Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionTrexquant Investment LP
Latest Disclosed Ownership470,541 shares
Latest Disclosed Value $ 6,949,891
Trexquant Investment LP reports 16.79% increase in ownership of HTGC / Hercules Capital, Inc.

On May 15, 2026 - Trexquant Investment LP filed a 13F-HR form disclosing ownership of 470,541 shares of Hercules Capital, Inc. (US:HTGC) valued at $6,949,891 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 402,892 shares of Hercules Capital, Inc.. This represents a change in shares of 16.79% during the quarter. The current value of the position is $7,189,866 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F HERCULES CAPITAL COM 427096508 470,541 67,649 16.79 6,950 -8.35 0.0499
2026-02-17 2025-12-31 13F HERCULES CAPITAL COM 427096508 402,892 22,372 5.88 7,582 5.38 0.0676
2025-11-14 2025-09-30 13F HERCULES CAPITAL COM 427096508 380,520 380,520 7,196 0.0741
2025-08-12 2025-06-30 13F HERCULES CAPITAL COM 427096508 0 -123,706 -100.00 0 -100.00
2025-05-14 2025-03-31 13F HERCULES CAPITAL COM 427096508 123,706 16,374 15.26 2,376 10.20 0.0276
2025-02-12 2024-12-31 13F HERCULES CAPITAL COM 427096508 107,332 107,332 2,156 0.0251
2024-08-13 2024-06-30 13F HERCULES CAPITAL COM 427096508 0 -68,298 -100.00 0 -100.00
2024-05-14 2024-03-31 13F HERCULES CAPITAL COM 427096508 68,298 39,937 140.82 1,260 166.95 0.0251
2024-02-09 2023-12-31 13F HERCULES CAPITAL COM 427096508 28,361 -38,423 -57.53 473 -56.93 0.0106
2023-11-13 2023-09-30 13F HERCULES CAPITAL COM 427096508 66,784 -15,162 -18.50 1,097 -9.57 0.0275
2023-08-11 2023-06-30 13F HERCULES CAPITAL COM 427096508 81,946 2,841 3.59 1,213 18.94 0.0318
2023-05-15 2023-03-31 13F HERCULES CAPITAL COM 427096508 79,105 49,201 164.53 1,020 157.97 0.0280
2023-02-13 2022-12-31 13F HERCULES CAPITAL COM 427096508 29,904 -16,603 -35.70 395 -26.72 0.0112
2022-11-14 2022-09-30 13F HERCULES CAPITAL COM 427096508 46,507 46,507 539 0.0190
2022-05-13 2022-03-31 13F HERCULES CAPITAL COM 427096508 0 -29,218 -100.00 0 -100.00
2022-02-14 2021-12-31 13F HERCULES CAPITAL COM 427096508 29,218 29,218 485 0.0300
2021-11-12 2021-09-30 13F HERCULES CAPITAL COM 427096508 0 -11,757 -100.00 0 -100.00
2021-08-12 2021-06-30 13F HERCULES CAPITAL COM 427096508 11,757 11,757 201 0.0170
2020-11-06 2020-09-30 13F HERCULES CAPITAL COM 427096508 0 -21,238 -100.00 0 -100.00
2020-08-07 2020-06-30 13F HERCULES CAPITAL COM 427096508 21,238 -3,303 -13.46 222 18.72 0.0154
2020-05-08 2020-03-31 13F HERCULES CAPITAL COM 427096508 24,541 24,541 15.55 187 -15.77 0.0136
2020-02-12 2019-12-31 13F HERCULES CAPITAL COM 427096508 0 -30,025 -100.00 0 -100.00
2020-02-18 2019-09-30 13F/A-1 HERCULES CAPITAL COM 427096508 30,025 18,345 157.06 401 167.33 0.0346
2019-11-08 2019-09-30 13F HERCULES CAPITAL COM 427096508 30,025 18,345 401 34,633.3358
2019-08-09 2019-06-30 13F HERCULES CAPITAL COM 427096508 11,680 11,680 -61.10 150 -62.59 0.0135
2018-05-03 2018-03-31 13F HERCULES CAPITAL COM 427096508 0 -21,983 -100.00 0 -100.00
2018-02-08 2017-12-31 13F HERCULES CAPITAL COM 427096508 21,983 21,983 288 0.0316
2016-05-11 2016-03-31 13F HERCULES TECH GROWTH CAP COM 427096508 0 0 0 0.0000
2016-02-10 2015-12-31 13F HERCULES TECH GROWTH CAP COM 427096508 0 -46,167 -100.00 0 -100.00
2015-11-02 2015-09-30 13F HERCULES TECH GROWTH CAP COM 427096508 46,167 46,167 466 0.0401
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.