Capital One Financial Corporation
US ˙ NYSE ˙ US14040H1059

SecurityCOF / Capital One Financial Corporation
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership16,050 shares
Latest Disclosed Value $ 1,652,000
Advisor Group, Inc. reports 40.27% decrease in ownership of COF / Capital One Financial Corporation

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 16,050 shares of Capital One Financial Corporation (US:COF) valued at $1,651,706 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 26,870 shares of Capital One Financial Corporation. This represents a change in shares of -40.27% during the quarter. The current value of the position is $2,900,556 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 16,050 -10,820 -40.27 1,652 -32.46 0.0114
2019-11-13 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 26,870 -1,008 -3.62 2,446 -3.36 0.0181
2019-07-31 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 27,878 2,701 10.73 2,531 23.04 0.0194
2019-05-09 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 25,177 494 2.00 2,057 10.24 0.0169
2019-02-11 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 24,683 7,942 47.44 1,866 17.43 0.0183
2018-11-14 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 16,741 4,996 42.54 1,589 47.27 0.0160
2018-08-13 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 11,745 -140 -1.18 1,079 -5.27 0.0148
2018-05-15 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 11,885 -387 -3.15 1,139 -6.87 0.0157
2018-02-14 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 12,272 1,041 9.27 1,223 28.60 0.0163
2017-11-06 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 11,231 801 7.68 951 10.32 0.0150
2017-11-03 2017-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 10,430 520 5.25 862 0.35 0.0151
2017-08-11 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 10,430 520 804
2017-11-02 2017-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 9,910 726 7.91 859 7.24 0.0174
2017-05-15 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 9,910 726 789
2017-11-02 2016-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 9,184 -995 -9.78 801 9.58 0.0181
2017-01-31 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 9,184 -995 731
2017-11-02 2016-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 10,179 -239 -2.29 731 11.09 0.0176
2016-11-08 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 10,179 -239 695
2016-08-11 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 10,418 658
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.