Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionHowe & Rusling Inc
Latest Disclosed Ownership20,560 shares
Latest Disclosed Value $ 14,566,274
Howe & Rusling Inc reports 0.35% increase in ownership of CAT / Caterpillar Inc.

On April 28, 2026 - Howe & Rusling Inc filed a 13F-HR form disclosing ownership of 20,560 shares of Caterpillar Inc. (US:CAT) valued at $14,565,938 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 14, 2026 disclosing 20,488 shares of Caterpillar Inc.. This represents a change in shares of 0.35% during the quarter. The current value of the position is $19,042,261 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-28 2026-03-31 13F CATERPILLAR COM 149123101 20,560 72 0.35 14,566 24.11 0.9500
2026-02-14 2025-12-31 13F CATERPILLAR COM 149123101 20,488 -475 -2.27 11,737 17.34 0.7764
2025-11-05 2025-09-30 13F CATERPILLAR COM 149123101 20,963 210 1.01 10,002 24.16 0.6858
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 20,753 285 1.39 8,057 19.35 0.5952
2025-06-17 2025-03-31 13F CATERPILLAR COM 149123101 20,468 -614 -2.91 6,750 -11.73 0.5678
2025-02-12 2024-12-31 13F CATERPILLAR COM 149123101 21,082 -118 -0.56 7,648 -7.77 0.6592
2024-11-08 2024-09-30 13F CATERPILLAR COM 149123101 21,200 -2,386 -10.12 8,292 5.54 0.7129
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 23,586 -22,762 -49.11 7,857 -53.74 0.7164
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 46,348 -4,255 -8.41 16,983 13.52 1.6269
2024-02-06 2023-12-31 13F CATERPILLAR COM 149123101 50,603 -282 -0.55 14,962 7.70 1.5863
2023-11-09 2023-09-30 13F CATERPILLAR COM 149123101 50,885 329 0.65 13,892 11.67 1.6395
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 50,556 -8 -0.02 12,439 7.50 1.3919
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 50,564 -16 -0.03 11,571 -4.50 1.3786
2023-02-15 2022-12-31 13F CATERPILLAR COM 149123101 50,580 511 1.02 12,117 47.49 1.5199
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 50,069 932 1.90 8,215 -6.48 1.0909
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 49,137 610 1.26 8,784 -18.76 1.1139
2022-05-10 2022-03-31 13F CATERPILLAR COM 149123101 48,527 49 0.10 10,813 7.89 1.2499
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 48,478 70 0.14 10,022 7.84 1.1750
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 48,408 1,119 2.37 9,293 -9.70 1.1652
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 47,289 -121 -0.26 10,291 -6.39 1.2980
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 47,410 -80 -0.17 10,993 27.17 1.4933
2021-02-08 2020-12-31 13F CATERPILLAR COM 149123101 47,490 46,661 5,628.59 8,644 6,870.97 1.3140
2020-11-06 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 829 0 0.00 124 18.10 0.0213
2020-07-15 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 829 502 153.52 105 176.32 0.0194
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 327 22 7.21 38 -15.56 0.0082
2020-02-05 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 305 -3,050 -90.91 45 -89.39 0.0074
2019-10-31 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 3,355 0 0.00 424 -7.22 0.0743
2019-08-12 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 3,355 -1,164 -25.76 457 -25.33 0.0790
2019-04-29 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 4,519 -961 -17.54 612 -12.07 0.1060
2019-02-04 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 5,480 7 0.13 696 -16.65 0.1473
2018-11-07 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 5,473 0 0.00 835 12.38 0.1395
2018-07-31 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 5,473 3,668 203.21 743 179.32 0.1345
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,805 -443 -19.71 266 -24.86 0.0482
2018-01-24 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 2,248 58 2.65 354 29.67 0.0644
2017-10-18 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 2,190 1,300 146.07 273 184.38 0.0505
2017-07-13 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 890 -197 -18.12 96 -4.95 0.0195
2017-04-18 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 1,087 372 52.03 101 53.03 0.0202
2017-01-20 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 715 0 0.00 66 4.76 0.0145
2016-10-17 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 715 385 116.67 63 152.00 0.0136
2016-08-23 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 330 -34 -9.34 25 -10.71 0.0055
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 364 0 0.00 28 12.00 0.0063
2016-02-11 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 364 -1,000 -73.31 25 -71.91 0.0057
2015-11-10 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 1,364 0 0.00 89 -23.28 0.0221
2015-07-22 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 1,364 0 0.00 116 6.42 0.0253
2015-04-29 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 1,364 1,364 0.00 109 -6.03 0.0244
2015-01-30 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,364 -100.00 0 -100.00
2014-10-31 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 1,364 -130 -8.70 135 -16.67 0.0315
2014-07-31 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 1,494 -268 -15.21 162 -7.43 0.0364
2014-05-07 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 1,762 352 24.96 175 36.72 0.0429
2014-07-31 2013-12-31 13F/A-12 CATERPILLAR INC DEL COM 149123101 1,410 -100 -6.62 128 0.79 0.0322
2014-02-07 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 8,370 760
2013-11-08 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 1,510 0 0.00 127 1.60 0.0464
2013-08-14 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 1,510 1,510 125 0.0348
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.