87 0.0031
2022-02-03 2021-12-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 83,030 6,051 7.86 1,325 1.22 0.0025
2021-11-05 2021-09-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 76,979 -6,075 -7.31 1,309 -14.16 0.0027
2021-08-02 2021-06-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 83,054 4,529 5.77 1,525 11.31 0.0033
2021-05-13 2021-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 78,525 4,450 6.01 1,370 14.84 0.0033
2021-02-10 2020-12-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 74,075 50 0.07 1,193 12.44 0.0032
2020-11-12 2020-09-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 74,025 37,100 100.47 1,061 93.97 0.0032
2020-08-14 2020-06-30 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 36,925 25,604 226.16 547 287.94 0.0018
2020-05-18 2020-03-31 13F RIVERNORTH OPPORTUNITIES FD COM 76881Y109 11,321 11,321 141 0.0006
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.