Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionQuantbot Technologies LP
Latest Disclosed Ownership63,983 shares
Latest Disclosed Value $ 945,029
Quantbot Technologies LP reports 70.06% decrease in ownership of HTGC / Hercules Capital, Inc.

On May 13, 2026 - Quantbot Technologies LP filed a 13F-HR form disclosing ownership of 63,983 shares of Hercules Capital, Inc. (US:HTGC) valued at $945,029 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 213,689 shares of Hercules Capital, Inc.. This represents a change in shares of -70.06% during the quarter. The current value of the position is $973,821 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F HERCULES CAPITAL COM 427096508 63,983 -149,706 -70.06 945 -76.50 0.0387
2026-02-10 2025-12-31 13F HERCULES CAPITAL COM 427096508 213,689 80,792 60.79 4,022 60.01 0.1338
2025-11-12 2025-09-30 13F HERCULES CAPITAL COM 427096508 132,897 -8,890 -6.27 2,513 -3.01 0.0684
2025-08-13 2025-06-30 13F HERCULES CAPITAL COM 427096508 141,787 125,022 745.73 2,592 704.66 0.0665
2025-05-13 2025-03-31 13F HERCULES CAPITAL COM 427096508 16,765 -93,026 -84.73 322 -85.40 0.0103
2025-02-11 2024-12-31 13F HERCULES CAPITAL COM 427096508 109,791 75,939 224.33 2,206 232.08 0.0806
2024-11-13 2024-09-30 13F HERCULES CAPITAL COM 427096508 33,852 -8,825 -20.68 665 -23.85 0.0262
2024-08-09 2024-06-30 13F HERCULES CAPITAL COM 427096508 42,677 11,486 36.82 873 51.65 0.0422
2024-05-06 2024-03-31 13F HERCULES CAPITAL COM 427096508 31,191 -59,797 -65.72 575 -62.07 0.0324
2024-02-14 2023-12-31 13F HERCULES CAPITAL COM 427096508 90,988 38,984 74.96 1,517 77.73 0.0881
2023-11-07 2023-09-30 13F HERCULES CAPITAL COM 427096508 52,004 1,493 2.96 854 14.19 0.0574
2023-08-08 2023-06-30 13F HERCULES CAPITAL COM 427096508 50,511 -6,659 -11.65 748 1.49 0.0489
2023-05-12 2023-03-31 13F HERCULES CAPITAL COM 427096508 57,170 30,927 117.85 737 112.72 0.0522
2023-02-13 2022-12-31 13F HERCULES CAPITAL COM 427096508 26,243 26,243 347 0.0249
2022-11-07 2022-09-30 13F HERCULES CAPITAL COM 427096508 0 -47,619 -100.00 0 -100.00
2022-08-09 2022-06-30 13F HERCULES CAPITAL COM 427096508 47,619 42,419 815.75 642 590.32 0.0590
2022-05-16 2022-03-31 13F HERCULES CAPITAL COM 427096508 5,200 -16,823 -76.39 93 -74.52 0.0081
2022-02-11 2021-12-31 13F HERCULES CAPITAL COM 427096508 22,023 22,023 365 0.0296
2021-08-12 2021-06-30 13F HERCULES CAPITAL COM 427096508 0 -1,393 -100.00 0 -100.00
2021-05-14 2021-03-31 13F HERCULES CAPITAL COM 427096508 1,393 1,393 22 0.0021
2020-08-13 2020-06-30 13F HERCULES CAPITAL COM 427096508 0 -600 -100.00 0 -100.00
2020-05-13 2020-03-31 13F HERCULES CAPITAL COM 427096508 600 -6,696 -91.78 4 -96.08 0.0026
2020-02-10 2019-12-31 13F HERCULES CAPITAL COM 427096508 7,296 7,296 102 0.0101
2019-11-12 2019-09-30 13F HERCULES CAPITAL COM 427096508 0 -3,474 -100.00 0 -100.00
2019-08-13 2019-06-30 13F HERCULES CAPITAL COM 427096508 3,474 3,474 44 0.0044
2019-02-13 2018-12-31 13F HERCULES CAPITAL COM 427096508 0 -2,300 -100.00 0 -100.00
2018-11-13 2018-09-30 13F HERCULES CAPITAL COM 427096508 2,300 2,300 30 0.0021
2018-08-13 2018-06-30 13F HERCULES CAPITAL COM 427096508 0 -300 -100.00 0 -100.00
2018-05-11 2018-03-31 13F HERCULES CAPITAL COM 427096508 300 300 3 0.0003
2017-11-07 2017-09-30 13F HERCULES CAPITAL COM 427096508 0 -3,068 -100.00 0 -100.00
2017-08-11 2017-06-30 13F HERCULES CAPITAL COM 427096508 3,068 1,125 57.90 40 37.93 0.0038
2017-05-10 2017-03-31 13F HERCULES CAPITAL COM 427096508 1,943 1,943 29 0.0030
2016-04-28 2016-03-31 13F HERCULES TECHNOLOGY GROWTH COM 427096508 0 0 0 0.0000
2015-10-22 2015-09-30 13F HERCULES TECHNOLOGY GROWTH COM 427096508 0 -7,800 -100.00 0 -100.00
2015-07-27 2015-06-30 13F HERCULES TECHNOLOGY GROWTH COM 427096508 7,800 0 0.00 90 -14.29 0.0161
2015-04-24 2015-03-31 13F HERCULES TECHNOLOGY GROWTH COM 427096508 7,800 7,800 105 0.0260
2014-10-15 2014-09-30 13F HERCULES TECHNOLOGY GROWTH COM 427096508 0 -6,700 -100.00 0 -100.00
2014-07-08 2014-06-30 13F HERCULES TECHNOLOGY GROWTH COM 427096508 6,700 -2,428 -26.60 108 -15.62 0.0171
2014-05-21 2014-03-31 13F HERCULES TECHNOLOGY GROWTH COM 427096508 9,128 6,428 238.07 128 190.91 0.0302
2014-01-31 2013-12-31 13F HERCULES TECHNOLOGY GROWTH COM 427096508 2,700 2,700 44 0.0215
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.