Duke Energy Corporation
US ˙ NYSE ˙ US26441C2044

SecurityDUK / Duke Energy Corporation
InstitutionState Street Corp
Latest Disclosed Ownership41,821,025 shares
Ownership 5.42%
State Street Corp ownership in DUK / Duke Energy Corporation

2024-01-29 - State Street Corp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 41,821,025 shares of Duke Energy Corporation (US:DUK). This represents 5.42 percent ownership of the company. In their previous filing dated 2023-02-06 , State Street Corp had reported owning 44,043,833 shares, indicating a decrease of -5.05 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2024-01-29 2024-01-29 13G/A 44,043,833 41,821,025 -5.05 5.42 -5.24
2023-02-06 2023-02-06 13G/A 39,413,653 44,043,833 11.75 5.72 11.50
2022-02-11 2022-02-11 13G/A 37,329,619 39,413,653 5.58 5.13 1.18
2021-02-08 2021-02-08 13G 39,906,222 37,329,619 -6.46 5.07 -7.31
2020-02-13 2020-02-13 13G 31,521,347 39,906,222 26.60 5.47 18.91
2016-02-22 2016-02-22 13G/A 31,521,347 4.60
2015-02-12 2015-02-12 13G 35,583,250 5.00
2014-02-05 2014-02-05 13G 32,383,719 4.60
2013-02-11 2013-02-11 13G 42,641,163 6.10

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 44,532,642 579,242 1.32 5,831,104 13.19 0.2013
2026-02-13 2025-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 43,953,400 1,695,638 4.01 5,151,778 -1.48 0.1728
2025-11-14 2025-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 42,257,762 602,300 1.45 5,229,398 6.39 0.1813
2025-08-14 2025-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 41,655,462 1,145,612 2.83 4,915,345 -0.52 0.1842
2025-05-15 2025-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 40,509,850 800,086 2.01 4,940,986 15.49 0.2036
2025-02-14 2024-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 39,709,764 -161,201 -0.40 4,278,329 -6.93 0.1688
2024-11-14 2024-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 39,870,965 1,682,142 4.40 4,597,122 20.10 0.1871
2024-08-14 2024-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 38,188,823 -273,237 -0.71 3,827,666 2.90 0.1673
2024-05-15 2024-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 38,462,060 -3,233,561 -7.76 3,719,666 -8.07 0.1663
2024-02-14 2023-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 41,695,621 796,690 1.95 4,046,143 12.09 0.1968
2023-11-14 2023-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 40,898,931 -1,603,688 -3.77 3,609,740 -5.36 0.2002
2023-08-14 2023-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 42,502,619 -144,951 -0.34 3,814,185 -7.29 0.2003
2023-05-15 2023-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 42,647,570 -1,347,214 -3.06 4,114,208 -9.20 0.2322
2023-05-15 2022-12-31 13F/A-99 DUKE ENERGY CORP COM NEW 26441C204 43,994,784 -1,160,346 -2.57 4,531,023 7.87 0.2662
2023-05-15 2022-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 43,994,784 -1,160,346 4,531,023 0.2662
2022-11-15 2022-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 45,155,130 816,427 1.84 4,200,330 -11.64 0.2657
2022-08-15 2022-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 44,338,703 1,623,646 3.80 4,753,552 -0.34 0.2848
2022-05-16 2022-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 42,715,057 3,349,217 8.51 4,769,563 15.50 0.2359
2022-02-14 2021-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 39,365,840 321,440 0.82 4,129,477 8.38 0.1958
2021-11-15 2021-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 39,044,400 672,732 1.75 3,810,343 0.59 0.2014
2021-08-16 2021-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 38,371,668 338,896 0.89 3,788,051 3.18 0.1997
2021-07-09 2021-03-31 13F/A-1 DUKE ENERGY CORP COM NEW 26441C204 38,032,772 741,622 1.99 3,671,303 7.52 0.2105
2021-05-17 2021-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 38,032,772 741,622 3,671,303 0.2105
2021-02-16 2020-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 37,291,150 -1,106,681 -2.88 3,414,378 0.41 0.2091
2020-11-10 2020-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 38,397,831 -1,413,890 -3.55 3,400,512 6.92 0.2322
2020-08-14 2020-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 39,811,721 -767,590 -1.89 3,180,558 -3.09 0.2312
2020-06-19 2020-03-31 13F/A-1 DUKE ENERGY CORP COM NEW 26441C204 40,579,311 724,700 1.82 3,282,055 -9.71 0.2870
2020-05-11 2020-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 40,579,311 724,700 3,282,055 288,230.5140
2020-02-06 2019-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 39,854,611 2,103,077 5.57 3,635,139 0.45 0.2490
2019-11-14 2019-09-30 13F DUKE ENERGY CORP COM NEW 26441C204 37,751,534 398,849 1.07 3,618,862 9.80 0.2697
2019-08-14 2019-06-30 13F DUKE ENERGY CORP COM NEW 26441C204 37,352,685 846,573 2.32 3,296,001 0.32 0.2458
2019-05-15 2019-03-31 13F DUKE ENERGY CORP COM NEW 26441C204 36,506,112 1,585,256 4.54 3,285,550 9.02 0.2563
2019-02-12 2018-12-31 13F DUKE ENERGY CORP COM NEW 26441C204 34,920,856 1,485,844 4.44 3,013,670 12.64 0.2744
2018-11-09 2018-09-30 13F DUKE ENERGY Common equity shares 26441C204 33,435,012 748,241 2.29 2,675,468 3.50 0.2055
2018-08-14 2018-06-30 13F DUKE ENERGY Common equity shares 26441C204 32,686,771 -279,785 -0.85 2,584,872 1.21 0.2161
2018-05-15 2018-03-31 13F DUKE ENERGY Common equity shares 26441C204 32,966,556 -213,693 -0.64 2,553,919 -8.49 0.2168
2018-02-14 2017-12-31 13F DUKE ENERGY Common equity shares 26441C204 33,180,249 -168,456 -0.51 2,790,787 -0.28 0.2244
2017-11-14 2017-09-30 13F DUKE ENERGY Common equity shares 26441C204 33,348,705 42,372 0.13 2,798,624 0.52 0.2415
2017-08-14 2017-06-30 13F DUKE ENERGY Common equity shares 26441C204 33,306,333 -613,098 -1.81 2,784,080 0.08 0.2463
2017-05-15 2017-03-31 13F DUKE ENERGY Common equity shares 26441C204 33,919,431 451,100 1.35 2,781,737 7.08 0.2482
2017-02-09 2016-12-31 13F DUKE ENERGY Common equity shares 26441C204 33,468,331 190,314 0.57 2,597,815 -2.47 0.2445
2017-01-13 2016-09-30 13F/A-1 DUKE ENERGY Common equity shares 26441C204 33,278,017 -251,079 -0.75 2,663,567 -7.40 0.2684
2016-11-14 2016-09-30 13F DUKE ENERGY Common equity shares 26441C204 25,758,005 2,061,666
2016-08-12 2016-06-30 13F DUKE ENERGY Common equity shares 26441C204 33,529,096 -222,322 -0.66 2,876,467 5.63 0.3090
2016-05-20 2016-03-31 13F/A-1 DUKE ENERGY Common equity shares 26441C204 33,751,418 2,230,071 7.07 2,723,058 21.01 0.2944
2016-05-12 2016-03-31 13F DUKE ENERGY Common equity shares 26441C204 33,751,418 2,723,058
2016-02-16 2015-12-31 13F DUKE ENERGY Common equity shares 26441C204 31,521,347 -846,775 -2.62 2,250,318 -3.36 0.2460
2015-11-16 2015-09-30 13F DUKE ENERGY Common equity shares 26441C204 32,368,122 835,955 2.65 2,328,561 4.57 0.2711
2015-08-13 2015-06-30 13F DUKE ENERGY Common equity shares 26441C204 31,532,167 -2,318,843 -6.85 2,226,805 -14.32 0.2380
2015-05-15 2015-03-31 13F DUKE ENERGY Common equity shares 26441C204 33,851,010 -1,732,240 -4.87 2,599,084 -12.57 0.2667
2015-02-11 2014-12-31 13F DUKE ENERGY Common equity shares 26441C204 35,583,250 2,321,763 6.98 2,972,636 19.53 0.2961
2014-11-12 2014-09-30 13F/A-1 DUKE ENERGY Common equity shares 26441C204 33,261,487 -1,461,912 -4.21 2,486,969 -3.46 0.2676
2014-11-10 2014-09-30 13F DUKE ENERGY Common equity shares 26441C204 33,261,487 2,486,969
2014-08-12 2014-06-30 13F DUKE ENERGY Common equity shares 26441C204 34,723,399 2,619,971 8.16 2,576,121 12.67 0.2782
2014-05-15 2014-03-31 13F/A-1 DUKE ENERGY Common equity shares 26441C204 32,103,428 -280,291 -0.87 2,286,413 2.31 0.2598
2014-05-13 2014-03-31 13F DUKE ENERGY Common equity shares 26441C204 32,103,428 2,286,413
2014-02-06 2013-12-31 13F/A-1 DUKE ENERGY Common equity shares 26441C204 32,383,719 -9,958,490 -23.52 2,234,797 -20.97 0.2486
2014-02-06 2013-12-31 13F DUKE ENERGY Common equity shares 26441C204 42,641,163 2,720,501
2013-11-12 2013-09-30 13F DUKE ENERGY Common equity shares 26441C204 42,342,209 -62,529 -0.15 2,827,614 -1.21 0.3484
2013-08-08 2013-06-30 13F DUKE ENERGY Common equity shares 26441C204 42,404,738 42,404,738 2,862,319 0.3732
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.