Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionColdstream Capital Management Inc
Latest Disclosed Ownership27,522 shares
Latest Disclosed Value $ 19,497,819
Coldstream Capital Management Inc reports 11.36% decrease in ownership of CAT / Caterpillar Inc.

On May 8, 2026 - Coldstream Capital Management Inc filed a 13F-HR form disclosing ownership of 27,522 shares of Caterpillar Inc. (US:CAT) valued at $19,498,236 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 9, 2026 disclosing 31,050 shares of Caterpillar Inc.. This represents a change in shares of -11.36% during the quarter. The current value of the position is $25,490,326 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-08 2026-03-31 13F CATERPILLAR COM 149123101 27,522 -3,528 -11.36 19,498 9.61 0.2093
2026-02-09 2025-12-31 13F CATERPILLAR COM 149123101 31,050 728 2.40 17,788 22.94 0.2293
2025-11-19 2025-09-30 13F CATERPILLAR COM 149123101 30,322 2,722 9.86 14,468 35.04 0.1949
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 27,600 2,213 8.72 10,714 27.97 0.1753
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 25,387 -590 -2.27 8,373 -11.15 0.1783
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 25,977 353 1.38 9,423 -5.95 0.2008
2024-11-18 2024-09-30 13F/A-1 CATERPILLAR COM 149123101 25,624 584 2.33 10,020 20.13 0.2165
2024-11-18 2024-09-30 13F CATERPILLAR COM 149123101 25,624 10,020
2024-08-07 2024-06-30 13F CATERPILLAR COM 149123101 25,040 3,021 13.72 8,341 3.37 0.2032
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 22,019 10,415 89.75 8,068 135.15 0.2049
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 11,604 -162 -1.38 3,431 6.82 0.0960
2023-11-02 2023-09-30 13F CATERPILLAR COM 149123101 11,766 404 3.56 3,212 14.92 0.1049
2023-08-03 2023-06-30 13F CATERPILLAR COM 149123101 11,362 -1,172 -9.35 2,796 -2.55 0.0886
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 12,534 372 3.06 2,868 -1.54 0.0963
2023-01-10 2022-12-31 13F CATERPILLAR COM 149123101 12,162 -15,871 -56.62 2,913 -41.87 0.1067
2022-08-08 2022-06-30 13F/A-1 CATERPILLAR COM 149123101 28,033 2,728 10.78 5,011 -11.12 0.1952
2022-08-08 2022-06-30 13F CATERPILLAR COM 149123101 25,403 98 4,541 0.1931
2022-05-11 2022-03-31 13F CATERPILLAR COM 149123101 25,305 -7 -0.03 5,638 7.74 0.1943
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 25,312 -2,264 -8.21 5,233 27.23 0.1643
2021-11-12 2021-09-30 13F CATERPILLAR INC DEL COM 149123101 27,576 5,954 27.54 4,113 -12.60 0.1993
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 21,622 -149 -0.68 4,706 -6.77 0.1895
2021-06-16 2021-03-31 13F CATERPILLAR COM 149123101 21,771 -2,916 -11.81 5,048 12.35 0.2956
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 24,687 -1,655 -6.28 4,493 14.35 0.2710
2020-11-16 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 26,342 -636 -2.36 3,929 15.12 0.3270
2020-08-12 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 26,978 1,962 7.84 3,413 17.57 0.3064
2020-05-27 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 25,016 1,615 6.90 2,903 -16.00 0.3173
2020-02-13 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 23,401 203 0.88 3,456 17.95 0.2834
2019-11-15 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 23,198 -163 -0.70 2,930 -7.95 0.2467
2019-08-15 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 23,361 -108 -0.46 3,183 0.13 0.2649
2019-05-10 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 23,469 -785 -3.24 3,179 3.15 0.2780
2019-02-26 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 24,254 1,218 5.29 3,082 -12.24 0.2992
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 23,036 1,578 7.35 3,512 20.65 0.3182
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 21,458 90 0.42 2,911 -7.59 0.2941
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 21,368 -884 -3.97 3,150 -10.15 0.3401
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 22,252 684 3.17 3,506 30.33 0.3804
2017-11-15 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 21,568 17,465 425.66 2,690 509.98 0.3129
2017-08-14 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 4,103 306 8.06 441 25.28 0.0569
2017-05-09 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 3,797 1,210 46.77 352 46.67 0.0486
2017-02-09 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 2,587 88 3.52 240 8.11 0.0391
2016-11-14 2016-09-30 13F/A-2 CATERPILLAR INC DEL COM 149123101 2,499 2,499 -3.40 222 -7.50 0.0393
2016-11-14 2016-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,499 2,499 222 0.0393
2016-11-14 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 2,499 2,499 222 0.0393
2016-08-09 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 0 -3,688 -100.00 0 -100.00
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 3,688 -658 -15.14 282 -4.41 0.0514
2016-02-04 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 4,346 -520 -10.69 295 -7.23 0.0641
2015-11-09 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 4,866 29 0.60 318 -22.44 0.0850
2015-07-31 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 4,837 1,677 53.07 410 62.06 0.1072
2015-05-11 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 3,160 392 14.16 253 0.00 0.0697
2015-02-11 2014-12-31 13F Caterpillar COM 149123101 2,768 -184 -6.23 253 -13.36 0.0704
2014-11-13 2014-09-30 13F Caterpillar COM 149123101 2,952 21 0.72 292 -8.46 0.0829
2014-08-14 2014-06-30 13F Caterpillar COM 149123101 2,931 2,931 319 0.0936
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.