Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership100,251 shares
Latest Disclosed Value $ 1,480,751
Advisor Group Holdings, Inc. reports 0.56% increase in ownership of HTGC / Hercules Capital, Inc.

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 100,251 shares of Hercules Capital, Inc. (US:HTGC) valued at $1,480,707 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 99,697 shares of Hercules Capital, Inc.. This represents a change in shares of 0.56% during the quarter. The current value of the position is $1,531,835 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F HERCULES CAPITAL COM 427096508 100,251 554 0.56 1,481 -21.11 0.0013
2026-02-17 2025-12-31 13F HERCULES CAPITAL COM 427096508 99,697 -14,190 -12.46 1,876 -14.88 0.0027
2025-11-14 2025-09-30 13F HERCULES CAPITAL COM 427096508 113,887 -6,941 -5.74 2,204 -0.23 0.0031
2025-09-04 2025-06-30 13F/A-1 HERCULES CAPITAL COM 427096508 120,828 -2,683 -2.17 2,209 -6.87 0.0039
2025-08-13 2025-06-30 13F HERCULES CAPITAL COM 427096508 105,902 -17,609 2,110 0.0024
2025-05-12 2025-03-31 13F HERCULES CAPITAL COM 427096508 123,511 16,309 15.21 2,373 10.17 0.0053
2025-06-06 2024-12-31 13F/A-1 HERCULES CAPITAL COM 427096508 107,202 -45,055 -29.59 2,154 -27.99 0.0048
2025-02-07 2024-12-31 13F HERCULES CAPITAL COM 427096508 95,263 -56,994 1,876 0.0048
2024-11-13 2024-09-30 13F HERCULES CAPITAL COM 427096508 152,257 14,696 10.68 2,990 6.29 0.0067
2024-08-13 2024-06-30 13F HERCULES CAPITAL COM 427096508 137,561 -24,360 -15.04 2,813 -5.83 0.0066
2024-05-10 2024-03-31 13F HERCULES CAPITAL COM 427096508 161,921 12,894 8.65 2,987 20.25 0.0067
2024-02-12 2023-12-31 13F HERCULES CAPITAL COM 427096508 149,027 21,758 17.10 2,484 18.91 0.0043
2023-11-13 2023-09-30 13F HERCULES CAPITAL COM 427096508 127,269 24,430 23.76 2,090 37.25 0.0031
2023-08-21 2023-06-30 13F/A-1 HERCULES CAPITAL COM 427096508 102,839 -15,369 -13.00 1,523 -0.07 0.0027
2023-08-10 2023-06-30 13F HERCULES CAPITAL COM 427096508 113,051 -5,157 1,513 0.0004
2023-05-12 2023-03-31 13F HERCULES CAPITAL COM 427096508 118,208 18,610 18.69 1,523 15.64 0.0029
2023-02-10 2022-12-31 13F HERCULES CAPITAL COM 427096508 99,598 2,906 3.01 1,317 17.48 0.0027
2022-11-14 2022-09-30 13F HERCULES CAPITAL COM 427096508 96,692 -15,268 -13.64 1,121 -25.81 0.0026
2022-08-10 2022-06-30 13F HERCULES CAPITAL COM 427096508 111,960 11,663 11.63 1,511 -15.54 0.0033
2022-05-04 2022-03-31 13F HERCULES CAPITAL COM 427096508 100,297 3,867 4.01 1,789 11.81 0.0035
2022-02-03 2021-12-31 13F HERCULES CAPITAL COM 427096508 96,430 -22,273 -18.76 1,600 -18.82 0.0030
2021-11-05 2021-09-30 13F HERCULES CAPITAL COM 427096508 118,703 -2,067 -1.71 1,971 -4.32 0.0041
2021-08-02 2021-06-30 13F HERCULES CAPITAL COM 427096508 120,770 -37,100 -23.50 2,060 -18.61 0.0045
2021-05-13 2021-03-31 13F HERCULES CAPITAL COM 427096508 157,870 23 0.01 2,531 11.30 0.0061
2021-02-10 2020-12-31 13F HERCULES CAPITAL COM 427096508 157,847 9,108 6.12 2,274 32.13 0.0061
2020-11-12 2020-09-30 13F HERCULES CAPITAL COM 427096508 148,739 3,485 2.40 1,721 13.15 0.0051
2020-08-14 2020-06-30 13F HERCULES CAPITAL COM 427096508 145,254 12,057 9.05 1,521 49.56 0.0051
2020-05-18 2020-03-31 13F HERCULES CAPITAL COM 427096508 133,197 133,197 1,017 0.0042
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.