Principal Financial Group, Inc.
US ˙ NasdaqGS ˙ US74251V1026

SecurityPFG / Principal Financial Group, Inc.
InstitutionNeuberger Berman Group LLC
Latest Disclosed Ownership17,689 shares
Latest Disclosed Value $ 1,593,962
Neuberger Berman Group LLC reports 17.37% increase in ownership of PFG / Principal Financial Group, Inc.

On May 14, 2026 - Neuberger Berman Group LLC filed a 13F-HR form disclosing ownership of 17,689 shares of Principal Financial Group, Inc. (US:PFG) valued at $1,593,956 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 15,071 shares of Principal Financial Group, Inc.. This represents a change in shares of 17.37% during the quarter. The current value of the position is $1,789,950 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 17,689 2,618 17.37 1,594 19.86 0.0012
2026-02-13 2025-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 15,071 1,601 11.89 1,329 19.09 0.0010
2025-11-12 2025-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 13,470 -9,023 -40.11 1,117 -37.51 0.0008
2025-08-25 2025-06-30 13F/A-1 PRINCIPAL FINANCIAL GROUP Common 74251V102 22,493 2,345 11.64 1,787 5.12 0.0014
2025-08-13 2025-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 22,493 2,345 1,787 0.0007
2025-05-13 2025-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 20,148 198 0.99 1,700 10.04 0.0014
2025-02-13 2024-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 19,950 3,477 21.11 1,544 9.12 0.0012
2024-11-14 2024-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 16,473 -15,177 -47.95 1,415 -42.99 0.0011
2024-11-14 2024-06-30 13F/A-1 PRINCIPAL FINANCIAL GROUP Common 74251V102 31,650 -7,277 -18.69 2,483 -26.11 0.0020
2024-08-13 2024-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 31,650 -7,277 2,483 0.0020
2024-11-14 2024-03-31 13F/A-1 PRINCIPAL FINANCIAL GROUP Common 74251V102 38,927 -6,344 -14.01 3,360 -5.67 0.0028
2024-05-13 2024-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 38,927 -6,344 3,360 0.0028
2024-11-14 2023-12-31 13F/A-2 PRINCIPAL FINANCIAL GROUP Common 74251V102 45,271 21,526 90.65 3,561 108.12 0.0031
2024-02-09 2023-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 45,271 21,526 3,561 0.0031
2023-11-14 2023-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 23,745 -27,132 -53.33 1,711 -55.65 0.0016
2023-08-11 2023-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 50,877 16,899 49.74 3,859 52.79 0.0035
2023-05-12 2023-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 33,978 -10,359 -23.36 2,525 -32.12 0.0023
2023-02-13 2022-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 44,337 28,024 171.79 3,721 209.23 0.0036
2022-11-15 2022-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 16,313 435 2.74 1,203 11.29 0.0013
2022-08-15 2022-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 15,878 2,205 16.13 1,081 5.67 0.0011
2022-05-23 2022-03-31 13F/A-1 PRINCIPAL FINANCIAL GROUP Common 74251V102 13,673 -2,465 -15.27 1,023 7.68 0.0009
2022-05-13 2022-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 13,673 -2,465 772 0.0003
2022-02-11 2021-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 16,138 3,882 31.67 950 51.52 0.0007
2021-11-12 2021-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 12,256 -3,061 -19.98 627 -29.23 0.0005
2021-08-13 2021-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 15,317 -169 -1.09 886 3.63 0.0008
2021-05-13 2021-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 15,486 2,162 16.23 855 37.24 0.0008
2021-02-10 2020-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 13,324 -19,481 -59.38 623 -52.30 0.0006
2020-11-12 2020-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 32,805 26,642 432.29 1,306 424.50 0.0015
2020-08-13 2020-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 6,163 -288 -4.46 249 23.27 0.0003
2020-05-14 2020-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 6,451 -2,539 -28.24 202 -59.11 0.0003
2020-02-12 2019-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 8,990 -2,155 -19.34 494 -22.45 0.0006
2019-11-13 2019-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 11,145 2,555 29.74 637 27.91 0.0008
2019-08-13 2019-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 8,590 -904 -9.52 498 4.40 0.0006
2019-05-13 2019-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 9,494 -4,849 -33.81 477 -24.76 0.0006
2019-02-12 2018-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 14,343 -3,788 -20.89 634 -40.30 0.0009
2018-11-16 2018-09-30 13F/A-1 PRINCIPAL FINANCIAL GROUP Common 74251V102 18,131 -589 -3.15 1,062 7.16 0.0012
2018-11-13 2018-09-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 18,131 -589 1,062
2018-08-13 2018-06-30 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 18,720 -1,052 -5.32 991 -17.69 0.0011
2018-05-08 2018-03-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 19,772 -3,929 -16.58 1,204 -27.99 0.0014
2018-02-14 2017-12-31 13F PRINCIPAL FINANCIAL GROUP Common 74251V102 23,701 14,598 160.36 1,672 185.32 0.0019
2017-11-15 2017-09-30 13F PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 9,103 563 6.59 586 7.13 0.0007
2017-08-08 2017-06-30 13F PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 8,540 266 3.21 547 4.79 0.0007
2017-05-10 2017-03-31 13F PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 8,274 -7 -0.08 522 8.98 0.0007
2017-02-06 2016-12-31 13F PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 8,281 -725 -8.05 479 3.23 0.0006
2016-11-02 2016-09-30 13F PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 9,006 0 0.00 464 25.41 0.0006
2016-08-05 2016-06-30 13F PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 9,006 9,006 370 0.0005
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.