HSBC Holdings plc - Depositary Receipt (Common Stock)
US ˙ NYSE ˙ US4042804066

SecurityHSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
InstitutionNeuberger Berman Group LLC
Latest Disclosed Ownership83,222 shares
Latest Disclosed Value $ 6,864,989
Neuberger Berman Group LLC reports 32.42% increase in ownership of HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)

On May 14, 2026 - Neuberger Berman Group LLC filed a 13F-HR form disclosing ownership of 83,222 shares of HSBC Holdings plc - Depositary Receipt (Common Stock) (US:HSBC) valued at $6,864,983 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 62,846 shares of HSBC Holdings plc - Depositary Receipt (Common Stock). This represents a change in shares of 32.42% during the quarter. The current value of the position is $7,556,558 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 83,222 20,376 32.42 6,865 38.83 0.0027
2026-02-13 2025-12-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 62,846 9,595 18.02 4,944 30.83 0.0037
2025-11-12 2025-09-30 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 53,251 -9,970 -15.77 3,780 -1.67 0.0028
2025-08-25 2025-06-30 13F/A-1 HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 63,221 15,842 33.44 3,843 41.29 0.0030
2025-08-13 2025-06-30 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 63,221 15,842 3,843 0.0015
2025-05-13 2025-03-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 47,379 6,884 17.00 2,721 35.86 0.0023
2025-02-13 2024-12-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 40,495 2,524 6.65 2,003 16.73 0.0016
2024-11-14 2024-09-30 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 37,971 -92,877 -70.98 1,716 -69.86 0.0013
2024-11-14 2024-06-30 13F/A-1 HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 130,848 792 0.61 5,692 11.17 0.0047
2024-08-13 2024-06-30 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 130,848 792 5,692 0.0047
2024-11-14 2024-03-31 13F/A-1 HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 130,056 8,621 7.10 5,119 4.00 0.0042
2024-05-13 2024-03-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 130,056 8,621 5,119 0.0042
2024-11-14 2023-12-31 13F/A-2 HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 121,435 113,201 1,374.80 4,923 1,419.14 0.0043
2024-02-09 2023-12-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 121,435 113,201 4,923 0.0043
2023-11-14 2023-09-30 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 8,234 -1,333 -13.93 325 -14.51 0.0003
2023-08-11 2023-06-30 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 9,567 760 8.63 379 26.33 0.0003
2023-05-12 2023-03-31 13F HSBC HOLDINGS ADR REPRESENTING PL ADR ADR 404280406 8,807 922 11.69 301 22.45 0.0003
2023-02-13 2022-12-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 7,885 -1,038 -11.63 246 5.15 0.0002
2022-11-15 2022-09-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 8,923 555 6.63 233 -14.96 0.0002
2022-08-15 2022-06-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 8,368 741 9.72 274 4.98 0.0003
2022-05-23 2022-03-31 13F/A-1 HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 7,627 7,627 261 0.0002
2020-08-13 2020-06-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 0 -49,303 -100.00 0 -100.00
2020-05-14 2020-03-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 49,303 39,408 398.26 1,381 419.17 0.0021
2020-02-12 2019-12-31 13F HSBC 6.2 PERP Preferred 404280604 9,895 -48 -0.48 266 1.53 0.0003
2020-02-12 2019-12-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 62,769 12,703 2,454 0.0029
2019-11-13 2019-09-30 13F HSBC 6.2 PERP Preferred 404280604 9,943 0 0.00 262 0.38 0.0003
2019-11-13 2019-09-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 50,066 -15,338 1,916 0.0023
2019-08-13 2019-06-30 13F HSBC 6.2 PERP Preferred 404280604 9,943 0 0.00 261 1.95 0.0003
2019-08-13 2019-06-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 65,404 270 2,730 0.0033
2019-05-13 2019-03-31 13F HSBC 6.2 PERP Preferred 404280604 9,943 -405 -3.91 256 -4.12 0.0003
2019-05-13 2019-03-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 65,134 1,837 2,643 0.0032
2019-02-12 2018-12-31 13F HSBC 6.2 PERP Preferred 404280604 10,348 -325 -3.05 267 -2.55 0.0004
2019-02-12 2018-12-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 63,297 -9,242 2,602 0.0036
2018-11-16 2018-09-30 13F/A-1 HSBC 6.2 PERP Preferred 404280604 10,673 -68,352 -86.49 274 -92.65 0.0003
2018-11-16 2018-09-30 13F/A-1 HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 72,539 60,816 3,191 0.0036
2018-11-13 2018-09-30 13F HSBC 6.2 PERP Preferred 404280604 10,673 -61,866 274
2018-11-13 2018-09-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 72,539 60,816 3,191
2018-08-13 2018-06-30 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 79,025 -1,354 -1.68 3,726 -2.74 0.0041
2018-08-13 2018-06-30 13F HSBC 6.2 PERP Preferred 404280604 11,723 -300 312 0.0003
2018-05-08 2018-03-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 80,379 69,106 613.02 3,831 1,216.49 0.0044
2018-05-08 2018-03-31 13F HSBC 6.2 PERP Preferred 404280604 12,023 -70,054 310 0.0004
2018-02-14 2017-12-31 13F HSBC 6.2 PERP Preferred 404280604 11,273 1,000 9.73 291 7.38 0.0003
2018-02-14 2017-12-31 13F HSBC HOLDINGS PLC SPONSORED ADR ADR 404280406 82,077 -1,056 4,238 0.0049
2017-11-15 2017-09-30 13F HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 10,273 0 0.00 271 0.00 0.0003
2017-11-15 2017-09-30 13F HSBC HOLDINGS COMMON STOCK 404280406 83,133 8,012 4,108 0.0051
2017-08-08 2017-06-30 13F HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 10,273 -11,000 -51.71 271 -50.82 0.0003
2017-08-08 2017-06-30 13F HSBC HOLDINGS COMMON STOCK 404280406 75,121 -1,989 3,485 0.0045
2017-05-10 2017-03-31 13F HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 21,273 0 0.00 551 2.80 0.0007
2017-05-10 2017-03-31 13F HSBC HOLDINGS COMMON STOCK 404280406 77,110 8,962 3,148 0.0041
2017-02-06 2016-12-31 13F HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 21,273 -23,900 -52.91 536 -53.75 0.0007
2017-02-06 2016-12-31 13F HSBC HOLDINGS COMMON STOCK 404280406 68,148 37,453 2,738 0.0037
2016-11-02 2016-09-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 45,173 1,800 4.15 1,159 3.02 0.0016
2016-11-02 2016-09-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 30,695 -1,287 1,154 0.0016
2016-08-05 2016-06-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 43,373 200 0.46 1,125 1.72 0.0015
2016-08-05 2016-06-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 31,982 14,344 1,001 0.0014
2016-05-06 2016-03-31 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 43,173 3,300 8.28 1,106 8.43 0.0015
2016-05-06 2016-03-31 13F ***HSBC HOLDINGS COMMON STOCK 404280406 17,638 -7,056 549 0.0008
2016-01-28 2015-12-31 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 39,873 -5,400 -11.93 1,020 -10.92 0.0013
2016-01-28 2015-12-31 13F ***HSBC HOLDINGS COMMON STOCK 404280406 24,694 -611 975 0.0013
2015-11-10 2015-09-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 45,273 0 0.00 1,145 0.26 0.0015
2015-11-10 2015-09-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 25,305 -3,682 959 0.0012
2015-07-31 2015-06-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 45,273 -5,500 -10.83 1,142 -12.22 0.0013
2015-07-31 2015-06-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 28,987 -5,016 1,299 0.0014
2015-05-06 2015-03-31 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 50,773 50,773 1,301 0.0014
2015-05-06 2015-03-31 13F ***HSBC HOLDINGS COMMON STOCK 404280406 34,003 34,003 1,448 0.0015
2015-02-05 2014-12-31 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 0 -48,800 -100.00 0 -100.00
2014-11-04 2014-09-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 48,800 -450 -0.91 1,227 -1.68 0.0013
2014-11-04 2014-09-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 39,975 1,393 2,033 0.0021
2014-08-05 2014-06-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 49,250 0 0.00 1,248 -0.40 0.0012
2014-08-05 2014-06-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 38,582 -635 1,960 0.0019
2014-05-05 2014-03-31 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 49,250 2,600 5.57 1,253 8.77 0.0013
2014-05-05 2014-03-31 13F ***HSBC HOLDINGS COMMON STOCK 404280406 39,217 10,846 1,993 0.0020
2014-02-11 2013-12-31 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 46,650 -950 -2.00 1,152 -1.79 0.0012
2014-02-11 2013-12-31 13F ***HSBC HOLDINGS COMMON STOCK 404280406 28,371 6,486 1,564 0.0016
2013-10-29 2013-09-30 13F/A-1 ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 47,600 1,450 3.14 1,173 2.18 0.0013
2013-10-29 2013-09-30 13F/A-1 ***HSBC HOLDINGS COMMON STOCK 404280406 21,885 4,532 1,187 0.0013
2013-10-29 2013-09-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 30,200 752
2013-10-29 2013-09-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 68,084 3,022
2013-08-13 2013-06-30 13F ***HSBC HOLDINGS PLC ADS PREFERRED STOCK 404280604 46,150 46,150 1,148 0.0014
2013-08-13 2013-06-30 13F ***HSBC HOLDINGS COMMON STOCK 404280406 17,353 17,353 901 0.0011
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.