Principal Financial Group, Inc.
US ˙ NasdaqGS ˙ US74251V1026

SecurityPFG / Principal Financial Group, Inc.
InstitutionWetherby Asset Management Inc
Latest Disclosed Ownership7,010 shares
Latest Disclosed Value $ 581,200
Wetherby Asset Management Inc reports 0.88% decrease in ownership of PFG / Principal Financial Group, Inc.

On November 14, 2025 - Wetherby Asset Management Inc filed a 13F-HR form disclosing ownership of 7,010 shares of Principal Financial Group, Inc. (US:PFG) valued at $581,199 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 14, 2025 disclosing 7,072 shares of Principal Financial Group, Inc.. This represents a change in shares of -0.88% during the quarter. The current value of the position is $737,592 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-14 2025-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,010 -62 -0.88 581 3.57 0.0237
2025-08-14 2025-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,072 710 11.16 562 14.02 0.0250
2025-02-14 2024-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 6,362 -958 -13.09 492 -21.66 0.0236
2024-11-14 2024-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,320 -66 -0.89 629 8.46 0.0288
2024-08-14 2024-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,386 -194 -2.56 579 -11.47 0.0273
2024-05-15 2024-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,580 -48 -0.63 654 9.00 0.0312
2024-02-14 2023-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,628 278 3.78 600 13.42 0.0313
2023-11-14 2023-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,350 -136 -1.82 530 -6.70 0.0300
2023-08-14 2023-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,486 -120 -1.58 568 0.35 0.0306
2023-05-12 2023-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,606 -55 -0.72 565 -11.99 0.0331
2023-02-14 2022-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,661 1 0.01 643 16.09 0.0413
2022-11-14 2022-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,660 -80 -1.03 553 6.96 0.0390
2022-08-15 2022-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,740 -592 -7.11 517 -15.52 0.0353
2022-05-16 2022-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,332 -34 -0.41 612 1.16 0.0351
2022-02-14 2021-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,366 375 4.69 605 17.48 0.0340
2021-11-15 2021-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,991 200 2.57 515 4.67 0.0318
2021-08-16 2021-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,791 104 1.35 492 6.72 0.0300
2021-05-14 2021-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,687 53 0.69 461 21.64 0.0351
2021-02-11 2020-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,634 7,490 5,201.39 379 6,216.67 0.0257
2020-12-16 2020-09-30 13F/A-01 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,448 -245 300 0.0275
2020-12-16 2020-09-30 13F/A-02 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 144 -7,549 -98.13 6 -98.12 0.0180
2020-11-13 2020-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,661 -32 309 19,655.1132
2020-08-14 2020-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,693 -284 -3.56 320 28.00 0.0303
2020-05-06 2020-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 7,977 645 8.80 250 -38.12 0.0281
2020-01-28 2019-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 7,332 -265 -3.49 404 -6.91 0.0398
2019-10-31 2019-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 7,597 87 1.16 434 -0.23 0.0453
2019-07-25 2019-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 7,510 157 2.14 435 17.89 0.0476
2019-07-25 2019-03-31 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 7,353 99 1.36 369 14.95 0.0460
2019-05-09 2019-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 7,353 99 369
2019-01-30 2018-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 7,254 591 8.87 321 -17.90 0.0454
2018-11-07 2018-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 6,663 67 1.02 391 12.03 0.0483
2018-07-24 2018-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 6,596 -63 -0.95 349 -14.04 0.0472
2018-05-04 2018-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 6,659 -134 -1.97 406 -15.42 0.0560
2018-02-09 2017-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 6,793 146 2.20 480 12.41 0.0666
2017-11-13 2017-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 6,647 -49 -0.73 427 -0.47 0.0635
2017-08-01 2017-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 6,696 -89 -1.31 429 0.23 0.0730
2017-04-27 2017-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 6,785 -140 -2.02 428 6.73 0.0770
2017-02-08 2016-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 6,925 38 0.55 401 12.96 0.0785
2016-11-14 2016-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 6,887 238 3.58 355 30.04 0.0718
2016-08-10 2016-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 6,649 779 13.27 273 18.18 0.0605
2016-05-10 2016-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 5,870 5,870 0.00 231 0.0544
2016-02-08 2015-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 0 -5,086 -100.00 0 -100.00
2015-11-12 2015-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 5,086 90 1.80 241 -5.86 0.0617
2015-08-12 2015-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 4,996 4 0.08 256 0.00 0.0615
2015-05-08 2015-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 4,992 77 1.57 256 0.39 0.0623
2015-02-12 2014-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 4,915 98 2.03 255 1.19 0.0641
2014-11-03 2014-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 4,817 117 2.49 252 6.33 0.0703
2014-08-01 2014-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 4,700 47 1.01 237 10.75 0.0669
2014-05-05 2014-03-31 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 4,653 -229 -4.69 214 -11.20 0.0613
2014-04-30 2014-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 4,653 214
2014-01-29 2013-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 4,882 -59 -1.19 241 13.68 0.0687
2013-10-29 2013-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 4,941 4,941 212 0.0661
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.