Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionAft, Forsyth & Company, Inc.
Latest Disclosed Ownership1,815 shares
Latest Disclosed Value $ 1,285,855
Aft, Forsyth & Company, Inc. ownership in CAT / Caterpillar Inc.

On May 14, 2026 - Aft, Forsyth & Company, Inc. filed a 13F-HR form disclosing ownership of 1,815 shares of Caterpillar Inc. (US:CAT) valued at $1,285,855 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 1,815 shares of Caterpillar Inc.. This represents a change in shares of 0.00% during the quarter. The current value of the position is $1,706,971 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 1,815 0 0.00 1,286 35.26 0.6053
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 1,815 0 0.00 951 9.70 0.4102
2025-11-07 2025-09-30 13F CATERPILLAR COM 149123101 1,815 0 0.00 866 23.01 0.4149
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 1,815 0 0.00 705 17.73 0.3609
2025-05-12 2025-03-31 13F CATERPILLAR COM 149123101 1,815 0 0.00 599 -9.12 0.3224
2025-01-29 2024-12-31 13F CATERPILLAR COM 149123101 1,815 0 0.00 658 -7.19 0.3229
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 1,815 0 0.00 710 17.38 0.3500
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 1,815 0 0.00 605 -9.17 0.2964
2024-04-30 2024-03-31 13F CATERPILLAR COM 149123101 1,815 -110 -5.71 665 16.87 0.3790
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 1,925 -35 -1.79 569 6.36 0.3581
2023-11-07 2023-09-30 13F CATERPILLAR COM 149123101 1,960 0 0.00 535 11.00 0.3921
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 1,960 0 0.00 482 7.59 0.3419
2023-05-02 2023-03-31 13F CATERPILLAR COM 149123101 1,960 0 0.00 449 -4.48 0.3464
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 1,960 0 0.00 470 45.65 0.4005
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 1,960 0 0.00 322 -8.00 0.2874
2022-07-28 2022-06-30 13F CATERPILLAR COM 149123101 1,960 110 5.95 350 -15.05 0.2824
2022-05-10 2022-03-31 13F CATERPILLAR COM 149123101 1,850 0 0.00 412 7.85 0.2624
2022-02-07 2021-12-31 13F CATERPILLAR COM 149123101 1,850 0 0.00 382 7.61 0.1960
2021-11-08 2021-09-30 13F CATERPILLAR COM 149123101 1,850 0 0.00 355 -11.91 0.1907
2021-07-15 2021-06-30 13F CATERPILLAR COM 149123101 1,850 0 0.00 403 -6.06 0.2152
2021-05-04 2021-03-31 13F CATERPILLAR COM 149123101 1,850 0 0.00 429 27.30 0.2572
2021-02-09 2020-12-31 13F CATERPILLAR COM 149123101 1,850 0 0.00 337 22.10 0.2108
2020-11-05 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,850 0 0.00 276 17.95 0.2054
2020-08-06 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 1,850 0 0.00 234 9.35 0.1973
2020-05-11 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 1,850 -352 -15.99 215 -34.15 0.2159
2020-02-10 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,202 0 0.00 325 16.91 0.2480
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 2,202 0 0.00 278 -7.33 0.2296
2019-07-29 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 2,202 0 0.00 300 0.67 0.2471
2019-05-08 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,202 0 0.00 298 6.43 0.2581
2019-02-05 2018-12-31 13F Caterpillar COM 149123101 2,202 -148 -6.30 280 -21.79 0.2788
2018-10-26 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 2,350 0 0.00 358 12.23 0.2969
2018-08-14 2018-06-30 13F Caterpillar COM 149123101 2,350 0 0.00 319 -7.80 0.2798
2018-05-14 2018-03-31 13F Caterpillar COM 149123101 2,350 0 0.00 346 -6.49 0.3229
2018-02-12 2017-12-31 13F Caterpillar COM 149123101 2,350 -5,850 -71.34 370 -45.91 0.3621
2013-11-08 2013-09-30 13F Caterpillar COM 149123101 8,200 0 0.00 684 1.18 0.8872
2013-08-12 2013-06-30 13F Caterpillar COM 149123101 8,200 8,200 676 0.9663
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.