Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionBarclays Plc
Latest Disclosed Ownership176,373 shares
Latest Disclosed Value $ 3,319,340
Barclays Plc reports 13.09% decrease in ownership of HTGC / Hercules Capital, Inc.

On February 13, 2026 - Barclays Plc filed a 13F-HR form disclosing ownership of 176,373 shares of Hercules Capital, Inc. (US:HTGC) valued at $3,319,340 USD as of December 31, 2025. The entity filed a previous 13F-HR/A on March 31, 2026 disclosing 202,927 shares of Hercules Capital, Inc.. This represents a change in shares of -13.09% during the quarter. The current value of the position is $2,684,397 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-13 2025-12-31 13F HERCULES CAPITAL COM 427096508 176,373 -26,554 -13.09 3,319 -13.50 0.0008
2026-03-31 2025-09-30 13F/A-3 HERCULES CAPITAL COM 427096508 202,927 100,405 97.94 3,837 104.75 0.0008
2025-11-12 2025-09-30 13F HERCULES CAPITAL COM 427096508 202,927 100,405 3,837 0.0008
2026-02-27 2025-06-30 13F/A-2 HERCULES CAPITAL COM 427096508 102,522 30,820 42.98 1,874 36.09 0.0004
2025-08-14 2025-06-30 13F/A-1 HERCULES CAPITAL COM 427096508 102,522 30,820 2 0.0004
2025-08-13 2025-06-30 13F HERCULES CAPITAL COM 427096508 102,522 30,820 2 0.0001
2026-03-17 2025-03-31 13F/A-1 HERCULES CAPITAL COM 427096508 71,702 666 0.94 1,377 -3.50 0.0004
2025-05-15 2025-03-31 13F HERCULES CAPITAL COM 427096508 71,702 666 1 0.0004
2026-03-19 2024-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 71,036 71,036 1,427 0.0004
2025-02-13 2024-12-31 13F HERCULES CAPITAL COM 427096508 71,036 71,036 1 0.0004
2026-03-24 2024-03-31 13F/A-1 HERCULES CAPITAL COM 427096508 0 -87,453 -100.00 0 -100.00
2024-05-15 2024-03-31 13F HERCULES CAPITAL COM 427096508 0 -87,453 0
2026-03-25 2023-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 87,453 49,233 128.81 1,458 132.38 0.0005
2024-02-15 2023-12-31 13F HERCULES CAPITAL COM 427096508 87,453 49,233 1 0.0005
2026-03-26 2023-09-30 13F/A-1 HERCULES CAPITAL COM 427096508 38,220 38,220 628 0.0004
2023-11-07 2023-09-30 13F HERCULES CAPITAL COM 427096508 38,220 38,220 1 0.0004
2022-08-12 2022-06-30 13F HERCULES CAPITAL COM 427096508 0 -6,320 -100.00 0 -100.00
2022-05-16 2022-03-31 13F HERCULES CAPITAL COM 427096508 6,320 6,320 114 0.0001
2022-02-23 2021-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 0 -19,300 -100.00 0 -100.00
2022-02-14 2021-12-31 13F HERCULES CAPITAL COM 427096508 0 -19,300 0
2021-11-09 2021-09-30 13F HERCULES CAPITAL COM 427096508 19,300 0 0.00 321 -2.43 0.0001
2021-08-13 2021-06-30 13F HERCULES CAPITAL COM 427096508 19,300 -1,757 -8.34 329 -2.37 0.0002
2021-05-13 2021-03-31 13F HERCULES CAPITAL COM 427096508 21,057 -87,626 -80.63 337 -78.49 0.0002
2021-02-11 2020-12-31 13F HERCULES CAPITAL COM 427096508 108,683 -19,317 -15.09 1,567 5.81 0.0008
2020-11-12 2020-09-30 13F HERCULES CAPITAL COM 427096508 128,000 128,000 1,481 0.0009
2020-05-13 2020-03-31 13F HERCULES CAPITAL COM 427096508 0 -2 -100.00 0 0.0000
2020-02-10 2019-12-31 13F HERCULES CAPITAL COM 427096508 2 -138 -98.57 0 -100.00
2019-11-15 2019-09-30 13F/A-1 HERCULES CAPITAL COM 427096508 140 -560 -80.00 2 -77.78 0.0000
2019-11-14 2019-09-30 13F HERCULES CAPITAL COM 427096508 140 -560 2 0.4624
2019-08-14 2019-06-30 13F HERCULES CAPITAL COM 427096508 700 700 9 0.0000
2019-02-14 2018-12-31 13F HERCULES CAPITAL COM 427096508 0 -5,294 -100.00 0 -100.00
2018-11-14 2018-09-30 13F HERCULES CAPITAL COM 427096508 5,294 94 1.81 69 4.55 0.0000
2018-08-14 2018-06-30 13F HERCULES CAPITAL COM 427096508 5,200 -24 -0.46 66 4.76 0.0001
2018-05-15 2018-03-31 13F HERCULES CAPITAL COM 427096508 5,224 -2,364 -31.15 63 -36.36 0.0000
2018-02-14 2017-12-31 13F HERCULES CAPITAL COM 427096508 7,588 -55,053 -87.89 99 -89.56 0.0001
2017-05-15 2017-03-31 13F HERCULES CAPITAL COM 427096508 62,641 62,574 93,394.03 948 94,700.00 0.0010
2017-02-14 2016-12-31 13F HERCULES CAPITAL COM 427096508 67 -2,244 -97.10 1 -96.77 0.0000
2016-11-14 2016-09-30 13F HERCULES CAPITAL COM 427096508 2,311 2,311 0.00 31 0.0000
2016-08-12 2016-06-30 13F HERCULES CAPITAL COM 427096508 0 -10,056 -100.00 0 -100.00
2016-05-16 2016-03-31 13F HERCULES CAPITAL COM 427096508 10,056 2,356 30.60 121 31.52 0.0002
2016-02-12 2015-12-31 13F HERCULES TECH GROWTH CAP COM 427096508 7,700 7,700 0.00 92 2,966.67 0.0001
2014-11-14 2014-09-30 13F HERCULES TECH GROWTH CAP COM 427096508 0 -10,224 -100.00 0 -100.00
2014-08-14 2014-06-30 13F HERCULES TECH GROWTH CAP COM 427096508 10,224 7,703 305.55 163 352.78 0.0002
2014-05-15 2014-03-31 13F HERCULES TECH GROWTH CAP COM 427096508 2,521 -4,221 -62.61 36 -66.97 0.0000
2014-02-13 2013-12-31 13F HERCULES TECH GROWTH CAP COM 427096508 6,742 -31,594 -82.41 109 -81.04 0.0001
2013-11-14 2013-09-30 13F HERCULES TECH GROWTH CAP COM 427096508 38,336 -51,321 -57.24 575 -54.00 0.0007
2013-08-14 2013-06-30 13F HERCULES TECH GROWTH CAP COM 427096508 89,657 89,657 1,250 0.0016
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.