Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionAllworth Financial LP
Latest Disclosed Ownership84,401 shares
Latest Disclosed Value $ 59,794,920
Allworth Financial LP reports 8.59% decrease in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Allworth Financial LP filed a 13F-HR form disclosing ownership of 84,401 shares of Caterpillar Inc. (US:CAT) valued at $59,794,732 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 92,331 shares of Caterpillar Inc.. This represents a change in shares of -8.59% during the quarter. The current value of the position is $78,170,518 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 84,401 -7,930 -8.59 59,795 13.05 0.2419
2026-02-05 2025-12-31 13F CATERPILLAR COM 149123101 92,331 14,150 18.10 52,894 41.79 0.2167
2025-12-02 2025-09-30 13F CATERPILLAR COM 149123101 78,181 -1,678 -2.10 37,304 20.33 0.1645
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 79,859 17,693 28.46 31,002 62.52 0.1485
2025-04-30 2025-03-31 13F CATERPILLAR COM 149123101 62,166 1,334 2.19 19,076 -21.13 0.1075
2025-01-30 2024-12-31 13F CATERPILLAR COM 149123101 60,832 36,134 146.30 24,188 150.41 0.1331
2024-10-23 2024-09-30 13F CATERPILLAR COM 149123101 24,698 -262 -1.05 9,660 11.33 0.0588
2024-07-24 2024-06-30 13F CATERPILLAR COM 149123101 24,960 2,165 9.50 8,677 3.88 0.0560
2024-04-25 2024-03-31 13F CATERPILLAR COM 149123101 22,795 1,556 7.33 8,353 33.01 0.0590
2024-01-24 2023-12-31 13F CATERPILLAR COM 149123101 21,239 272 1.30 6,280 9.70 0.0480
2023-10-31 2023-09-30 13F CATERPILLAR COM 149123101 20,967 -465 -2.17 5,724 8.55 0.0490
2023-07-18 2023-06-30 13F CATERPILLAR COM 149123101 21,432 226 1.07 5,273 8.68 0.0447
2023-04-18 2023-03-31 13F CATERPILLAR COM 149123101 21,206 582 2.82 4,853 -1.78 0.0487
2023-01-13 2022-12-31 13F CATERPILLAR COM 149123101 20,624 5,324 34.80 4,941 96.81 0.0547
2022-11-14 2022-09-30 13F/A-1 CATERPILLAR COM 149123101 15,300 -854 -5.29 2,510 -13.09 0.0317
2022-10-18 2022-09-30 13F CATERPILLAR COM 149123101 15,300 -854 2,510 0.0317
2022-07-13 2022-06-30 13F CATERPILLAR COM 149123101 16,154 5,650 53.79 2,888 23.42 0.0395
2022-04-22 2022-03-31 13F CATERPILLAR COM 149123101 10,504 1,536 17.13 2,340 26.21 0.0298
2022-01-21 2021-12-31 13F CATERPILLAR COM 149123101 8,968 484 5.70 1,854 13.81 0.0263
2021-11-02 2021-09-30 13F CATERPILLAR COM 149123101 8,484 6,492 325.90 1,629 275.35 0.0272
2021-08-02 2021-06-30 13F CATERPILLAR COM 149123101 1,992 167 9.15 434 2.60 0.0080
2021-04-29 2021-03-31 13F CATERPILLAR COM 149123101 1,825 449 32.63 423 69.20 0.0087
2021-01-26 2020-12-31 13F CATERPILLAR COM 149123101 1,376 219 18.93 250 44.51 0.0066
2020-11-03 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,157 5 0.43 173 18.49 0.0052
2020-07-24 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 1,152 61 5.59 146 14.96 0.0045
2020-04-17 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 1,091 253 30.19 127 2.42 0.0042
2020-01-16 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 838 -21 -2.44 124 14.81 0.0044
2019-10-09 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 859 27 3.25 108 -4.42 0.0041
2019-07-25 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 832 -599 -41.86 113 -41.75 0.0044
2019-05-07 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 1,431 4 0.28 194 7.18 0.0084
2019-02-11 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,427 2 0.14 181 -16.59 0.0089
2018-10-29 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,425 83 6.18 217 19.23 0.0098
2018-08-08 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,342 -51 -3.66 182 -11.22 0.0087
2018-05-01 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,393 -73 -4.98 205 -11.26 0.0158
2018-02-21 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,466 151 11.48 231 40.85 0.0180
2017-10-12 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 1,315 2 0.15 164 16.31 0.0135
2017-08-07 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 1,313 588 81.10 141 110.45 0.0125
2017-05-09 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 725 17 2.40 67 1.52 0.0063
2017-02-02 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 708 2 0.28 66 4.76 0.0067
2017-02-07 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 706 -75 -9.60 63 6.78 0.0066
2016-08-22 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 781 -55 -6.58 59 -7.81 0.0066
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 836 3 0.36 64 12.28 0.0080
2016-02-16 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 833 0 0.00 57 5.56 0.0103
2015-10-30 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 833 0 0.00 54 -23.94 0.0192
2015-08-06 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 833 -192 -18.73 71 -13.41 0.0253
2015-06-01 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 1,025 0 0.00 82 -12.77 0.0305
2015-02-17 2014-12-31 13F/A-1 CATERPILLAR INC COM Common Stock 149123101 1,025 1,025 94 0.0355
2015-03-09 2014-12-31 13F/A-2 CATERPILLAR INC COM Common Stock 149123101 1,025 1,025 0.00 94 14.63 0.0356
2015-01-09 2014-12-31 13F CATERPILLAR INC COM Common Stock 149123101 1,025 1,025 94 0.0355
2014-02-14 2013-12-31 13F CATERPILLAR INC COM Common Stock 149123101 0 -915 -100.00 0 -100.00
2013-11-14 2013-09-30 13F CATERPILLAR INC COM Common Stock 149123101 915 915 76 0.0394
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.