Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionBb&t Securities, Llc
Latest Disclosed Ownership72,606 shares
Latest Disclosed Value $ 9,178,000
Bb&t Securities, Llc reports 24.22% decrease in ownership of CAT / Caterpillar Inc.

On October 30, 2019 - Bb&t Securities, Llc filed a 13F-HR form disclosing ownership of 72,606 shares of Caterpillar Inc. (US:CAT) valued at $9,170,864 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 7, 2019 disclosing 95,809 shares of Caterpillar Inc.. This represents a change in shares of -24.22% during the quarter. The current value of the position is $67,246,225 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-10-30 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 72,606 -23,203 -24.22 9,178 -29.71 0.0840
2019-08-07 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 95,809 9,438 10.93 13,057 11.58 0.1189
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 86,371 5,988 7.45 11,702 14.58 0.1129
2019-02-04 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 80,383 -648 -0.80 10,213 -17.34 0.1132
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 81,031 11,551 16.62 12,356 31.10 0.1218
2018-08-13 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 69,480 5,403 8.43 9,425 -0.19 0.1005
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 64,077 -2,560 -3.84 9,443 -10.07 0.1069
2018-02-15 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 66,637 -9,776 -12.79 10,500 10.19 0.1364
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 76,413 -1,070 -1.38 9,529 14.46 0.1296
2017-08-04 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 77,483 7,224 10.28 8,325 27.74 0.1207
2017-05-11 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 70,259 13,233 23.21 6,517 24.75 0.0889
2017-02-07 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 57,026 15,751 38.16 5,224 42.58 0.0759
2016-11-09 2016-09-30 13F * CATERPILLAR INC DEL COM 149123101 41,275 -9,684 -19.00 3,664 -5.15 0.0546
2016-08-04 2016-06-30 13F * CATERPILLAR INC DEL COM 149123101 50,959 -3,838 -7.00 3,863 -7.89 0.0598
2016-05-12 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 54,797 22,988 72.27 4,194 94.08 0.0688
2016-01-15 2015-12-31 13F * CATERPILLAR INC DEL COM 149123101 31,809 -4,086 -11.38 2,161 -7.89 0.0452
2015-10-20 2015-09-30 13F * CATERPILLAR INC DEL COM 149123101 35,895 1,127 3.24 2,346 -20.45 0.0516
2015-07-21 2015-06-30 13F * CATERPILLAR INC DEL COM 149123101 34,768 1,326 3.97 2,949 -88.98 0.0626
2015-04-17 2015-03-31 13F * CATERPILLAR INC DEL COM 149123101 33,442 -5,932 -15.07 26,763 -25.74 0.0586
2015-01-22 2014-12-31 13F * CATERPILLAR INC DEL COM 149123101 39,374 9,551 32.03 36,039 22.03 0.0812
2014-10-21 2014-09-30 13F * CATERPILLAR INC DEL COM 149123101 29,823 -196 -0.65 29,533 -9.47 0.0692
2014-07-11 2014-06-30 13F * CATERPILLAR INC DEL COM 149123101 30,019 -7,367 -19.71 32,622 -12.19 0.0777
2014-04-15 2014-03-31 13F * CATERPILLAR INC DEL COM 149123101 37,386 9,914 36.09 37,150 48.92 0.0961
2014-01-27 2013-12-31 13F * CATERPILLAR INC DEL COM 149123101 27,472 2,961 12.08 24,947 22.04 0.0689
2013-10-16 2013-09-30 13F * CATERPILLAR INC DEL COM 149123101 24,511 -24,992 -50.49 20,442 -49.94 0.0633
2013-07-12 2013-06-30 13F * CATERPILLAR INC DEL COM 149123101 49,503 49,503 40,834 0.1335
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.