First Trust Exchange-Traded Fund IV - FT Vest S&P 500 Dividend Aristocrats Target Income ETF
US ˙ BATS ˙ US33739Q7051

SecurityKNG / First Trust Exchange-Traded Fund IV - FT Vest S&P 500 Dividend Aristocrats Target Income ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership29,378 shares
Latest Disclosed Value $ 1,430,987
Sigma Planning Corp reports 61.56% decrease in ownership of KNG / First Trust Exchange-Traded Fund IV - FT Vest S&P 500 Dividend Aristocrats Target Income ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 29,378 shares of First Trust Exchange-Traded Fund IV - FT Vest S&P 500 Dividend Aristocrats Target Income ETF (US:KNG) valued at $1,431,002 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 76,423 shares of First Trust Exchange-Traded Fund IV - FT Vest S&P 500 Dividend Aristocrats Target Income ETF. This represents a change in shares of -61.56% during the quarter. The current value of the position is $1,424,539 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 29,378 -47,045 -61.56 1,431 -61.91 0.0397
2026-01-30 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 76,423 -6,834 -8.21 3,755 -8.55 0.1036
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 83,257 -85,482 -50.66 4,105 -50.45 0.1167
2025-08-05 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 168,739 10,715 6.78 8,285 3.78 0.2491
2025-05-02 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 158,024 9,723 6.56 7,983 7.21 0.2546
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 148,301 -1,249 -0.84 7,446 -8.60 0.2338
2024-11-04 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 149,550 9,872 7.07 8,147 15.46 0.2496
2024-08-06 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 139,678 26,733 23.67 7,057 16.32 0.2236
2024-05-02 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 33739Q705 112,945 74,747 195.68 6,066 207.29 0.1907
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 38,198 28,378 288.98 1,974 307.85 0.1545
2023-11-06 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 9,820 -3,265 -24.95 485 -29.96 0.0182
2023-08-02 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 13,085 -778 -5.61 692 -3.09 0.0248
2023-05-08 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 13,863 -2,666 -16.13 713 -15.52 0.0237
2023-01-24 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 16,529 378 2.34 845 14.67 0.0302
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 16,151 5,073 45.79 736 35.29 0.0281
2022-08-11 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 11,078 4,213 61.37 544 44.68 0.0189
2022-04-20 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 6,865 342 5.24 376 0.80 0.0113
2022-02-02 2021-12-31 13F FT CBOE VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF ETF 33739Q705 6,523 1,329 25.59 373 38.66 0.0104
2021-10-28 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 5,194 5,194 269 0.0081
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.