Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionNeuberger Berman Group LLC
Latest Disclosed Ownership301,673 shares
Latest Disclosed Value $ 4,455,710
Neuberger Berman Group LLC reports 0.39% decrease in ownership of HTGC / Hercules Capital, Inc.

On May 14, 2026 - Neuberger Berman Group LLC filed a 13F-HR form disclosing ownership of 301,673 shares of Hercules Capital, Inc. (US:HTGC) valued at $4,455,710 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 302,845 shares of Hercules Capital, Inc.. This represents a change in shares of -0.39% during the quarter. The current value of the position is $4,609,563 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F HERCULES CAPITAL Common 427096508 301,673 -1,172 -0.39 4,456 -21.83 0.0017
2026-02-13 2025-12-31 13F HERCULES CAPITAL Common 427096508 302,845 -18,900 -5.87 5,700 -6.33 0.0042
2025-11-12 2025-09-30 13F HERCULES CAPITAL Common 427096508 321,745 -27,629 -7.91 6,084 -4.73 0.0044
2025-08-25 2025-06-30 13F/A-1 HERCULES CAPITAL Common 427096508 349,374 229,921 192.48 6,387 178.38 0.0049
2025-08-13 2025-06-30 13F HERCULES CAPITAL Common 427096508 349,374 229,921 6,387 0.0025
2025-05-13 2025-03-31 13F HERCULES CAPITAL Common 427096508 119,453 56,282 89.09 2,295 80.77 0.0019
2025-02-13 2024-12-31 13F HERCULES CAPITAL Common 427096508 63,171 639 1.02 1,269 3.34 0.0010
2024-11-14 2024-09-30 13F HERCULES CAPITAL Common 427096508 62,532 37,373 148.55 1,228 138.91 0.0010
2024-11-14 2024-06-30 13F/A-1 HERCULES CAPITAL Common 427096508 25,159 409 1.65 515 12.72 0.0004
2024-08-13 2024-06-30 13F HERCULES CAPITAL Common 427096508 25,159 409 515 0.0004
2024-11-14 2024-03-31 13F/A-1 HERCULES CAPITAL Common 427096508 24,750 0 0.00 457 10.68 0.0004
2024-05-13 2024-03-31 13F HERCULES CAPITAL Common 427096508 24,750 0 457 0.0004
2024-11-14 2023-12-31 13F/A-2 HERCULES CAPITAL Common 427096508 24,750 -11,800 -32.28 413 -31.33 0.0004
2024-02-09 2023-12-31 13F HERCULES CAPITAL Common 427096508 24,750 -11,800 413 0.0004
2023-11-14 2023-09-30 13F HERCULES CAPITAL Common 427096508 36,550 0 0.00 600 11.11 0.0005
2023-08-11 2023-06-30 13F HERCULES CAPITAL Common 427096508 36,550 0 0.00 541 14.65 0.0005
2023-05-12 2023-03-31 13F HERCULES CAPITAL Common 427096508 36,550 7,000 23.69 471 20.77 0.0004
2023-02-13 2022-12-31 13F HERCULES CAPITAL Common 427096508 29,550 1,300 4.60 391 19.27 0.0004
2022-11-15 2022-09-30 13F HERCULES CAPITAL Common 427096508 28,250 -27,299 -49.14 327 -56.34 0.0003
2022-08-15 2022-06-30 13F HERCULES CAPITAL Common 427096508 55,549 -107,832 -66.00 749 -74.63 0.0008
2022-05-23 2022-03-31 13F/A-1 HERCULES CAPITAL Common 427096508 163,381 -34,784 -17.55 2,952 -10.22 0.0025
2022-05-13 2022-03-31 13F HERCULES CAPITAL Common 427096508 163,381 -34,784 2,952 0.0013
2022-02-11 2021-12-31 13F HERCULES CAPITAL Common 427096508 198,165 23,873 13.70 3,288 13.58 0.0026
2021-11-12 2021-09-30 13F HERCULES CAPITAL Common 427096508 174,292 2,980 1.74 2,895 -0.96 0.0025
2021-08-13 2021-06-30 13F HERCULES CAPITAL Common 427096508 171,312 -39,537 -18.75 2,923 -13.52 0.0026
2021-05-13 2021-03-31 13F HERCULES CAPITAL Common 427096508 210,849 -9,991 -4.52 3,380 6.12 0.0032
2021-02-10 2020-12-31 13F HERCULES CAPITAL Common 427096508 220,840 210,069 1,950.32 3,185 2,448.00 0.0033
2020-11-12 2020-09-30 13F HERCULES CAPITAL Common 427096508 10,771 500 4.87 125 15.74 0.0001
2020-08-13 2020-06-30 13F HERCULES CAPITAL Common 427096508 10,271 -39,801 -79.49 108 -71.80 0.0001
2020-05-14 2020-03-31 13F HERCULES CAPITAL Common 427096508 50,072 -22,305 -30.82 383 -62.27 0.0006
2020-02-12 2019-12-31 13F HERCULES CAPITAL Common 427096508 72,377 24,058 49.79 1,015 57.12 0.0012
2019-11-13 2019-09-30 13F HERCULES CAPITAL Common 427096508 48,319 14,865 44.43 646 50.58 0.0008
2019-08-13 2019-06-30 13F HERCULES CAPITAL Common 427096508 33,454 4,500 15.54 429 16.89 0.0005
2019-05-13 2019-03-31 13F HERCULES CAPITAL Common 427096508 28,954 4,002 16.04 367 32.97 0.0004
2019-02-12 2018-12-31 13F HERCULES CAPITAL Common 427096508 24,952 -205 -0.81 276 -16.62 0.0004
2018-11-16 2018-09-30 13F/A-1 HERCULES CAPITAL Common 427096508 25,157 0 0.00 331 4.09 0.0004
2018-11-13 2018-09-30 13F HERCULES CAPITAL Common 427096508 25,157 0 331
2018-08-13 2018-06-30 13F HERCULES CAPITAL Common 427096508 25,157 4,199 20.04 318 25.20 0.0004
2018-05-08 2018-03-31 13F HERCULES CAPITAL Common 427096508 20,958 2,000 10.55 254 2.01 0.0003
2018-02-14 2017-12-31 13F HERCULES CAPITAL Common 427096508 18,958 18,958 249 0.0003
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.