Hawthorn Bancshares, Inc.
US ˙ NasdaqGS ˙ US4204761039

SecurityHWBK / Hawthorn Bancshares, Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership158,332 shares
Latest Disclosed Value $ 5,334,511
Dimensional Fund Advisors Lp reports 1.55% increase in ownership of HWBK / Hawthorn Bancshares, Inc.

On May 7, 2026 - Dimensional Fund Advisors Lp filed a 13F-HR form disclosing ownership of 158,332 shares of Hawthorn Bancshares, Inc. (US:HWBK) valued at $5,334,205 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 155,913 shares of Hawthorn Bancshares, Inc.. This represents a change in shares of 1.55% during the quarter. The current value of the position is $5,764,868 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F HAWTHORN BANCSHARES COM 420476103 158,332 2,419 1.55 5,335 -1.89 0.0002
2026-02-12 2025-12-31 13F HAWTHORN BANCSHARES COM 420476103 155,913 2,725 1.78 5,437 14.37 0.0011
2025-11-12 2025-09-30 13F HAWTHORN BANCSHARES COM 420476103 153,188 -366 -0.24 4,755 6.28 0.0010
2025-08-12 2025-06-30 13F HAWTHORN BANCSHARES COM 420476103 153,554 3,236 2.15 4,474 5.42 0.0010
2025-05-13 2025-03-31 13F HAWTHORN BANCSHARES COM 420476103 150,318 -14,403 -8.74 4,243 -9.12 0.0011
2025-02-13 2024-12-31 13F HAWTHORN BANCSHARES COM 420476103 164,721 -1,453 -0.87 4,670 12.26 0.0011
2024-11-07 2024-09-30 13F HAWTHORN BANCSHARES COM 420476103 166,174 8 0.00 4,159 26.41 0.0010
2024-08-09 2024-06-30 13F HAWTHORN BANCSHARES COM 420476103 166,166 -45 -0.03 3,290 -3.09 0.0009
2024-05-10 2024-03-31 13F HAWTHORN BANCSHARES COM 420476103 166,211 -913 -0.55 3,396 -19.91 0.0009
2024-02-07 2023-12-31 13F HAWTHORN BANCSHARES COM 420476103 167,124 3,706 2.27 4,240 59.66 0.0012
2023-11-09 2023-09-30 13F HAWTHORN BANCSHARES COM 420476103 163,418 -4,709 -2.80 2,656 -12.00 0.0009
2023-08-09 2023-06-30 13F HAWTHORN BANCSHARES COM 420476103 168,127 -1,977 -1.16 3,018 -24.12 0.0010
2023-05-12 2023-03-31 13F HAWTHORN BANCSHARES COM 420476103 170,104 -6,449 -3.65 3,976 132,433.33 0.0013
2023-02-09 2022-12-31 13F HAWTHORN BANCSHARES COM 420476103 176,553 0 0.00 4 -99.92 0.0011
2022-11-10 2022-09-30 13F HAWTHORN BANCSHARES COM 420476103 176,553 1,607 0.92 3,860 -13.45 0.0015
2022-08-12 2022-06-30 13F HAWTHORN BANCSHARES COM 420476103 174,946 7,560 4.52 4,460 5.39 0.0016
2022-05-13 2022-03-31 13F HAWTHORN BANCSHARES COM 420476103 167,386 4 0.00 4,232 -2.11 0.0013
2022-02-09 2021-12-31 13F HAWTHORN BANCSHARES COM 420476103 167,382 -577 -0.34 4,323 11.13 0.0013
2021-11-12 2021-09-30 13F HAWTHORN BANCSHARES COM 420476103 167,959 3,352 2.04 3,890 3.07 0.0013
2021-08-12 2021-06-30 13F HAWTHORN BANCSHARES COM 420476103 164,607 19,180 13.19 3,774 21.90 0.0012
2021-05-14 2021-03-31 13F HAWTHORN BANCSHARES COM 420476103 145,427 6,969 5.03 3,096 2.11 0.0010
2021-03-08 2020-12-31 13F/A-2 HAWTHORN BANCSHARES COM 420476103 138,458 189 0.14 3,032 15.77 0.0011
2021-02-11 2020-12-31 13F HAWTHORN BANCSHARES COM 420476103 138,458 189 3,032 1,094.9972
2020-11-12 2020-09-30 13F HAWTHORN BANCSHARES COM 420476103 138,269 -620 -0.45 2,619 -4.21 0.0011
2020-08-13 2020-06-30 13F HAWTHORN BANCSHARES COM 420476103 138,889 5,326 3.99 2,734 11.55 0.0012
2020-05-14 2020-03-31 13F HAWTHORN BANCSHARES COM 420476103 133,563 1,116 0.84 2,451 -27.42 0.0013
2020-02-14 2019-12-31 13F HAWTHORN BANCSHARES COM 420476103 132,447 1,392 1.06 3,377 8.13 0.0012
2019-11-12 2019-09-30 13F HAWTHORN BANCSHARES COM 420476103 131,055 -1,930 -1.45 3,123 -12.37 0.0012
2019-08-13 2019-06-30 13F HAWTHORN BANCSHARES COM 420476103 132,985 5,526 4.34 3,564 20.32 0.0014
2019-08-12 2019-03-31 13F/A-2 HAWTHORN BANCSHARES COM 420476103 127,459 7,543 6.29 2,962 17.45 0.0012
2019-05-10 2019-03-31 13F HAWTHORN BANCSHARES COM 420476103 127,459 7,543 2,962
2019-02-26 2018-12-31 13F/A-1 HAWTHORN BANCSHARES COM 420476103 119,916 8,572 7.70 2,522 -0.43 0.0011
2019-02-13 2018-12-31 13F HAWTHORN BANCSHARES COM 420476103 119,916 8,572 2,522
2018-11-13 2018-09-30 13F HAWTHORN BANCSHARES COM 420476103 111,344 3,964 3.69 2,533 7.70 0.0010
2018-08-10 2018-06-30 13F HAWTHORN BANCSHARES COM 420476103 107,380 7,761 7.79 2,352 15.46 0.0009
2018-05-11 2018-03-31 13F HAWTHORN BANCSHARES COM 420476103 99,619 4,100 4.29 2,037 2.77 0.0008
2018-02-12 2017-12-31 13F HAWTHORN BANCSHARES COM 420476103 95,519 1,492 1.59 1,982 1.85 0.0008
2017-11-13 2017-09-30 13F HAWTHORN BANCSHARES COM 420476103 94,027 5,059 5.69 1,946 5.13 0.0009
2017-08-11 2017-06-30 13F HAWTHORN BANCSHARES COM 420476103 88,968 4,354 5.15 1,851 5.65 0.0009
2017-05-12 2017-03-31 13F HAWTHORN BANCSHARES COM 420476103 84,614 545 0.65 1,752 18.06 0.0008
2017-02-09 2016-12-31 13F HAWTHORN BANCSHARES COM 420476103 84,069 637 0.76 1,484 18.34 0.0007
2016-11-10 2016-09-30 13F HAWTHORN BANCSHARES COM 420476103 83,432 -1,296 -1.53 1,254 7.36 0.0007
2016-08-09 2016-06-30 13F HAWTHORN BANCSHARES COM 420476103 84,728 3,249 3.99 1,168 -2.83 0.0007
2016-05-13 2016-03-31 13F HAWTHORN BANCSHARES COM 420476103 81,479 0 0.00 1,202 -6.09 0.0007
2016-02-10 2015-12-31 13F HAWTHORN BANCSHARES COM 420476103 81,479 0 0.00 1,280 12.48 0.0008
2015-11-13 2015-09-30 13F HAWTHORN BANCSHARES COM 420476103 81,479 -3 -0.00 1,138 -2.49 0.0007
2015-08-14 2015-06-30 13F HAWTHORN BANCSHARES COM 420476103 81,482 3,199 4.09 1,167 11.35 0.0007
2015-05-14 2015-03-31 13F HAWTHORN BANCSHARES COM 420476103 78,283 0 0.00 1,048 -6.76 0.0007
2015-02-06 2014-12-31 13F HAWTHORN BANCSHARES COM 420476103 78,283 336 0.43 1,124 4.85 0.0007
2014-11-13 2014-09-30 13F HAWTHORN BANCSHARES COM 420476103 77,947 -1 -0.00 1,072 9.84 0.0008
2014-08-08 2014-06-30 13F HAWTHORN BANCSHARES COM 420476103 77,948 3,791 5.11 976 -1.71 0.0007
2014-05-14 2014-03-31 13F HAWTHORN BANCSHARES COM 420476103 74,157 0 0.00 993 7.93 0.0007
2014-02-12 2013-12-31 13F HAWTHORN BANCSHARES COM 420476103 74,157 1,600 2.21 920 -11.03 0.0007
2013-11-13 2013-09-30 13F HAWTHORN BANCSHARES COM 420476103 72,557 749 1.04 1,034 20.94 0.0009
2013-08-15 2013-06-30 13F HAWTHORN BANCSHARES COM 420476103 71,808 71,808 855 0.0008
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.