Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionCIBC Private Wealth Group, LLC
Latest Disclosed Ownership111,276 shares
Latest Disclosed Value $ 2,094,215
CIBC Private Wealth Group, LLC ownership in HTGC / Hercules Capital, Inc.

On February 12, 2026 - CIBC Private Wealth Group, LLC filed a 13F-HR form disclosing ownership of 111,276 shares of Hercules Capital, Inc. (US:HTGC) valued at $2,094,214 USD as of December 31, 2025. The entity filed a previous 13F-HR on November 24, 2025 disclosing 111,276 shares of Hercules Capital, Inc.. This represents a change in shares of 0.00% during the quarter. The current value of the position is $1,700,297 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-12 2025-12-31 13F HERCULES CAPITAL COM 427096508 111,276 0 0.00 2,094 -0.48 0.0035
2025-11-24 2025-09-30 13F HERCULES CAPITAL COM 427096508 111,276 0 0.00 2,104 3.44 0.0036
2025-08-12 2025-06-30 13F HERCULES CAPITAL COM 427096508 111,276 -2,726 -2.39 2,034 9.89 0.0036
2025-05-14 2025-03-31 13F HERCULES CAPITAL COM 427096508 114,002 -676 -0.59 1,851 -19.21 0.0039
2025-02-12 2024-12-31 13F Hercules Capital COM 427096508 114,678 187 0.16 2,291 1.91 0.0042
2024-11-13 2024-09-30 13F Hercules Capital COM 427096508 114,491 1,290 1.14 2,249 -5.19 0.0040
2024-08-09 2024-06-30 13F Hercules Capital COM 427096508 113,201 -2,294 -1.99 2,372 12.74 0.0044
2024-05-10 2024-03-31 13F Hercules Capital COM 427096508 115,495 1,000 0.87 2,103 10.22 0.0041
2024-02-13 2023-12-31 13F HERCULES CAPITAL INC COM COM 427096508 114,495 0 0.00 1,909 1.49 0.0040
2023-11-13 2023-09-30 13F HERCULES CAPITAL INC COM COM 427096508 114,495 16,485 16.82 1,880 29.66 0.0044
2023-11-21 2023-06-30 13F/A-1 HERCULES CAPITAL INC COM COM 427096508 98,010 0 0.00 1,451 14.81 0.0032
2023-08-10 2023-06-30 13F HERCULES CAPITAL INC COM COM 427096508 98,010 0 1,451 0.0032
2023-11-21 2023-03-31 13F/A-1 HERCULES CAPITAL COM 427096508 98,010 0 0.00 1,263 126,200.00 0.0028
2023-05-12 2023-03-31 13F HERCULES CAPITAL COM 427096508 98,010 0 1,263 0.0027
2023-06-01 2022-12-31 13F/A-2 Hercules Capital COM 427096508 98,010 0 0.00 1 -99.91 0.0000
2023-02-14 2022-12-31 13F/A-1 HERCULES CAPITAL INC COM COM 427096508 98,010 0 1,296 0.0027
2023-02-13 2022-12-31 13F HERCULES CAPITAL INC COM COM 427096508 98,010 0 1,296 0.0000
2022-11-15 2022-09-30 13F HERCULES CAPITAL INC COM COM 427096508 98,010 0 0.00 1,135 -14.15 0.0031
2022-08-03 2022-06-30 13F HERCULES CAPITAL COM 427096508 98,010 0 0.00 1,322 -25.35 0.0034
2022-05-16 2022-03-31 13F HERCULES CAPITAL COM 427096508 98,010 0 0.00 1,771 8.92 0.0039
2022-04-04 2021-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 98,010 98,010 1,626 0.0034
2022-02-08 2021-12-31 13F HERCULES CAPITAL COM 427096508 98,010 98,010 1,626 0.0026
2021-11-12 2021-09-30 13F HERCULES CAPITAL COM 427096508 0 -95,800 -100.00 0 -100.00
2021-08-16 2021-06-30 13F HERCULES CAPITAL COM 427096508 95,800 0 0.00 1,634 6.38 0.0038
2021-05-12 2021-03-31 13F HERCULES CAPITAL COM 427096508 95,800 95,800 1,536 0.0039
2020-05-15 2020-03-31 13F HERCULES CAPITAL COM 427096508 0 -18,487 -100.00 0 -100.00
2020-01-30 2019-12-31 13F HERCULES CAPITAL COM 427096508 18,487 0 0.00 259 4.86 0.0008
2019-10-16 2019-09-30 13F HERCULES CAPITAL COM 427096508 18,487 -36,000 -66.07 247 -64.66 0.0009
2019-07-31 2019-06-30 13F HERCULES CAPITAL COM 427096508 54,487 -100,832 -64.92 699 -64.46 0.0025
2019-05-10 2019-03-31 13F HERCULES CAPITAL COM 427096508 155,319 -45,742 -22.75 1,967 -11.52 0.0076
2019-02-05 2018-12-31 13F HERCULES CAPITAL COM 427096508 201,061 9,371 4.89 2,223 -11.86 0.0099
2018-11-14 2018-09-30 13F HERCULES CAPITAL COM 427096508 191,690 5,177 2.78 2,522 6.86 0.0096
2018-08-02 2018-06-30 13F HERCULES CAPITAL COM 427096508 186,513 55,770 42.66 2,360 49.18 0.0096
2018-05-17 2018-03-31 13F HERCULES CAPITAL COM 427096508 130,743 -48,795 -27.18 1,582 -32.85 0.0069
2018-02-12 2017-12-31 13F HERCULES CAPITAL COM 427096508 179,538 6,949 4.03 2,356 5.79 0.0100
2017-12-21 2017-09-30 13F/A-1 HERCULES CAPITAL COM 427096508 172,589 141,259 450.87 2,227 436.63 0.0102
2017-11-14 2017-09-30 13F HERCULES CAPITAL COM 427096508 172,589 141,259 2,227
2017-08-09 2017-06-30 13F HERCULES CAPITAL Com 427096508 31,330 -6,087 -16.27 415 -26.68 0.0026
2017-05-10 2017-03-31 13F HERCULES CAPITAL Com 427096508 37,417 -1,051 -2.73 566 4.24 0.0036
2017-02-13 2016-12-31 13F HERCULES CAPITAL Com 427096508 38,468 -31,025 -44.64 543 -42.36 0.0036
2016-11-09 2016-09-30 13F HERCULES CAPITAL Com 427096508 69,493 2,325 3.46 942 12.95 0.0065
2016-08-11 2016-06-30 13F HERCULES CAPITAL Com 427096508 67,168 9,410 16.29 834 20.17 0.0061
2016-05-11 2016-03-31 13F HERCULES CAPITAL Com 427096508 57,758 1,950 3.49 694 2.06 0.0054
2016-02-10 2015-12-31 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 55,808 0 0.00 680 20.57 0.0053
2015-11-12 2015-09-30 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 55,808 2,425 4.54 564 -8.59 0.0046
2015-08-13 2015-06-30 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 53,383 20,835 64.01 617 40.55 0.0045
2015-05-11 2015-03-31 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 32,548 1,350 4.33 439 -5.39 0.0032
2015-02-12 2014-12-31 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 31,198 15,679 101.03 464 106.22 0.0036
2014-11-12 2014-09-30 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 15,519 560 3.74 225 -6.64 0.0018
2014-08-13 2014-06-30 13F HERCULES TECH GROWTH CAP INC COM Com 427096508 14,959 -13,422 -47.29 241 -41.65 0.0020
2014-05-14 2014-03-31 13F HERCULES TECH GROWTH CAP INC COM COM 427096508 28,381 28,381 413 0.0035
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.