Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionInvesco Ltd.
Latest Disclosed Ownership78,563 shares
Latest Disclosed Value $ 1,160,376
Invesco Ltd. reports 1.36% decrease in ownership of HTGC / Hercules Capital, Inc.

On May 12, 2026 - Invesco Ltd. filed a 13F-HR form disclosing ownership of 78,563 shares of Hercules Capital, Inc. (US:HTGC) valued at $1,160,376 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 19, 2026 disclosing 79,650 shares of Hercules Capital, Inc.. This represents a change in shares of -1.36% during the quarter. The current value of the position is $1,223,226 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F HERCULES CAPITAL COM 427096508 78,563 -1,087 -1.36 1,160 -22.62 0.0000
2026-02-19 2025-12-31 13F HERCULES CAPITAL COM 427096508 79,650 35,722 81.32 1,499 80.60 0.0002
2025-11-13 2025-09-30 13F HERCULES CAPITAL COM 427096508 43,928 -35,023 -44.36 831 -42.48 0.0001
2025-08-13 2025-06-30 13F HERCULES CAPITAL COM 427096508 78,951 1,252 1.61 1,443 -3.28 0.0002
2025-05-12 2025-03-31 13F HERCULES CAPITAL COM 427096508 77,699 -15,981 -17.06 1,493 -20.72 0.0003
2025-02-13 2024-12-31 13F HERCULES CAPITAL COM 427096508 93,680 9,831 11.72 1,882 14.34 0.0003
2024-11-12 2024-09-30 13F HERCULES CAPITAL COM 427096508 83,849 5,715 7.31 1,647 3.07 0.0003
2024-08-13 2024-06-30 13F HERCULES CAPITAL COM 427096508 78,134 -4,860 -5.86 1,598 4.31 0.0003
2024-05-14 2024-03-31 13F HERCULES CAPITAL COM 427096508 82,994 -7,590 -8.38 1,531 1.39 0.0003
2024-02-13 2023-12-31 13F HERCULES CAPITAL COM 427096508 90,584 -6,235 -6.44 1,510 -4.97 0.0004
2023-11-13 2023-09-30 13F HERCULES CAPITAL COM 427096508 96,819 -2,895 -2.90 1,590 7.73 0.0004
2023-08-11 2023-06-30 13F HERCULES CAPITAL COM 427096508 99,714 19,251 23.93 1,476 42.24 0.0004
2023-05-12 2023-03-31 13F HERCULES CAPITAL COM 427096508 80,463 22,144 37.97 1,037 34.68 0.0003
2023-02-13 2022-12-31 13F HERCULES CAPITAL COM 427096508 58,319 11,008 23.27 771 40.51 0.0002
2022-11-14 2022-09-30 13F HERCULES CAPITAL COM 427096508 47,311 -38,716 -45.00 548 -52.76 0.0002
2022-08-15 2022-06-30 13F HERCULES CAPITAL COM 427096508 86,027 41,933 95.10 1,160 45.55 0.0004
2022-05-16 2022-03-31 13F HERCULES CAPITAL COM 427096508 44,094 -2,513 -5.39 797 3.10 0.0002
2022-02-14 2021-12-31 13F HERCULES CAPITAL COM 427096508 46,607 -1,039,747 -95.71 773 -95.72 0.0002
2021-11-15 2021-09-30 13F HERCULES CAPITAL COM 427096508 1,086,354 173,842 19.05 18,044 15.91 0.0046
2021-08-17 2021-06-30 13F HERCULES CAPITAL COM 427096508 912,512 127,337 16.22 15,567 23.69 0.0038
2021-05-17 2021-03-31 13F HERCULES CAPITAL COM 427096508 785,175 96,116 13.95 12,586 26.67 0.0034
2021-02-16 2020-12-31 13F HERCULES CAPITAL COM 427096508 689,059 588,080 582.38 9,936 750.68 0.0029
2020-11-16 2020-09-30 13F HERCULES CAPITAL COM 427096508 100,979 -4,201 -3.99 1,168 6.09 0.0004
2020-08-14 2020-06-30 13F HERCULES CAPITAL COM 427096508 105,180 11,044 11.73 1,101 53.13 0.0004
2020-05-15 2020-03-31 13F HERCULES CAPITAL COM 427096508 94,136 -51,265 -35.26 719 -64.74 0.0003
2020-02-14 2019-12-31 13F HERCULES CAPITAL COM 427096508 145,401 -12,514 -7.92 2,039 -3.41 0.0006
2019-11-14 2019-09-30 13F HERCULES CAPITAL COM 427096508 157,915 33,058 26.48 2,111 31.86 0.0006
2019-08-14 2019-06-30 13F/A-1 HERCULES CAPITAL COM 427096508 124,857 -58,352 -31.85 1,601 -30.96 0.0004
2019-08-14 2019-06-30 13F HERCULES CAPITAL COM 427096508 124,857 -58,352 1,601
2019-05-15 2019-03-31 13F HERCULES CAPITAL COM 427096508 183,209 -43,298 -19.12 2,319 -7.35 0.0008
2019-02-14 2018-12-31 13F HERCULES CAPITAL COM 427096508 226,507 -23,480 -9.39 2,503 -23.92 0.0010
2018-11-14 2018-09-30 13F HERCULES CAPITAL COM 427096508 249,987 842 0.34 3,290 4.38 0.0010
2018-08-14 2018-06-30 13F HERCULES CAPITAL COM 427096508 249,145 16,348 7.02 3,152 11.89 0.0010
2018-05-15 2018-03-31 13F HERCULES CAPITAL COM 427096508 232,797 -3,950 -1.67 2,817 -9.30 0.0011
2018-02-14 2017-12-31 13F HERCULES CAPITAL COM 427096508 236,747 -56,934 -19.39 3,106 -18.03 0.0011
2017-11-14 2017-09-30 13F HERCULES CAPITAL COM 427096508 293,681 -31,474 -9.68 3,789 -11.99 0.0014
2017-08-14 2017-06-30 13F HERCULES CAPITAL COM 427096508 325,155 47,566 17.14 4,305 2.50 0.0013
2017-05-15 2017-03-31 13F HERCULES CAPITAL COM 427096508 277,589 -15,283 -5.22 4,200 1.65 0.0014
2017-02-14 2016-12-31 13F HERCULES CAPITAL COM 427096508 292,872 -601,352 -67.25 4,132 -65.92 0.0014
2016-11-14 2016-09-30 13F HERCULES CAPITAL COM 427096508 894,224 -53,341 -5.63 12,126 3.03 0.0042
2016-08-15 2016-06-30 13F HERCULES CAPITAL COM 427096508 947,565 -24,047 -2.47 11,769 0.86 0.0043
2016-05-16 2016-03-31 13F HERCULES CAPITAL COM 427096508 971,612 -214,822 -18.11 11,669 -19.32 0.0047
2016-02-16 2015-12-31 13F HERCULES TECH GROWTH CAP COM 427096508 1,186,434 133,765 12.71 14,463 35.90 0.0058
2015-11-16 2015-09-30 13F HERCULES TECH GROWTH CAP COM 427096508 1,052,669 -462,620 -30.53 10,642 -39.19 0.0045
2015-08-14 2015-06-30 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 1,515,289 275,947 22.27 17,501 4.76 0.0069
2015-05-15 2015-03-31 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 1,239,342 121,433 10.86 16,706 0.43 0.0065
2015-02-13 2014-12-31 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 1,117,909 136,211 13.88 16,635 17.19 0.0064
2014-11-14 2014-09-30 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 981,698 22,046 2.30 14,195 -8.47 0.0057
2014-08-14 2014-06-30 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 959,652 86,386 9.89 15,508 26.20 0.0061
2014-05-15 2014-03-31 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 873,266 -26,064 -2.90 12,288 -16.68 0.0050
2014-02-13 2013-12-31 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 899,330 1,681 0.19 14,748 7.74 0.0059
2013-11-13 2013-09-30 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 897,649 79,303 9.69 13,689 20.01 0.0059
2013-08-14 2013-06-30 13F HERCULES TECHNOLOGY GROWTH COMMON 427096508 818,346 818,346 11,407 0.0053
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.