Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionTruist Financial Corp
Latest Disclosed Ownership29,224 shares
Latest Disclosed Value $ 431,641
Truist Financial Corp reports 4.29% decrease in ownership of HTGC / Hercules Capital, Inc.

On April 27, 2026 - Truist Financial Corp filed a 13F-HR form disclosing ownership of 29,224 shares of Hercules Capital, Inc. (US:HTGC) valued at $431,638 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 30,533 shares of Hercules Capital, Inc.. This represents a change in shares of -4.29% during the quarter. The current value of the position is $444,789 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F HERCULES CAPITAL COM 427096508 29,224 -1,309 -4.29 432 -24.91 0.0003
2026-02-02 2025-12-31 13F HERCULES CAPITAL COM 427096508 30,533 276 0.91 575 0.35 0.0008
2025-11-03 2025-09-30 13F HERCULES CAPITAL COM 427096508 30,257 -158 -0.52 572 4.19 0.0008
2025-07-18 2025-06-30 13F HERCULES CAPITAL COM 427096508 30,415 -1,821 -5.65 550 -11.31 0.0008
2025-04-29 2025-03-31 13F HERCULES CAPITAL COM 427096508 32,236 -886 -2.67 619 -6.92 0.0010
2025-01-31 2024-12-31 13F HERCULES CAPITAL COM 427096508 33,122 1,322 4.16 665 6.57 0.0010
2024-11-13 2024-09-30 13F HERCULES CAPITAL COM 427096508 31,800 -840 -2.57 625 -6.45 0.0010
2024-08-21 2024-06-30 13F HERCULES CAPITAL COM 427096508 32,640 -4,068 -11.08 667 -1.48 0.0010
2024-05-13 2024-03-31 13F HERCULES CAPITAL COM 427096508 36,708 -176 -0.48 677 10.26 0.0010
2024-02-02 2023-12-31 13F HERCULES CAPITAL COM 427096508 36,884 -3,589 -8.87 615 -7.53 0.0010
2023-11-14 2023-09-30 13F HERCULES CAPITAL COM 427096508 40,473 -2,026 -4.77 665 5.73 0.0011
2023-08-01 2023-06-30 13F HERCULES CAPITAL COM 427096508 42,499 -479 -1.11 629 21.47 0.0010
2023-05-05 2023-03-31 13F HERCULES CAPITAL COM 427096508 42,978 -8,151 -15.94 518 -23.41 0.0009
2023-02-17 2022-12-31 13F HERCULES CAPITAL COM 427096508 51,129 -3,202 -5.89 676 7.31 0.0012
2022-10-26 2022-09-30 13F HERCULES CAPITAL COM 427096508 54,331 539 1.00 629 -13.36 0.0012
2022-07-22 2022-06-30 13F HERCULES CAPITAL COM 427096508 53,792 643 1.21 726 -24.37 0.0013
2022-04-22 2022-03-31 13F HERCULES CAPITAL COM 427096508 53,149 2,618 5.18 960 14.56 0.0015
2022-02-14 2021-12-31 13F HERCULES CAPITAL COM 427096508 50,531 9,365 22.75 838 22.51 0.0013
2021-11-05 2021-09-30 13F HERCULES CAPITAL COM 427096508 41,166 -2,972 -6.73 684 -9.16 0.0011
2021-08-16 2021-06-30 13F HERCULES CAPITAL COM 427096508 44,138 -19,475 -30.61 753 -26.18 0.0012
2021-05-17 2021-03-31 13F HERCULES CAPITAL COM 427096508 63,613 -1,752 -2.68 1,020 8.28 0.0018
2021-11-19 2020-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 65,365 -938 -1.41 942 22.82 0.0018
2021-02-18 2020-12-31 13F HERCULES CAPITAL COM 427096508 65,365 -938 942 0.0017
2021-11-05 2020-09-30 13F/A-1 HERCULES CAPITAL COM 427096508 66,303 -4,613 -6.50 767 3.23 0.0017
2020-11-13 2020-09-30 13F HERCULES CAPITAL COM 427096508 66,303 -4,613 767 0.0017
2021-11-16 2020-06-30 13F/A-1 HERCULES CAPITAL COM 427096508 70,916 3,385 5.01 743 43.99 0.0017
2020-08-14 2020-06-30 13F HERCULES CAPITAL COM 427096508 70,916 3,385 743 0.0016
2021-11-05 2020-03-31 13F/A-1 HERCULES CAPITAL COM 427096508 67,531 -594 -0.87 516 -45.97 0.0014
2020-05-15 2020-03-31 13F HERCULES CAPITAL COM 427096508 67,531 -594 516 0.0013
2021-11-16 2019-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 68,125 68,125 955 0.0019
2020-02-14 2019-12-31 13F HERCULES CAPITAL COM 427096508 68,125 955 0.0019
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.