Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership104,541 shares
Latest Disclosed Value $ 1,544,074
Private Advisor Group, LLC reports 22.83% decrease in ownership of HTGC / Hercules Capital, Inc.

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 104,541 shares of Hercules Capital, Inc. (US:HTGC) valued at $1,544,071 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 135,477 shares of Hercules Capital, Inc.. This represents a change in shares of -22.83% during the quarter. The current value of the position is $1,597,386 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F HERCULES CAPITAL COM 427096508 104,541 -30,936 -22.83 1,544 -39.43 0.0069
2026-02-17 2025-12-31 13F HERCULES CAPITAL COM 427096508 135,477 9,666 7.68 2,550 7.15 0.0115
2025-11-13 2025-09-30 13F HERCULES CAPITAL COM 427096508 125,811 406 0.32 2,379 3.80 0.0117
2025-08-11 2025-06-30 13F HERCULES CAPITAL COM 427096508 125,405 -15,160 -10.79 2,292 -15.11 0.0123
2025-05-05 2025-03-31 13F HERCULES CAPITAL COM 427096508 140,565 9,416 7.18 2,700 2.51 0.0163
2025-02-03 2024-12-31 13F HERCULES CAPITAL COM 427096508 131,149 7,235 5.84 2,635 8.26 0.0148
2024-10-22 2024-09-30 13F HERCULES CAPITAL COM 427096508 123,914 27,221 28.15 2,434 23.07 0.0151
2024-08-05 2024-06-30 13F HERCULES CAPITAL COM 427096508 96,693 -3,926 -3.90 1,977 6.52 0.0133
2024-04-30 2024-03-31 13F HERCULES CAPITAL COM 427096508 100,619 7,355 7.89 1,856 19.43 0.0133
2024-02-06 2023-12-31 13F HERCULES CAPITAL COM 427096508 93,264 21,995 30.86 1,555 32.82 0.0121
2023-11-03 2023-09-30 13F HERCULES CAPITAL COM 427096508 71,269 -23,010 -24.41 1,170 -17.55 0.0105
2023-08-10 2023-06-30 13F HERCULES CAPITAL COM 427096508 94,279 13,077 16.10 1,419 35.66 0.0123
2023-05-10 2023-03-31 13F HERCULES CAPITAL COM 427096508 81,202 3,792 4.90 1,047 104,500.00 0.0100
2023-01-18 2022-12-31 13F HERCULES CAPITAL COM 427096508 77,410 -4,393 -5.37 1 -99.89 0.0001
2022-10-14 2022-09-30 13F HERCULES CAPITAL COM 427096508 81,803 9,013 12.38 947 -3.56 0.0109
2022-07-13 2022-06-30 13F HERCULES CAPITAL COM 427096508 72,790 -2,608 -3.46 982 -27.90 0.0088
2022-05-12 2022-03-31 13F/A-1 HERCULES CAPITAL COM 427096508 75,398 24,912 49.34 1,362 62.53 0.0104
2022-05-10 2022-03-31 13F HERCULES CAPITAL COM 427096508 50,486 0 838 0.0063
2022-02-10 2021-12-31 13F HERCULES CAPITAL COM 427096508 50,486 130 0.26 838 0.24 0.0063
2021-10-14 2021-09-30 13F HERCULES CAPITAL COM 427096508 50,356 3,838 8.25 836 5.29 0.0053
2021-08-12 2021-06-30 13F HERCULES CAPITAL COM 427096508 46,518 -975 -2.05 794 4.34 0.0069
2021-04-22 2021-03-31 13F HERCULES CAPITAL COM 427096508 47,493 -3,346 -6.58 761 3.82 0.0073
2021-04-01 2020-12-31 13F HERCULES CAPITAL COM 427096508 50,839 -1 -0.00 733 24.66 0.0076
2020-11-02 2020-09-30 13F HERCULES CAPITAL COM 427096508 50,840 20,290 66.42 588 83.75 0.0076
2020-08-17 2020-06-30 13F HERCULES CAPITAL COM 427096508 30,550 8,657 39.54 320 91.62 0.0044
2020-05-12 2020-03-31 13F HERCULES CAPITAL COM 427096508 21,893 1,084 5.21 167 -42.81 0.0031
2020-02-10 2019-12-31 13F HERCULES CAPITAL COM 427096508 20,809 971 4.89 292 10.19 0.0045
2019-11-13 2019-09-30 13F HERCULES CAPITAL COM 427096508 19,838 -785 -3.81 265 0.38 0.0041
2019-08-14 2019-06-30 13F HERCULES CAPITAL COM 427096508 20,623 -2,118 -9.31 264 -8.33 0.0048
2019-05-13 2019-03-31 13F HERCULES CAPITAL COM 427096508 22,741 2,418 11.90 288 28.00 0.0057
2019-02-08 2018-12-31 13F HERCULES CAPITAL COM 427096508 20,323 1,682 9.02 225 -8.16 0.0054
2018-11-01 2018-09-30 13F HERCULES CAPITAL COM 427096508 18,641 18,641 245 0.0050
2018-05-09 2018-03-31 13F HERCULES CAPITAL COM 427096508 0 -16,699 -100.00 0 -100.00
2018-02-07 2017-12-31 13F HERCULES CAPITAL COM 427096508 16,699 -2,256 -11.90 218 -9.17 0.0092
2017-11-13 2017-09-30 13F HERCULES CAPITAL COM 427096508 18,955 0 0.00 240 -5.88 0.0059
2017-08-10 2017-06-30 13F HERCULES CAPITAL COM 427096508 18,955 -13,863 -42.24 255 -48.28 0.0069
2017-05-10 2017-03-31 13F HERCULES CAPITAL COM 427096508 32,818 12,718 63.27 493 72.38 0.0138
2017-02-09 2016-12-31 13F HERCULES CAPITAL COM 427096508 20,100 20,100 286 0.0094
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.