Gladstone Investment Corporation
US ˙ NasdaqGS ˙ US3765461070

SecurityGAIN / Gladstone Investment Corporation
InstitutionBb&t Securities, Llc
Latest Disclosed Ownership15,173 shares
Latest Disclosed Value $ 186,000
Bb&t Securities, Llc reports 25.77% increase in ownership of GAIN / Gladstone Investment Corporation

On October 30, 2019 - Bb&t Securities, Llc filed a 13F-HR form disclosing ownership of 15,173 shares of Gladstone Investment Corporation (US:GAIN) valued at $187,235 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 7, 2019 disclosing 12,064 shares of Gladstone Investment Corporation. This represents a change in shares of 25.77% during the quarter. The current value of the position is $232,906 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-10-30 2019-09-30 13F GLADSTONE INVT COM 376546107 15,173 3,109 25.77 186 37.78 0.0017
2019-08-07 2019-06-30 13F GLADSTONE INVT COM 376546107 12,064 -376 -3.02 135 -6.25 0.0012
2019-05-14 2019-03-31 13F GLADSTONE INVT COM 376546107 12,440 1,882 17.83 144 46.94 0.0014
2019-02-04 2018-12-31 13F GLADSTONE INVT COM 376546107 10,558 344 3.37 98 -15.52 0.0011
2018-11-14 2018-09-30 13F GLADSTONE INVT COM 376546107 10,214 85 0.84 116 -2.52 0.0011
2018-08-13 2018-06-30 13F GLADSTONE INVT COM 376546107 10,129 -1,791 -15.03 119 -0.83 0.0013
2018-05-14 2018-03-31 13F GLADSTONE INVT COM 376546107 11,920 600 5.30 120 -4.76 0.0014
2018-02-15 2017-12-31 13F GLADSTONE INVT COM 376546107 11,320 110 0.98 126 18.87 0.0016
2017-11-13 2017-09-30 13F GLADSTONE INVT COM 376546107 11,210 1,092 10.79 106 11.58 0.0014
2017-08-04 2017-06-30 13F GLADSTONE INVT COM 376546107 10,118 10,118 95 0.0014
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.