PennyMac Financial Services, Inc.
US ˙ NYSE ˙ US70932M1071

SecurityPFSI / PennyMac Financial Services, Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership2,149,585 shares
Ownership 4.20%
Dimensional Fund Advisors Lp ownership in PFSI / PennyMac Financial Services, Inc.

2025-01-23 - Dimensional Fund Advisors Lp has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 2,149,585 shares of PennyMac Financial Services, Inc. (US:PFSI). This represents 4.2 percent ownership of the company. In their previous filing dated 2024-02-09 , Dimensional Fund Advisors Lp had reported owning 2,691,513 shares, indicating a decrease of -20.13 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2025-01-23 2025-01-23 13G/A 2,691,513 2,149,585 -20.13 4.20 -22.22
2024-02-09 2024-02-09 13G 2,691,513 5.40

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F PENNYMAC FINL SVCS INC COM 70932M107 1,916,271 126,902 7.09 167,474 -29.01 0.0075
2026-02-12 2025-12-31 13F PENNYMAC FINL SVCS INC COM 70932M107 1,789,369 -78,804 -4.22 235,916 1.94 0.0495
2025-11-12 2025-09-30 13F PENNYMAC FINL SVCS INC COM 70932M107 1,868,173 3,303 0.18 231,432 24.55 0.0497
2025-08-12 2025-06-30 13F PENNYMAC FINL SVCS INC COM 70932M107 1,864,870 -85,430 -4.38 185,815 -4.83 0.0430
2025-05-13 2025-03-31 13F PENNYMAC FINL SVCS INC COM 70932M107 1,950,300 -199,285 -9.27 195,242 -11.07 0.0485
2025-02-13 2024-12-31 13F PENNYMAC FINL SVCS INC COM 70932M107 2,149,585 -100,349 -4.46 219,557 -14.38 0.0527
2024-11-07 2024-09-30 13F PENNYMAC FINL SVCS INC COM 70932M107 2,249,934 -222,030 -8.98 256,424 9.66 0.0622
2024-08-09 2024-06-30 13F PENNYMAC FINL SVCS INC COM 70932M107 2,471,964 -242,759 -8.94 233,843 -5.44 0.0611
2024-05-10 2024-03-31 13F PENNYMAC FINL SVCS INC COM 70932M107 2,714,723 23,211 0.86 247,284 3.97 0.0669
2024-02-07 2023-12-31 13F PENNYMAC FINL SVCS INC COM 70932M107 2,691,512 70,178 2.68 237,851 36.24 0.0695
2023-11-09 2023-09-30 13F PENNYMAC FINL SVCS INC COM 70932M107 2,621,334 47,348 1.84 174,582 -3.54 0.0573
2023-08-09 2023-06-30 13F PENNYMAC FINL SVCS INC COM 70932M107 2,573,986 147,613 6.08 180,979 25.13 0.0577
2023-05-12 2023-03-31 13F PENNYMAC FINL SVCS INC COM 70932M107 2,426,373 410,205 20.35 144,634 126,771.05 0.0487
2023-02-09 2022-12-31 13F PENNYMAC FINL SVCS INC COM 70932M107 2,016,168 152,763 8.20 114 -99.86 0.0338
2022-11-10 2022-09-30 13F PENNYMAC FINL SVCS INC COM 70932M107 1,863,405 360,101 23.95 79,941 21.66 0.0307
2022-08-12 2022-06-30 13F PENNYMAC FINL SVCS INC COM 70932M107 1,503,304 719,420 91.78 65,709 57.56 0.0236
2022-05-13 2022-03-31 13F PENNYMAC FINL SVCS INC COM 70932M107 783,884 379,161 93.68 41,703 47.66 0.0128
2022-02-09 2021-12-31 13F PENNYMAC FINL SVCS INC COM 70932M107 404,723 231,710 133.93 28,242 167.04 0.0085
2021-11-12 2021-09-30 13F PENNYMAC FINL SVCS INC COM 70932M107 173,013 161,645 1,421.93 10,576 1,406.55 0.0034
2021-08-12 2021-06-30 13F PENNYMAC FINL SVCS INC COM 70932M107 11,368 -407,016 -97.28 702 -97.49 0.0002
2021-05-14 2021-03-31 13F PENNYMAC FINL SVCS INC COM 70932M107 418,384 -1,121,450 -72.83 27,978 -72.31 0.0093
2021-03-08 2020-12-31 13F/A-2 PENNYMAC FINL SVCS INC COM 70932M107 1,539,834 -60,732 -3.79 101,042 8.62 0.0365
2021-02-11 2020-12-31 13F PENNYMAC FINL SVCS INC COM 70932M107 1,539,834 -60,732 101,042 36,490.9997
2020-11-12 2020-09-30 13F PENNYMAC FINL SVCS INC COM 70932M107 1,600,566 -1,950 -0.12 93,025 38.92 0.0394
2020-08-13 2020-06-30 13F PENNYMAC FINL SVCS INC COM 70932M107 1,602,516 81,941 5.39 66,963 99.18 0.0294
2020-05-14 2020-03-31 13F PENNYMAC FINL SVCS COM 70932M107 1,520,575 58,912 4.03 33,619 -32.43 0.0175
2020-02-14 2019-12-31 13F PENNYMAC FINL SVCS COM 70932M107 1,461,663 9,225 0.64 49,752 12.75 0.0181
2019-11-12 2019-09-30 13F PENNYMAC FINL SVCS COM 70932M107 1,452,438 152,379 11.72 44,124 53.02 0.0171
2019-08-13 2019-06-30 13F PENNYMAC FINL SVCS COM 70932M107 1,300,059 290,200 28.74 28,836 28.39 0.0112
2019-08-12 2019-03-31 13F/A-2 PENNYMAC FINL SVCS COM 70932M107 1,009,859 230,980 29.66 22,460 35.64 0.0089
2019-05-10 2019-03-31 13F PENNYMAC FINL SVCS COM 70932M107 1,009,859 230,980 22,460
2019-02-26 2018-12-31 13F/A-1 PENNYMAC FINL SVCS COM 70932M107 778,879 -11,532 -1.46 16,559 0.24 0.0075
2019-02-13 2018-12-31 13F PENNYMAC FINL SVCS COM 70932M107 778,879 16,559
2018-11-13 2018-09-30 13F PENNYMAC FINL SVCS CLA 70932B101 790,411 4,926 0.63 16,520 7.03 0.0063
2018-08-10 2018-06-30 13F PENNYMAC FINL SVCS CLA 70932B101 785,485 47,991 6.51 15,435 -7.60 0.0062
2018-05-11 2018-03-31 13F PENNYMAC FINL SVCS CLA 70932B101 737,494 63,230 9.38 16,704 10.84 0.0070
2018-02-12 2017-12-31 13F PENNYMAC FINL SVCS CLA 70932B101 674,264 48,522 7.75 15,070 35.30 0.0062
2017-11-13 2017-09-30 13F PENNYMAC FINL SVCS CLA 70932B101 625,742 93,918 17.66 11,138 25.40 0.0049
2017-08-11 2017-06-30 13F PENNYMAC FINL SVCS CLA 70932B101 531,824 127,022 31.38 8,882 28.69 0.0041
2017-05-12 2017-03-31 13F PENNYMAC FINL SVCS CLA 70932B101 404,802 95,626 30.93 6,902 34.07 0.0033
2017-02-09 2016-12-31 13F PENNYMAC FINL SVCS CLA 70932B101 309,176 107,928 53.63 5,148 50.39 0.0026
2016-11-10 2016-09-30 13F PENNYMAC FINL SVCS CLA 70932B101 201,248 42,706 26.94 3,423 72.88 0.0019
2016-08-09 2016-06-30 13F PENNYMAC FINL SVCS CLA 70932B101 158,542 7,397 4.89 1,980 11.36 0.0011
2016-05-13 2016-03-31 13F PENNYMAC FINL SVCS CLA 70932B101 151,145 18,087 13.59 1,778 -13.01 0.0011
2016-02-10 2015-12-31 13F PENNYMAC FINL SVCS CLA 70932B101 133,058 27,136 25.62 2,044 20.59 0.0013
2015-11-13 2015-09-30 13F PENNYMAC FINL SVCS CLA 70932B101 105,922 27,380 34.86 1,695 19.11 0.0011
2015-08-14 2015-06-30 13F PENNYMAC FINL SVCS CLA 70932B101 78,542 36,015 84.69 1,423 97.09 0.0009
2015-05-14 2015-03-31 13F PENNYMAC FINL SVCS CLA 70932B101 42,527 18,024 73.56 722 70.28 0.0005
2015-02-06 2014-12-31 13F PENNYMAC FINL SVCS CLA 70932B101 24,503 15,080 160.03 424 207.25 0.0003
2014-11-13 2014-09-30 13F PENNYMAC FINL SVCS CLA 70932B101 9,423 9,423 138 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.