Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionBartlett & Co. LLC
Latest Disclosed Ownership5,037 shares
Latest Disclosed Value $ 1,495
Bartlett & Co. LLC reports 8.47% decrease in ownership of CAT / Caterpillar Inc.

On January 8, 2024 - Bartlett & Co. LLC filed a 13F-HR form disclosing ownership of 5,037 shares of Caterpillar Inc. (US:CAT) valued at $1,489,290 USD as of December 31, 2023. The entity filed a previous 13F-HR on October 10, 2023 disclosing 5,503 shares of Caterpillar Inc.. This represents a change in shares of -8.47% during the quarter. The current value of the position is $4,554,858 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2024-01-08 2023-12-31 13F Caterpillar COM 149123101 5,037 -466 -8.47 1 0.00 0.0243
2023-10-10 2023-09-30 13F Caterpillar COM 149123101 5,503 803 17.09 2 0.00 0.0270
2023-07-14 2023-06-30 13F Caterpillar COM 149123101 4,700 2,167 85.55 1 0.0200
2023-04-06 2023-03-31 13F Caterpillar COM 149123101 2,533 -200 -7.32 1 -100.00 0.0112
2023-01-04 2022-12-31 13F Caterpillar COM 149123101 2,733 -13 -0.47 1 -100.00 0.0132
2022-10-17 2022-09-30 13F Caterpillar COM 149123101 2,746 10 0.37 451 -7.77 0.0097
2022-08-02 2022-06-30 13F Caterpillar COM 149123101 2,736 13 0.48 489 -19.44 0.0099
2022-05-13 2022-03-31 13F Caterpillar COM 149123101 2,723 183 7.20 607 15.62 0.0106
2022-03-08 2021-12-31 13F Caterpillar COM 149123101 2,540 0 0.00 525 7.58 0.0089
2021-10-15 2021-09-30 13F Caterpillar COM 149123101 2,540 -17 -0.66 488 -12.23 0.0093
2021-07-19 2021-06-30 13F Caterpillar COM 149123101 2,557 150 6.23 556 -0.36 0.0106
2021-04-19 2021-03-31 13F Caterpillar COM 149123101 2,407 60 2.56 558 30.68 0.0112
2021-01-20 2020-12-31 13F Caterpillar COM 149123101 2,347 385 19.62 427 45.73 0.0091
2020-10-20 2020-09-30 13F Caterpillar COM 149123101 1,962 0 0.00 293 18.15 0.0069
2020-08-03 2020-06-30 13F Caterpillar COM 149123101 1,962 50 2.62 248 11.71 0.0065
2020-05-07 2020-03-31 13F Caterpillar COM 149123101 1,912 -665 -25.81 222 -31.90 0.0068
2019-11-04 2019-09-30 13F Caterpillar COM 149123101 2,577 2,325 922.62 326 858.82 0.0086
2019-07-24 2019-06-30 13F Caterpillar COM 149123101 252 2 0.80 34 0.00 0.0013
2019-04-23 2019-03-31 13F Caterpillar COM 149123101 250 0 0.00 34 6.25 0.0013
2019-01-23 2018-12-31 13F Caterpillar COM 149123101 250 150 150.00 32 113.33 0.0014
2018-10-15 2018-09-30 13F Caterpillar COM 149123101 100 0 0.00 15 7.14 0.0006
2018-07-31 2018-06-30 13F Caterpillar COM 149123101 100 0 0.00 14 -6.67 0.0006
2018-04-25 2018-03-31 13F Caterpillar COM 149123101 100 0 0.00 15 -6.25 0.0006
2018-01-19 2017-12-31 13F Caterpillar COM 149123101 100 100 0.00 16 6.67 0.0006
2017-10-23 2017-09-30 13F Caterpillar COM 149123101 0 -400 -100.00 0 -100.00
2017-07-18 2017-06-30 13F Caterpillar COM 149123101 400 -9 -2.20 43 13.16 0.0019
2017-04-25 2017-03-31 13F Caterpillar COM 149123101 409 -2,603 -86.42 38 -86.38 0.0017
2017-02-06 2016-12-31 13F Caterpillar COM 149123101 3,012 0 0.00 279 4.49 0.0132
2016-10-24 2016-09-30 13F Caterpillar COM 149123101 3,012 0 0.00 267 17.11 0.0129
2016-07-27 2016-06-30 13F Caterpillar COM 149123101 3,012 0 0.00 228 -1.30 0.0113
2016-05-02 2016-03-31 13F Caterpillar COM 149123101 3,012 0 0.00 231 12.68 0.0116
2016-02-04 2015-12-31 13F Caterpillar COM 149123101 3,012 0 0.00 205 4.06 0.0106
2015-11-02 2015-09-30 13F Caterpillar COM 149123101 3,012 0 0.00 197 -22.75 0.0108
2015-08-03 2015-06-30 13F Caterpillar COM 149123101 3,012 -250 -7.66 255 -2.30 0.0128
2015-05-01 2015-03-31 13F Caterpillar COM 149123101 3,262 3,262 8.30 261 2.35 0.0130
2015-01-30 2014-12-31 13F Caterpillar COM 149123101 0 -3,312 -100.00 0 -100.00
2014-10-27 2014-09-30 13F Caterpillar COM 149123101 3,312 0 0.00 328 -8.89 0.0158
2014-08-01 2014-06-30 13F Caterpillar COM 149123101 3,312 -172 -4.94 360 4.05 0.0173
2014-05-05 2014-03-31 13F Caterpillar COM 149123101 3,484 72 2.11 346 11.61 0.0172
2014-02-05 2013-12-31 13F Caterpillar COM 149123101 3,412 -62 -1.78 310 6.90 0.0155
2013-11-04 2013-09-30 13F Caterpillar COM 149123101 3,474 27 0.78 290 2.11 0.0157
2013-07-30 2013-06-30 13F Caterpillar COM 149123101 3,447 3,447 284 0.0156
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.