Dimensional Fund Advisors Lp ownership in HAFC / Hanmi Financial Corporation

Hanmi Financial Corporation

US ˙ NasdaqGS ˙ US4104952043

Security	HAFC / Hanmi Financial Corporation
Institution	Dimensional Fund Advisors Lp
Latest Disclosed Ownership	1,744,499 shares
Ownership	5.80%

2024-10-31 - Dimensional Fund Advisors Lp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 1,744,499 shares of Hanmi Financial Corporation (US:HAFC). This represents 5.8 percent ownership of the company. In their previous filing dated 2024-02-09 , Dimensional Fund Advisors Lp had reported owning 2,069,367 shares, indicating a decrease of -15.70 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2024-10-31	2024-10-31	13G/A	2,069,367	1,744,499	-15.70	5.80	-14.71
2024-02-09	2024-02-09	13G/A	2,427,043	2,069,367	-14.74	6.80	-15.00
2023-02-10	2023-02-10	13G/A	2,069,734	2,427,043	17.26	8.00	17.65
2022-02-08	2022-02-08	13G/A	2,269,342	2,069,734	-8.80	6.80	-8.11
2021-02-12	2021-02-12	13G/A	2,608,969	2,269,342	-13.02	7.40	-11.80
2020-02-12	2020-02-12	13G/A	2,520,879	2,608,969	3.49	8.39	5.80
2019-02-08	2019-02-08	13G/A	2,044,802	2,520,879	23.28	7.93	25.67
2018-02-09	2018-02-09	13G/A	1,842,584	2,044,802	10.97	6.31	10.51
2017-02-09	2017-02-09	13G		1,842,584		5.71

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-07	2026-03-31	13F	HANMI FINL	COM NEW	410495204	1,760,855	56,102	3.29	46,416	0.73	0.0021
2026-02-12	2025-12-31	13F	HANMI FINL	COM NEW	410495204	1,704,753	-11,578	-0.67	46,080	8.74	0.0097
2025-11-12	2025-09-30	13F	HANMI FINL	COM NEW	410495204	1,716,331	-5,457	-0.32	42,376	-0.28	0.0091
2025-08-12	2025-06-30	13F	HANMI FINL	COM NEW	410495204	1,721,788	-21,329	-1.22	42,494	7.59	0.0098
2025-05-13	2025-03-31	13F	HANMI FINL	COM NEW	410495204	1,743,117	-33,016	-1.86	39,498	-5.85	0.0098
2025-02-13	2024-12-31	13F	HANMI FINL	COM NEW	410495204	1,776,133	31,634	1.81	41,952	29.29	0.0101
2024-11-07	2024-09-30	13F	HANMI FINL	COM NEW	410495204	1,744,499	-27,163	-1.53	32,447	9.54	0.0079
2024-08-09	2024-06-30	13F	HANMI FINL	COM NEW	410495204	1,771,662	-141,822	-7.41	29,621	-2.76	0.0077
2024-05-10	2024-03-31	13F	HANMI FINL	COM NEW	410495204	1,913,484	-155,883	-7.53	30,463	-24.12	0.0082
2024-02-07	2023-12-31	13F	HANMI FINL	COM NEW	410495204	2,069,367	-35,084	-1.67	40,146	17.54	0.0117
2023-11-09	2023-09-30	13F	HANMI FINL	COM NEW	410495204	2,104,451	-106,079	-4.80	34,155	3.49	0.0112
2023-08-09	2023-06-30	13F	HANMI FINL	COM NEW	410495204	2,210,530	-199,543	-8.28	33,004	-26.26	0.0105
2023-05-12	2023-03-31	13F	HANMI FINL	COM NEW	410495204	2,410,073	-16,970	-0.70	44,755	74,490.00	0.0151
2023-02-09	2022-12-31	13F	HANMI FINL	COM NEW	410495204	2,427,043	125,285	5.44	60	-99.89	0.0177
2022-11-10	2022-09-30	13F	HANMI FINL	COM NEW	410495204	2,301,758	67,841	3.04	54,507	8.73	0.0209
2022-08-12	2022-06-30	13F	HANMI FINL	COM NEW	410495204	2,233,917	105,703	4.97	50,129	-4.29	0.0180
2022-05-13	2022-03-31	13F	HANMI FINL	COM	410495204	2,128,214	58,480	2.83	52,376	6.87	0.0161
2022-02-09	2021-12-31	13F	HANMI FINL	COM	410495204	2,069,734	-73,546	-3.43	49,011	13.99	0.0148
2021-11-12	2021-09-30	13F	HANMI FINL	COM	410495204	2,143,280	-70,252	-3.17	42,994	1.91	0.0138
2021-08-12	2021-06-30	13F	HANMI FINL	COM	410495204	2,213,532	1,548	0.07	42,190	-3.33	0.0134
2021-05-14	2021-03-31	13F	HANMI FINL	COM	410495204	2,211,984	-57,358	-2.53	43,643	69.59	0.0144
2021-03-08	2020-12-31	13F/A-2	HANMI FINL	COM	410495204	2,269,342	-89,625	-3.80	25,734	32.88	0.0093
2021-02-11	2020-12-31	13F	HANMI FINL	COM	410495204	2,269,342	-89,625		25,734		9,293.7530
2020-11-12	2020-09-30	13F	HANMI FINL	COM	410495204	2,358,967	-131,898	-5.30	19,367	-19.92	0.0082
2020-08-13	2020-06-30	13F	HANMI FINL	COM	410495204	2,490,865	-45,151	-1.78	24,186	-12.10	0.0106
2020-05-14	2020-03-31	13F	HANMI FINL	COM	410495204	2,536,016	-72,953	-2.80	27,516	-47.25	0.0143
2020-02-14	2019-12-31	13F	HANMI FINL	COM	410495204	2,608,969	7,311	0.28	52,166	6.77	0.0190
2019-11-12	2019-09-30	13F	HANMI FINL	COM	410495204	2,601,658	3,837	0.15	48,859	-15.55	0.0190
2019-08-13	2019-06-30	13F	HANMI FINL	COM	410495204	2,597,821	-1,913	-0.07	57,853	4.62	0.0225
2019-08-12	2019-03-31	13F/A-2	HANMI FINL	COM	410495204	2,599,734	78,855	3.13	55,296	11.35	0.0220
2019-05-10	2019-03-31	13F	HANMI FINL	COM	410495204	2,599,734	78,855		55,296
2019-02-26	2018-12-31	13F/A-1	HANMI FINL	COM	410495204	2,520,879	189,382	8.12	49,661	-14.46	0.0225
2019-02-13	2018-12-31	13F	HANMI FINL	COM	410495204	2,520,879	189,382		49,661
2018-11-13	2018-09-30	13F	HANMI FINL	COM	410495204	2,331,497	144,366	6.60	58,054	-6.37	0.0221
2018-08-10	2018-06-30	13F	HANMI FINL	COM	410495204	2,187,131	123,016	5.96	62,006	-2.31	0.0247
2018-05-11	2018-03-31	13F	HANMI FINL	COM	410495204	2,064,115	19,313	0.94	63,471	2.27	0.0265
2018-02-12	2017-12-31	13F	HANMI FINL	COM	410495204	2,044,802	25,307	1.25	62,061	-0.71	0.0257
2017-11-13	2017-09-30	13F	HANMI FINL	COM	410495204	2,019,495	10,659	0.53	62,503	9.36	0.0273
2017-08-11	2017-06-30	13F	HANMI FINL	COM	410495204	2,008,836	95,155	4.97	57,152	-2.88	0.0264
2017-05-12	2017-03-31	13F	HANMI FINL	COM	410495204	1,913,681	71,097	3.86	58,846	-8.49	0.0281
2017-02-09	2016-12-31	13F	HANMI FINL	COM	410495204	1,842,584	93,400	5.34	64,306	39.57	0.0321
2016-11-10	2016-09-30	13F	HANMI FINL	COM	410495204	1,749,184	50,419	2.97	46,073	15.46	0.0249
2016-08-09	2016-06-30	13F	HANMI FINL	COM	410495204	1,698,765	92,767	5.78	39,903	12.84	0.0230
2016-05-13	2016-03-31	13F	HANMI FINL	COM	410495204	1,605,998	69,597	4.53	35,364	-2.96	0.0212
2016-02-10	2015-12-31	13F	HANMI FINL	COM	410495204	1,536,401	76,568	5.24	36,444	-0.94	0.0227
2015-11-13	2015-09-30	13F	HANMI FINL	COM	410495204	1,459,833	57,981	4.14	36,788	5.65	0.0241
2015-08-14	2015-06-30	13F	HANMI FINL	COM	410495204	1,401,852	61,497	4.59	34,822	22.84	0.0213
2015-05-14	2015-03-31	13F	HANMI FINL	COM	410495204	1,340,355	75,103	5.94	28,348	2.73	0.0179
2015-02-06	2014-12-31	13F	HANMI FINL	COM	410495204	1,265,252	61,242	5.09	27,595	13.69	0.0181
2014-11-13	2014-09-30	13F	HANMI FINL	COM	410495204	1,204,010	36,556	3.13	24,273	-1.37	0.0172
2014-08-08	2014-06-30	13F	HANMI FINL	COM	410495204	1,167,454	71,252	6.50	24,610	-3.65	0.0171
2014-05-14	2014-03-31	13F	HANMI FINL	COM	410495204	1,096,202	39,833	3.77	25,541	10.45	0.0191
2014-02-12	2013-12-31	13F	HANMI FINL	COM	410495204	1,056,369	89,017	9.20	23,124	44.27	0.0180
2013-11-13	2013-09-30	13F	HANMI FINL	COM	410495204	967,352	84,756	9.60	16,028	2.78	0.0139
2013-08-15	2013-06-30	13F	HANMI FINL	COM	410495204	882,596	882,596		15,595		0.0147

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.