Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionLevel Four Advisory Services, Llc
Latest Disclosed Ownership15,738 shares
Latest Disclosed Value $ 11,146,264
Level Four Advisory Services, Llc reports 15.90% decrease in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Level Four Advisory Services, Llc filed a 13F-HR form disclosing ownership of 15,738 shares of Caterpillar Inc. (US:CAT) valued at $11,149,743 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 18,714 shares of Caterpillar Inc.. This represents a change in shares of -15.90% during the quarter. The current value of the position is $14,576,221 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 15,738 -2,976 -15.90 11,146 3.96 0.3659
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 18,714 563 3.10 10,721 23.78 0.3508
2025-11-12 2025-09-30 13F CATERPILLAR COM 149123101 18,151 166 0.92 8,661 24.05 0.2966
2025-08-13 2025-06-30 13F CATERPILLAR COM 149123101 17,985 426 2.43 6,982 20.59 0.2573
2025-05-14 2025-03-31 13F CATERPILLAR COM 149123101 17,559 1,498 9.33 5,791 -0.62 0.2381
2025-02-12 2024-12-31 13F CATERPILLAR COM 149123101 16,061 -242 -1.48 5,827 -5.01 0.2381
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 16,303 -250 -1.51 6,133 11.25 0.2582
2024-08-09 2024-06-30 13F CATERPILLAR COM 149123101 16,553 7,679 86.53 5,514 110.18 0.2486
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 8,874 0 0.00 2,624 0.00 0.1441
2024-02-08 2023-12-31 13F CATERPILLAR COM 149123101 8,874 913 11.47 2,624 20.71 0.1472
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 7,961 -3,206 -28.71 2,173 -20.90 0.1401
2023-07-10 2023-06-30 13F CATERPILLAR COM 149123101 11,167 4 0.04 2,748 7.56 0.1651
2023-06-05 2023-03-31 13F CATERPILLAR COM 149123101 11,163 -1,226 -9.90 2,555 -13.92 0.1676
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 12,389 4,477 56.58 2,968 128.58 0.2203
2022-11-07 2022-09-30 13F CATERPILLAR COM 149123101 7,912 -171 -2.12 1,298 -10.17 0.1262
2022-08-08 2022-06-30 13F CATERPILLAR COM 149123101 8,083 17 0.21 1,445 -19.59 0.1363
2022-05-10 2022-03-31 13F CATERPILLAR COM 149123101 8,066 -1,806 -18.29 1,797 -11.95 0.1408
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 9,872 2,730 38.22 2,041 48.87 0.1556
2021-10-12 2021-09-30 13F CATERPILLAR COM 149123101 7,142 -12,422 -63.49 1,371 -67.80 0.1426
2021-08-09 2021-06-30 13F CATERPILLAR COM 149123101 19,564 323 1.68 4,258 -4.55 0.2944
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 19,241 -1,593 -7.65 4,461 17.64 0.3464
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 20,834 7,506 56.32 3,792 90.74 0.3044
2020-11-02 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 13,328 -299 -2.19 1,988 15.51 0.1531
2020-08-17 2020-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 13,627 2,123 18.45 1,721 28.82 0.1331
2020-05-13 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 11,504 -1,759 -13.26 1,336 -31.73 0.1603
2020-02-13 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 13,263 374 2.90 1,957 20.21 0.0775
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 12,889 51 0.40 1,628 -6.97 0.1685
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 12,838 -617 -4.59 1,750 -4.00 0.1767
2019-05-15 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 13,455 646 5.04 1,823 11.98 0.2008
2019-02-07 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 12,809 -1,649 -11.41 1,628 -26.17 0.2030
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 14,458 -5,200 -26.45 2,205 -17.32 0.2383
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 19,658 953 5.09 2,667 -3.26 0.1943
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 18,705 1,267 7.27 2,757 0.33 0.2138
2018-02-13 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 17,438 2,822 19.31 2,748 50.74 0.2138
2018-04-03 2017-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 14,616 4,674 47.01 1,823 94.56 0.1616
2017-11-15 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 14,574 4,632 1,843
2017-09-20 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 9,942 -86 -0.86 937 -0.85 0.1443
2017-07-12 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 9,942 937
2017-09-20 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 10,028 -795 -7.35 945 -5.88 0.0963
2017-05-15 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 10,028 -795 945
2017-02-14 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 10,823 10,823 1,004 0.1282
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.