Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionWhitnell & Co.
Latest Disclosed Ownership1,846 shares
Latest Disclosed Value $ 273,000
Whitnell & Co. reports 0.44% increase in ownership of CAT / Caterpillar Inc.

On February 11, 2020 - Whitnell & Co. filed a 13F-HR form disclosing ownership of 1,846 shares of Caterpillar Inc. (US:CAT) valued at $272,617 USD as of December 31, 2019. The entity filed a previous 13F-HR/A on November 14, 2019 disclosing 1,838 shares of Caterpillar Inc.. This represents a change in shares of 0.44% during the quarter. The current value of the position is $1,709,728 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-11 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,846 8 0.44 273 17.67 0.0838
2019-11-14 2019-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 1,838 12 0.66 232 -6.83 0.0776
2019-11-05 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 1,838 12 232
2019-07-16 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 1,826 28 1.56 249 2.05 0.0932
2019-04-24 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 1,798 7 0.39 244 7.02 0.0939
2019-02-05 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,791 920 105.63 228 71.43 0.1011
2018-10-23 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 871 2 0.23 133 12.71 0.0525
2018-07-26 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 869 25 2.96 118 -4.84 0.0491
2018-05-04 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 844 -298 -26.09 124 -31.11 0.0518
2018-01-26 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,142 1 0.09 180 26.76 0.0755
2017-10-31 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 1,141 2 0.18 142 16.39 0.0619
2017-07-28 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 1,139 -398 -25.89 122 -14.69 0.0540
2017-04-19 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 1,537 -499 -24.51 143 -24.34 0.0640
2017-02-02 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 2,036 -348 -14.60 189 -10.85 0.0878
2016-10-26 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 2,384 -497 -17.25 212 -2.75 0.0724
2016-08-08 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 2,881 -123 -4.09 218 -5.22 0.0711
2016-04-28 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 3,004 -2,873 -48.89 230 -42.36 0.0856
2016-02-04 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 5,877 -1,422 -19.48 399 -16.35 0.1505
2015-11-10 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 7,299 -8,497 -53.79 477 -64.40 0.1878
2015-08-10 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 15,796 3,559 29.08 1,340 36.87 0.4856
2015-05-14 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 12,237 12,237 0.00 979 0.3664
2015-01-28 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -14,683 -100.00 0 -100.00
2014-11-10 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 14,683 78 0.53 1,454 -8.38 0.5800
2014-08-07 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 14,605 0 0.00 1,587 9.37 0.7254
2014-05-05 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 14,605 -373 -2.49 1,451 6.69 0.6803
2014-02-13 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 14,978 -3,448 -18.71 1,360 -11.52 0.6237
2013-11-12 2013-09-30 13F * CATERPILLAR INC DEL COM 149123101 18,426 1,252 7.29 1,537 8.47 0.7574
2013-08-14 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 17,174 17,174 1,417 0.7055
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.