Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionCaptrust Financial Advisors
Latest Disclosed Ownership209,300 shares
Latest Disclosed Value $ 148,273,166
Captrust Financial Advisors reports 47.83% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Captrust Financial Advisors filed a 13F-HR form disclosing ownership of 209,300 shares of Caterpillar Inc. (US:CAT) valued at $148,280,678 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 141,582 shares of Caterpillar Inc.. This represents a change in shares of 47.83% during the quarter. The current value of the position is $196,842,464 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR INC COM Stock 149123101 209,300 67,718 47.83 148,273 82.81 0.2556
2026-02-17 2025-12-31 13F CATERPILLAR INC COM Stock 149123101 141,582 7,494 5.59 81,108 26.77 0.1543
2025-11-19 2025-09-30 13F CATERPILLAR INC COM Stock 149123101 134,088 1,862 1.41 63,980 24.64 0.1305
2025-08-15 2025-06-30 13F CATERPILLAR INC COM Stock 149123101 132,226 -2,786 -2.06 51,331 15.28 0.1145
2025-05-15 2025-03-31 13F CATERPILLAR INC COM Stock 149123101 135,012 2,819 2.13 44,527 -7.15 0.1117
2025-02-14 2024-12-31 13F CATERPILLAR INC COM Stock 149123101 132,193 2,840 2.20 47,954 -5.21 0.1370
2024-11-14 2024-09-30 13F CATERPILLAR INC COM Stock 149123101 129,353 77 0.06 50,592 17.49 0.1501
2024-08-15 2024-06-30 13F CATERPILLAR INC COM Stock 149123101 129,276 1,446 1.13 43,062 -8.07 0.1386
2024-05-15 2024-03-31 13F CATERPILLAR INC COM Stock 149123101 127,830 -22,852 -15.17 46,841 5.14 0.1721
2024-02-14 2023-12-31 13F CATERPILLAR INC COM Stock 149123101 150,682 1,562 1.05 44,552 9.44 0.1534
2023-11-15 2023-09-30 13F CATERPILLAR INC COM Stock 149123101 149,120 13,764 10.17 40,710 22.23 0.1556
2023-08-15 2023-06-30 13F CATERPILLAR INC COM Stock 149123101 135,356 2,341 1.76 33,304 9.41 0.1313
2023-05-15 2023-03-31 13F CATERPILLAR INC COM Stock 149123101 133,015 15,660 13.34 30,439 8.27 0.1337
2023-02-15 2022-12-31 13F CATERPILLAR INC COM Stock 149123101 117,355 -661 -0.56 28,114 45.18 0.1415
2022-11-16 2022-09-30 13F CATERPILLAR INC COM Stock 149123101 118,016 31,974 37.16 19,364 25.90 0.1127
2022-08-23 2022-06-30 13F/A-1 CATERPILLAR INC COM Common Stock 149123101 86,042 13,465 18.55 15,381 -4.89 0.0992
2022-08-16 2022-06-30 13F CATERPILLAR INC COM COM 149123101 95,882 23,305 17,140 0.1244
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 72,577 4,687 6.90 16,172 15.22 0.1047
2022-02-14 2021-12-31 13F CATERPILLAR INC COM Common Stock 149123101 67,890 648 0.96 14,036 8.74 0.0963
2021-11-16 2021-09-30 13F CATERPILLAR INC COM Common Stock 149123101 67,242 6,210 10.17 12,908 -2.82 0.1072
2021-08-16 2021-06-30 13F CATERPILLAR INC COM Common Stock 149123101 61,032 16,780 37.92 13,282 29.44 0.1237
2021-05-17 2021-03-31 13F CATERPILLAR INC COM Common Stock 149123101 44,252 3,861 9.56 10,261 39.57 0.1111
2021-02-16 2020-12-31 13F CATERPILLAR INC COM Common Stock 149123101 40,391 6,066 17.67 7,352 45.99 0.0974
2020-11-17 2020-09-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 34,325 -567 -1.63 5,036 14.51 0.0835
2020-08-14 2020-06-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 34,892 3,861 12.44 4,398 27.29 0.0724
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 31,031 -958 -2.99 3,455 -28.25 0.0761
2020-02-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 31,989 11,159 53.57 4,815 83.01 0.0760
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 20,830 -1,032 -4.72 2,631 -11.71 0.0924
2019-08-13 2019-06-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 21,862 1,024 4.91 2,980 5.56 0.1103
2019-05-15 2019-03-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 20,838 -275 -1.30 2,823 5.22 0.1146
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 21,113 -108 -0.51 2,683 -17.09 0.1440
2018-11-15 2018-09-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 21,221 1,584 8.07 3,236 21.47 0.1447
2018-08-13 2018-06-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 19,637 2,701 15.95 2,664 9.31 0.1476
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 16,936 -1,730 -9.27 2,437 -17.14 0.1507
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 18,666 18,166 3,633.20 2,941 3,719.48 0.1780
2018-02-16 2017-09-30 13F/A-1 CATERPILLAR INC DEL COM Common Stock 149123101 500 491 5,455.56 77 7,600.00 0.0058
2017-11-13 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM Common Stock 149123101 9 9 1 0.0001
2017-08-10 2017-06-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 6,541 703 0.0602
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.