Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionDakota Wealth Management
Latest Disclosed Ownership56,708 shares
Latest Disclosed Value $ 40,175,049
Dakota Wealth Management reports 4.84% decrease in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - Dakota Wealth Management filed a 13F-HR form disclosing ownership of 56,708 shares of Caterpillar Inc. (US:CAT) valued at $40,175,350 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 13, 2026 disclosing 59,590 shares of Caterpillar Inc.. This represents a change in shares of -4.84% during the quarter. The current value of the position is $51,279,910 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR COM 149123101 56,708 -2,882 -4.84 40,175 17.69 0.8693
2026-01-13 2025-12-31 13F CATERPILLAR COM 149123101 59,590 -4,456 -6.96 34,137 11.71 0.6057
2025-11-10 2025-09-30 13F CATERPILLAR COM 149123101 64,046 -11,658 -15.40 30,560 3.98 0.6158
2025-07-16 2025-06-30 13F CATERPILLAR COM 149123101 75,704 39,839 111.08 29,389 148.47 0.6188
2025-05-02 2025-03-31 13F CATERPILLAR COM 149123101 35,865 -2,716 -7.04 11,828 -15.48 0.2767
2025-01-17 2024-12-31 13F CATERPILLAR COM 149123101 38,581 228 0.59 13,996 -6.70 0.3219
2024-10-23 2024-09-30 13F CATERPILLAR COM 149123101 38,353 -332 -0.86 15,001 16.41 0.3390
2024-07-22 2024-06-30 13F CATERPILLAR COM 149123101 38,685 -22,107 -36.36 12,886 -42.16 0.3028
2024-04-24 2024-03-31 13F CATERPILLAR COM 149123101 60,792 7,274 13.59 22,276 40.78 0.5530
2024-01-30 2023-12-31 13F CATERPILLAR COM 149123101 53,518 15,950 42.46 15,824 54.30 0.6146
2023-10-24 2023-09-30 13F CATERPILLAR COM 149123101 37,568 255 0.68 10,256 11.71 0.4526
2023-07-31 2023-06-30 13F CATERPILLAR COM 149123101 37,313 -29,078 -43.80 9,181 -39.57 0.4320
2023-04-14 2023-03-31 13F CATERPILLAR COM 149123101 66,391 46,095 227.11 15,193 212.46 1.0143
2023-02-08 2022-12-31 13F CATERPILLAR COM 149123101 20,296 -197 -0.96 4,862 44.57 0.3447
2022-11-10 2022-09-30 13F CATERPILLAR COM 149123101 20,493 18,099 756.02 3,363 685.75 0.2722
2022-08-05 2022-06-30 13F CATERPILLAR COM 149123101 2,394 575 31.61 428 5.68 0.0394
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 1,819 1,819 405 0.0328
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 0 -6,887 -100.00 0 -100.00
2021-02-12 2020-12-31 13F CATERPILLAR COM 149123101 6,887 4,615 203.12 1,254 307.14 0.1631
2019-04-29 2019-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,272 941 70.70 308 51.72 0.0613
2019-01-22 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,331 0 0.00 203 0.00 0.0460
2018-11-07 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,331 -8,459 -86.40 203 -84.71 0.0456
2018-08-09 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 9,790 7,004 251.40 1,328 223.11 0.3691
2018-04-10 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 2,786 330 13.44 411 6.20 0.2120
2018-01-16 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 2,456 2,456 387 0.2051
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.