Hawthorn Bancshares, Inc.
US ˙ NasdaqGS ˙ US4204761039

SecurityHWBK / Hawthorn Bancshares, Inc.
InstitutionState Street Corp
Latest Disclosed Ownership83,013 shares
Latest Disclosed Value $ 2,813,806
State Street Corp reports 5.55% increase in ownership of HWBK / Hawthorn Bancshares, Inc.

On May 15, 2026 - State Street Corp filed a 13F-HR form disclosing ownership of 83,013 shares of Hawthorn Bancshares, Inc. (US:HWBK) valued at $2,796,708 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 78,650 shares of Hawthorn Bancshares, Inc.. This represents a change in shares of 5.55% during the quarter. The current value of the position is $2,938,660 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F HAWTHORN BANCSHARES COM 420476103 83,013 4,363 5.55 2,814 1.99 0.0001
2026-02-13 2025-12-31 13F HAWTHORN BANCSHARES COM 420476103 78,650 4,871 6.60 2,758 19.70 0.0001
2025-11-14 2025-09-30 13F HAWTHORN BANCSHARES COM 420476103 73,779 9,676 15.09 2,305 23.01 0.0001
2025-08-14 2025-06-30 13F HAWTHORN BANCSHARES COM 420476103 64,103 37,189 138.18 1,873 145.16 0.0001
2025-05-15 2025-03-31 13F HAWTHORN BANCSHARES COM 420476103 26,914 0 0.00 765 -0.52 0.0000
2025-02-14 2024-12-31 13F HAWTHORN BANCSHARES COM 420476103 26,914 5,530 25.86 768 42.49 0.0000
2024-11-14 2024-09-30 13F HAWTHORN BANCSHARES COM 420476103 21,384 0 0.00 539 26.23 0.0000
2024-08-14 2024-06-30 13F HAWTHORN BANCSHARES COM 420476103 21,384 0 0.00 427 -2.95 0.0000
2024-05-15 2024-03-31 13F HAWTHORN BANCSHARES COM 420476103 21,384 -1,300 -5.73 441 -24.01 0.0000
2024-02-14 2023-12-31 13F HAWTHORN BANCSHARES COM 420476103 22,684 -1,790 -7.31 579 44.39 0.0000
2023-11-14 2023-09-30 13F HAWTHORN BANCSHARES COM 420476103 24,474 -10,787 -30.59 402 -37.05 0.0000
2023-08-14 2023-06-30 13F HAWTHORN BANCSHARES COM 420476103 35,261 9,745 38.19 637 6.17 0.0000
2023-05-15 2023-03-31 13F HAWTHORN BANCSHARES COM 420476103 25,516 125 0.49 601 7.72 0.0000
2023-05-15 2022-12-31 13F/A-99 HAWTHORN BANCSHARES COM 420476103 25,391 -929 -3.53 557 -3.97 0.0000
2023-05-15 2022-12-31 13F HAWTHORN BANCSHARES COM 420476103 25,391 -929 557 0.0000
2022-11-15 2022-09-30 13F HAWTHORN BANCSHARES COM 420476103 26,320 55 0.21 580 -13.95 0.0000
2022-08-15 2022-06-30 13F HAWTHORN BANCSHARES COM 420476103 26,265 1,659 6.74 674 7.32 0.0000
2022-05-16 2022-03-31 13F HAWTHORN BANCSHARES COM 420476103 24,606 -17,431 -41.47 628 -42.49 0.0000
2022-02-14 2021-12-31 13F HAWTHORN BANCSHARES COM 420476103 42,037 126 0.30 1,092 11.77 0.0001
2021-11-15 2021-09-30 13F HAWTHORN BANCSHARES COM 420476103 41,911 -9,652 -18.72 977 -18.58 0.0001
2021-08-16 2021-06-30 13F HAWTHORN BANCSHARES COM 420476103 51,563 -63,584 -55.22 1,200 -51.36 0.0001
2021-07-09 2021-03-31 13F/A-1 HAWTHORN BANCSHARES COM 420476103 115,147 -8,204 -6.65 2,467 -9.13 0.0001
2021-05-17 2021-03-31 13F HAWTHORN BANCSHARES COM 420476103 115,147 -8,204 2,467 0.0001
2021-02-16 2020-12-31 13F HAWTHORN BANCSHARES COM 420476103 123,351 18,065 17.16 2,715 35.28 0.0002
2020-11-10 2020-09-30 13F HAWTHORN BANCSHARES COM 420476103 105,286 -2,711 -2.51 2,007 -6.17 0.0001
2020-08-14 2020-06-30 13F HAWTHORN BANCSHARES COM 420476103 107,997 11,545 11.97 2,139 20.03 0.0002
2020-06-19 2020-03-31 13F/A-1 HAWTHORN BANCSHARES COM 420476103 96,452 -6,728 -6.52 1,782 -32.58 0.0002
2020-05-11 2020-03-31 13F HAWTHORN BANCSHARES COM 420476103 96,452 -6,728 1,782 156.4955
2020-02-06 2019-12-31 13F HAWTHORN BANCSHARES COM 420476103 103,180 7,392 7.72 2,643 15.21 0.0002
2019-11-14 2019-09-30 13F HAWTHORN BANCSHARES COM 420476103 95,788 10,714 12.59 2,294 0.48 0.0002
2019-08-14 2019-06-30 13F HAWTHORN BANCSHARES COM 420476103 85,074 64,223 308.01 2,283 368.79 0.0002
2019-05-15 2019-03-31 13F HAWTHORN BANCSHARES COM 420476103 20,851 1,795 9.42 487 20.84 0.0000
2019-02-12 2018-12-31 13F HAWTHORN BANCSHARES COM 420476103 19,056 6,684 54.03 403 42.91 0.0000
2018-11-09 2018-09-30 13F HAWTHORN BANCSHARES Common equity shares 420476103 12,372 12,372 282 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.