Capital One Financial Corporation
US ˙ NYSE ˙ US14040H1059

SecurityCOF / Capital One Financial Corporation
InstitutionWetherby Asset Management Inc
Latest Disclosed Ownership17,438 shares
Latest Disclosed Value $ 3,706,971
Wetherby Asset Management Inc reports 2.55% increase in ownership of COF / Capital One Financial Corporation

On November 14, 2025 - Wetherby Asset Management Inc filed a 13F-HR form disclosing ownership of 17,438 shares of Capital One Financial Corporation (US:COF) valued at $3,706,970 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 14, 2025 disclosing 17,004 shares of Capital One Financial Corporation. This represents a change in shares of 2.55% during the quarter. The current value of the position is $3,150,523 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-14 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 17,438 434 2.55 3,707 2.46 0.1513
2025-08-14 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 17,004 8,129 91.59 3,618 128.63 0.1610
2025-02-14 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 8,875 -610 -6.43 1,583 11.41 0.0759
2024-11-14 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 9,485 -122 -1.27 1,420 6.77 0.0649
2024-08-14 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 9,607 -157 -1.61 1,330 -8.47 0.0627
2024-05-15 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 9,764 -6 -0.06 1,454 13.43 0.0693
2024-02-14 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 9,770 279 2.94 1,281 39.09 0.0667
2023-11-14 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 9,491 -407 -4.11 921 -14.88 0.0522
2023-08-14 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 9,898 -11 -0.11 1,083 13.66 0.0583
2023-05-12 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 9,909 -219 -2.16 953 1.17 0.0558
2023-02-14 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 10,128 -139 -1.35 941 -0.53 0.0605
2022-11-14 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 10,267 -901 -8.07 946 -18.73 0.0667
2022-08-15 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 11,168 820 7.92 1,164 -14.35 0.0795
2022-05-16 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 10,348 -72 -0.69 1,359 -10.12 0.0779
2022-02-14 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 10,420 24 0.23 1,512 -10.21 0.0849
2021-11-15 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 10,396 -66 -0.63 1,684 4.08 0.1039
2021-08-16 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 10,462 183 1.78 1,618 23.70 0.0987
2021-05-14 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 10,279 27 0.26 1,308 29.12 0.0997
2021-02-11 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 10,252 9,883 2,678.32 1,013 3,651.85 0.0687
2020-12-16 2020-09-30 13F/A-01 CAPITAL ONE FINL COM 14040H105 9,639 -2,060 693 0.0635
2020-12-16 2020-09-30 13F/A-02 CAPITAL ONE FINL COM 14040H105 369 -11,330 -96.85 27 -96.31 0.0811
2020-11-13 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 10,031 -1,668 721 45,861.9308
2020-08-14 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 11,699 -2,561 -17.96 732 1.81 0.0694
2020-05-06 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 14,260 -2,940 -17.09 719 -59.38 0.0807
2020-01-28 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 17,200 509 3.05 1,770 16.52 0.1743
2019-10-31 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 16,691 2,008 13.68 1,519 14.04 0.1586
2019-07-25 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 14,683 676 4.83 1,332 16.43 0.1458
2019-07-25 2019-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 14,007 -202 -1.42 1,144 6.52 0.1425
2019-05-09 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 14,007 -202 1,144
2019-01-30 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 14,209 1,570 12.42 1,074 -10.50 0.1519
2018-11-07 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 12,639 403 3.29 1,200 6.76 0.1482
2018-07-24 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 12,236 112 0.92 1,124 -3.27 0.1522
2018-05-04 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 12,124 718 6.29 1,162 2.29 0.1604
2018-02-09 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 11,406 -722 -5.95 1,136 10.61 0.1576
2017-11-13 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 12,128 349 2.96 1,027 5.55 0.1528
2017-08-01 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 11,779 241 2.09 973 -2.70 0.1655
2017-04-27 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 11,538 -7 -0.06 1,000 -0.70 0.1798
2017-02-08 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 11,545 -639 -5.24 1,007 15.09 0.1972
2016-11-14 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 12,184 1,281 11.75 875 26.45 0.1770
2016-08-10 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 10,903 457 4.37 692 -4.42 0.1534
2016-05-10 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 10,446 244 2.39 724 -1.63 0.1706
2016-02-08 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 10,202 -64 -0.62 736 -1.08 0.1765
2015-11-12 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 10,266 -548 -5.07 744 -21.77 0.1906
2015-08-12 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 10,814 123 1.15 951 12.95 0.2286
2015-05-08 2015-03-31 13F CAPITAL ONE FINL COM 14040H105 10,691 44 0.41 842 -4.21 0.2050
2015-02-12 2014-12-31 13F CAPITAL ONE FINL COM 14040H105 10,647 -1,779 -14.32 879 -13.31 0.2211
2014-11-03 2014-09-30 13F CAPITAL ONE FINL COM 14040H105 12,426 2,275 22.41 1,014 21.00 0.2827
2014-08-01 2014-06-30 13F CAPITAL ONE FINL COM 14040H105 10,151 481 4.97 838 12.33 0.2366
2014-05-05 2014-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 9,670 -319 -3.19 746 -2.48 0.2138
2014-04-30 2014-03-31 13F CAPITAL ONE FINL COM 14040H105 9,670 746
2014-01-29 2013-12-31 13F CAPITAL ONE FINL COM 14040H105 9,989 2,082 26.33 765 40.88 0.2182
2013-10-29 2013-09-30 13F CAPITAL ONE FINL COM 14040H105 7,907 183 2.37 543 11.96 0.1694
2013-07-24 2013-06-30 13F CAPITAL ONE FINL COM 14040H105 7,724 7,724 485 0.1690
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.