Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionFranklin Resources Inc
Latest Disclosed Ownership972,741 shares
Latest Disclosed Value $ 689,148,089
Franklin Resources Inc reports 11.33% increase in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - Franklin Resources Inc filed a 13F-HR form disclosing ownership of 972,741 shares of Caterpillar Inc. (US:CAT) valued at $689,148,089 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 873,720 shares of Caterpillar Inc.. This represents a change in shares of 11.33% during the quarter. The current value of the position is $914,658,635 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 972,741 99,021 11.33 689,148 37.68 0.0274
2026-02-11 2025-12-31 13F CATERPILLAR COM 149123101 873,720 360,223 70.15 500,528 104.28 0.1228
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 513,497 -5,399 -1.04 245,015 21.63 0.0611
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 518,896 -50,639 -8.89 201,441 7.24 0.0534
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 569,535 105,749 22.80 187,833 11.64 0.0540
2025-02-12 2024-12-31 13F CATERPILLAR COM 149123101 463,786 20,471 4.62 168,243 -3.66 0.0467
2024-11-27 2024-09-30 13F/A-1 CATERPILLAR COM 149123101 443,315 55,448 14.30 174,644 35.17 0.0490
2024-11-12 2024-09-30 13F CATERPILLAR COM 149123101 443,315 55,448 174,644 0.0084
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 387,867 17,123 4.62 129,198 -4.90 0.0397
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 370,744 -21,021 -5.37 135,852 17.28 0.0430
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 391,765 60,554 18.28 115,833 28.11 0.0542
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 331,211 32,100 10.73 90,421 22.86 0.0459
2023-08-11 2023-06-30 13F CATERPILLAR COM 149123101 299,111 12,814 4.48 73,596 12.33 0.0350
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 286,297 47,193 19.74 65,516 14.38 0.0329
2023-02-10 2022-12-31 13F CATERPILLAR COM 149123101 239,104 50,180 26.56 57,280 84.78 0.0298
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 188,924 -3,274 -1.70 30,998 -9.78 0.0169
2022-08-11 2022-06-30 13F CATERPILLAR COM 149123101 192,198 -8,744 -4.35 34,357 -23.27 0.0170
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 200,942 -333,740 -62.42 44,774 -59.50 0.0179
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 534,682 4,590 0.87 110,540 8.63 0.0399
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 530,092 30,125 6.03 101,761 -6.48 0.0383
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 499,967 -61,659 -10.98 108,808 -16.45 0.0416
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 561,626 -147,155 -20.76 130,225 0.94 0.0530
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 708,781 31,386 4.63 129,012 27.69 0.0546
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 677,395 17,031 2.58 101,034 11.69 0.0489
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 660,364 34,096 5.44 90,457 24.47 0.0466
2020-05-13 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 626,268 -845 -0.13 72,672 -21.53 0.0485
2020-03-11 2019-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 627,113 213 0.03 92,612 16.96 0.0487
2020-02-12 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 627,113 213 92,612 11,698.1635
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 626,900 -1,978 -0.31 79,184 -7.61 0.0430
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 628,878 8,238 1.33 85,710 1.93 0.0456
2019-05-15 2019-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 620,640 5,724 0.93 84,091 7.62 0.0450
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 620,640 5,724 84,091
2019-02-12 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 614,916 -3,608 -0.58 78,137 -17.16 0.0472
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 618,524 -3,032 -0.49 94,319 11.85 0.0470
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 621,556 -2,718 -0.44 84,327 -8.35 0.0433
2018-05-10 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 624,274 -3,025,514 -82.90 92,006 -84.00 0.0466
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 3,649,788 -773,772 -17.49 575,135 4.25 0.2760
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 4,423,560 -969,588 -17.98 551,663 -4.81 0.2704
2017-08-10 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 5,393,148 -967,796 -15.21 579,544 -1.78 0.2890
2017-05-12 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 6,360,944 -1,474,157 -18.81 590,041 -18.80 0.2995
2017-02-14 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 7,835,101 -612,735 -7.25 726,628 -3.10 0.3762
2016-11-14 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 8,447,836 1,179 0.01 749,912 17.11 0.3921
2016-08-11 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 8,446,657 -237,981 -2.74 640,340 -3.67 0.3445
2016-05-10 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 8,684,638 28,191 0.33 664,722 12.99 0.3529
2016-04-27 2015-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 8,656,447 1,143,060 15.21 588,293 19.80 0.2978
2016-02-12 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 8,656,447 588,293
2015-11-10 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 7,513,387 -223,935 -2.89 491,076 -25.17 0.2425
2015-08-12 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 7,737,322 91,089 1.19 656,279 7.25 0.2979
2015-05-14 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 7,646,233 3,202,834 72.08 611,927 50.46 0.2774
2015-02-10 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 4,443,399 -447,917 -9.16 406,705 -16.04 0.1845
2014-11-12 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 4,891,316 261,994 5.66 484,386 -3.71 0.2209
2014-08-12 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 4,629,322 -126,451 -2.66 503,067 6.45 0.2216
2014-05-13 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 4,755,773 -1,005,946 -17.46 472,581 -9.68 0.2232
2014-02-12 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 5,761,719 420,228 7.87 523,221 17.49 0.2557
2013-11-14 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 5,341,491 1,334,141 33.29 445,319 34.71 0.2370
2013-08-09 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 4,007,350 4,007,350 330,566 0.1887
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.