Capitol Federal Financial, Inc.
US ˙ NasdaqGS ˙ US14057J1016

SecurityCFFN / Capitol Federal Financial, Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership6,790,130 shares
Ownership 5.20%
Dimensional Fund Advisors Lp ownership in CFFN / Capitol Federal Financial, Inc.

2026-04-09 - Dimensional Fund Advisors Lp has filed an SCHEDULE 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 6,790,130 shares of Capitol Federal Financial, Inc. (US:CFFN). This represents 5.2 percent ownership of the company. In their previous filing dated 2026-01-21 , Dimensional Fund Advisors Lp had reported owning 6,526,892 shares, indicating an increase of 4.03 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date
Effective
Date
Form Prev
Shares
Latest
Shares
ΔShares
(Percent)
Ownership
(Percent)
ΔOwnership
(Percent)
2026-04-09 2026-04-09 13G 6,526,892 6,790,130 4.03 5.20 4.00
2026-01-21 2026-01-21 13G/A 6,647,265 6,526,892 -1.81 5.00 0.00
2025-10-09 2025-10-09 13G 6,220,952 6,647,265 6.85 5.00 8.70
2024-02-09 2024-02-09 13G/A 7,089,117 6,220,952 -12.25 4.60 -11.54
2023-02-10 2023-02-10 13G 6,265,904 7,089,117 13.14 5.20 15.56
2022-02-08 2022-02-08 13G/A 7,303,208 6,265,904 -14.20 4.50 -15.09
2021-02-12 2021-02-12 13G/A 9,844,208 7,303,208 -25.81 5.30 -23.85
2020-02-12 2020-02-12 13G/A 10,150,468 9,844,208 -3.02 6.96 -3.20
2019-02-08 2019-02-08 13G/A 8,852,253 10,150,468 14.67 7.19 12.34
2018-02-09 2018-02-09 13G/A 7,678,689 8,852,253 15.28 6.40 14.90
2017-02-09 2017-02-09 13G 8,232,544 7,678,689 -6.73 5.57 -7.17
2016-02-09 2016-02-09 13G 8,232,544 6.00

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date
Effective
Date
Form Security Class ID Avg Price
Paid (Est)
Reported
Shares
ΔShares ΔShares
(%)
Reported
Value
(x1000)
ΔValue
(%)
Alloc
(%)
ΔAlloc ΔAlloc (%) Cost Basis
(x1000)
Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CAPITOL FED FINL COM 14057J101 6,790,130 263,238 4.03 48,413 8.92 0.0022
2026-02-12 2025-12-31 13F CAPITOL FED FINL COM 14057J101 6,526,892 -120,373 -1.81 44,448 5.30 0.0093
2025-11-12 2025-09-30 13F CAPITOL FED FINL COM 14057J101 6,647,265 180,638 2.79 42,210 7.00 0.0091
2025-08-12 2025-06-30 13F CAPITOL FED FINL COM 14057J101 6,466,627 465,346 7.75 39,446 17.37 0.0091
2025-05-13 2025-03-31 13F CAPITOL FED FINL COM 14057J101 6,001,281 279,990 4.89 33,607 -0.61 0.0084
2025-02-13 2024-12-31 13F CAPITOL FED FINL COM 14057J101 5,721,291 47,436 0.84 33,813 2.05 0.0081
2024-11-07 2024-09-30 13F CAPITOL FED FINL COM 14057J101 5,673,855 118,418 2.13 33,135 8.64 0.0080
2024-08-09 2024-06-30 13F CAPITOL FED FINL COM 14057J101 5,555,437 -241,681 -4.17 30,499 -11.73 0.0080
2024-05-10 2024-03-31 13F CAPITOL FED FINL COM 14057J101 5,797,118 -423,834 -6.81 34,551 -13.90 0.0094
2024-02-07 2023-12-31 13F CAPITOL FED FINL COM 14057J101 6,220,952 -372,537 -5.65 40,126 27.59 0.0117
2023-11-09 2023-09-30 13F CAPITOL FED FINL COM 14057J101 6,593,489 -741,669 -10.11 31,450 -30.51 0.0103
2023-08-09 2023-06-30 13F CAPITOL FED FINL COM 14057J101 7,335,158 -408,159 -5.27 45,259 -13.15 0.0144
2023-05-12 2023-03-31 13F CAPITOL FED FINL COM 14057J101 7,743,317 654,200 9.23 52,113 85,329.51 0.0176
2023-02-09 2022-12-31 13F CAPITOL FED FINL COM 14057J101 7,089,117 149,704 2.16 61 -99.89 0.0181
2022-11-10 2022-09-30 13F CAPITOL FED FINL COM 14057J101 6,939,413 263,000 3.94 57,599 -6.02 0.0221
2022-08-12 2022-06-30 13F CAPITOL FED FINL COM 14057J101 6,676,413 43,641 0.66 61,289 -15.07 0.0220
2022-05-13 2022-03-31 13F CAPITOL FED FINL COM 14057J101 6,632,772 367,345 5.86 72,165 1.66 0.0222
2022-02-09 2021-12-31 13F CAPITOL FED FINL COM 14057J101 6,265,427 -114,699 -1.80 70,988 -3.17 0.0215
2021-11-12 2021-09-30 13F CAPITOL FED FINL COM 14057J101 6,380,126 -229,751 -3.48 73,309 -5.85 0.0236
2021-08-12 2021-06-30 13F CAPITOL FED FINL COM 14057J101 6,609,877 -273,588 -3.97 77,865 -14.60 0.0247
2021-05-14 2021-03-31 13F CAPITOL FED FINL COM 14057J101 6,883,465 -419,743 -5.75 91,174 -0.13 0.0302
2021-03-08 2020-12-31 13F/A-2 CAPITOL FED FINL COM 14057J101 7,303,208 -697,520 -8.72 91,289 23.16 0.0330
2021-02-11 2020-12-31 13F CAPITOL FED FINL COM 14057J101 7,303,208 -697,520 91,289 32,968.7345
2020-11-12 2020-09-30 13F CAPITOL FED FINL COM 14057J101 8,000,728 -656,014 -7.58 74,125 -22.23 0.0314
2020-08-13 2020-06-30 13F CAPITOL FED FINL COM 14057J101 8,656,742 -749,860 -7.97 95,310 -12.73 0.0419
2020-05-14 2020-03-31 13F CAPITOL FED FINL COM 14057J101 9,406,602 -437,606 -4.45 109,211 -19.20 0.0569
2020-02-14 2019-12-31 13F CAPITOL FED FINL COM 14057J101 9,844,208 -99,698 -1.00 135,161 -1.36 0.0493
2019-11-12 2019-09-30 13F CAPITOL FED FINL COM 14057J101 9,943,906 -40,955 -0.41 137,028 -0.34 0.0532
2019-08-13 2019-06-30 13F CAPITOL FED FINL COM 14057J101 9,984,861 -196,684 -1.93 137,490 1.15 0.0534
2019-08-12 2019-03-31 13F/A-2 CAPITOL FED FINL COM 14057J101 10,181,545 31,077 0.31 135,924 4.86 0.0541
2019-05-10 2019-03-31 13F CAPITOL FED FINL COM 14057J101 10,181,545 31,077 135,924
2019-02-26 2018-12-31 13F/A-1 CAPITOL FED FINL COM 14057J101 10,150,468 223,038 2.25 129,622 2.49 0.0587
2019-02-13 2018-12-31 13F CAPITOL FED FINL COM 14057J101 10,150,468 223,038 129,622
2018-11-13 2018-09-30 13F CAPITOL FED FINL COM 14057J101 9,927,430 323,162 3.36 126,475 0.07 0.0481
2018-08-10 2018-06-30 13F CAPITOL FED FINL COM 14057J101 9,604,268 335,036 3.61 126,392 10.41 0.0504
2018-05-11 2018-03-31 13F CAPITOL FED FINL COM 14057J101 9,269,232 416,979 4.71 114,475 -3.57 0.0477
2018-02-12 2017-12-31 13F CAPITOL FED FINL COM 14057J101 8,852,253 376,208 4.44 118,710 -4.73 0.0492
2017-11-13 2017-09-30 13F CAPITOL FED FINL COM 14057J101 8,476,045 201,750 2.44 124,598 5.97 0.0544
2017-08-11 2017-06-30 13F CAPITOL FED FINL COM 14057J101 8,274,295 218,238 2.71 117,578 -0.24 0.0543
2017-05-12 2017-03-31 13F CAPITOL FED FINL COM 14057J101 8,056,057 377,368 4.91 117,860 -6.75 0.0563
2017-02-09 2016-12-31 13F CAPITOL FED FINL COM 14057J101 7,678,689 -337,329 -4.21 126,393 12.07 0.0631
2016-11-10 2016-09-30 13F CAPITOL FED FINL COM 14057J101 8,016,018 -401,509 -4.77 112,785 -3.95 0.0610
2016-08-09 2016-06-30 13F CAPITOL FED FINL COM 14057J101 8,417,527 -63,393 -0.75 117,423 4.41 0.0676
2016-05-13 2016-03-31 13F CAPITOL FED FINL COM 14057J101 8,480,920 248,376 3.02 112,458 8.76 0.0673
2016-02-10 2015-12-31 13F CAPITOL FED FINL COM 14057J101 8,232,544 844,830 11.44 103,402 15.48 0.0644
2015-11-13 2015-09-30 13F CAPITOL FED FINL COM 14057J101 7,387,714 255,770 3.59 89,540 4.28 0.0588
2015-08-14 2015-06-30 13F CAPITOL FED FINL COM 14057J101 7,131,944 319,130 4.68 85,869 0.83 0.0526
2015-05-14 2015-03-31 13F CAPITOL FED FINL COM 14057J101 6,812,814 474,151 7.48 85,160 5.12 0.0538
2015-02-06 2014-12-31 13F CAPITOL FED FINL COM 14057J101 6,338,663 382,354 6.42 81,010 15.06 0.0532
2014-11-13 2014-09-30 13F CAPITOL FED FINL COM 14057J101 5,956,309 444,098 8.06 70,404 5.04 0.0499
2014-08-08 2014-06-30 13F CAPITOL FED FINL COM 14057J101 5,512,211 333,960 6.45 67,029 3.14 0.0466
2014-05-14 2014-03-31 13F CAPITOL FED FINL COM 14057J101 5,178,251 708,027 15.84 64,986 20.05 0.0486
2014-02-12 2013-12-31 13F CAPITOL FED FINL COM 14057J101 4,470,224 772,598 20.89 54,134 17.78 0.0422
2013-11-13 2013-09-30 13F CAPITOL FED FINL COM 14057J101 3,697,626 784,580 26.93 45,961 29.96 0.0398
2013-08-15 2013-06-30 13F CAPITOL FED FINL COM 14057J101 2,913,046 2,913,046 35,365 0.0333
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.