Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionWetherby Asset Management Inc
Latest Disclosed Ownership11,569 shares
Latest Disclosed Value $ 5,520,149
Wetherby Asset Management Inc reports 3.77% increase in ownership of CAT / Caterpillar Inc.

On November 14, 2025 - Wetherby Asset Management Inc filed a 13F-HR form disclosing ownership of 11,569 shares of Caterpillar Inc. (US:CAT) valued at $5,520,148 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 14, 2025 disclosing 11,149 shares of Caterpillar Inc.. This represents a change in shares of 3.77% during the quarter. The current value of the position is $10,461,615 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 11,569 420 3.77 5,520 27.54 0.2254
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 11,149 -737 -6.20 4,328 0.39 0.1927
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 11,886 -425 -3.45 4,312 -10.47 0.2067
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 12,311 -783 -5.98 4,815 10.41 0.2202
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 13,094 -282 -2.11 4,362 -11.02 0.2056
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 13,376 12 0.09 4,901 24.04 0.2336
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 13,364 -349 -2.55 3,951 5.56 0.2058
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 13,713 290 2.16 3,744 13.36 0.2123
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 13,423 -1,853 -12.13 3,303 -5.52 0.1779
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 15,276 197 1.31 3,496 -3.24 0.2046
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 15,079 1,143 8.20 3,612 57.94 0.2320
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 13,936 -788 -5.35 2,287 -13.11 0.1612
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 14,724 942 6.84 2,632 -14.30 0.1797
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 13,782 208 1.53 3,071 9.44 0.1760
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 13,574 453 3.45 2,806 11.39 0.1576
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 13,121 -25 -0.19 2,519 -11.95 0.1554
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 13,146 983 8.08 2,861 1.45 0.1746
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 12,163 -772 -5.97 2,820 19.75 0.2149
2021-02-11 2020-12-31 13F CATERPILLAR COM 149123101 12,935 942 7.85 2,355 31.64 0.1597
2020-12-16 2020-09-30 13F/A-01 CATERPILLAR INC DEL COM 149123101 11,993 -253 -2.07 1,789 15.49 0.1640
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 12,835 589 1,915 121,810.8148
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 12,246 -190 -1.53 1,549 7.35 0.1468
2020-05-06 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 12,436 -782 -5.92 1,443 -26.08 0.1620
2020-01-28 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 13,218 210 1.61 1,952 18.81 0.1923
2019-10-31 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 13,008 -405 -3.02 1,643 -10.12 0.1715
2019-07-25 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 13,413 11 0.08 1,828 0.66 0.2001
2019-07-25 2019-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 13,402 278 2.12 1,816 8.94 0.2261
2019-05-09 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 13,402 278 1,816
2019-01-30 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 13,124 763 6.17 1,667 -11.56 0.2358
2018-11-07 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 12,361 172 1.41 1,885 13.97 0.2328
2018-07-24 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 12,189 213 1.78 1,654 -6.29 0.2239
2018-05-04 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 11,976 1,018 9.29 1,765 2.20 0.2436
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 10,958 1,382 14.43 1,727 44.64 0.2396
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 9,576 207 2.21 1,194 18.57 0.1776
2017-08-01 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 9,369 189 2.06 1,007 18.19 0.1713
2017-04-27 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 9,180 -75 -0.81 852 -0.70 0.1532
2017-02-08 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 9,255 119 1.30 858 5.80 0.1680
2016-11-14 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 9,136 1,086 13.49 811 32.95 0.1641
2016-08-10 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 8,050 731 9.99 610 8.93 0.1352
2016-05-10 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 7,319 1,953 36.40 560 53.42 0.1320
2016-02-08 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 5,366 -968 -15.28 365 -11.84 0.0875
2015-11-12 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 6,334 -406 -6.02 414 -27.62 0.1061
2015-08-12 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 6,740 688 11.37 572 18.18 0.1375
2015-05-08 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 6,052 -245 -3.89 484 -15.97 0.1178
2015-02-12 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 6,297 32 0.51 576 -7.25 0.1449
2014-11-03 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 6,265 8 0.13 621 -8.68 0.1731
2014-08-01 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 6,257 419 7.18 680 17.04 0.1920
2014-05-05 2014-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 5,838 198 3.51 581 13.48 0.1665
2014-04-30 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 5,838 581
2014-01-29 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 5,640 630 12.57 512 22.49 0.1460
2013-10-29 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 5,010 179 3.71 418 5.03 0.1304
2013-07-24 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 4,831 4,831 398 0.1387
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.