ArrowMark Financial Corp.
US ˙ NasdaqGS ˙ US8617801043

SecurityBANX / ArrowMark Financial Corp.
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership113,837 shares
Latest Disclosed Value $ 2,169,757
Advisor Group Holdings, Inc. reports 143.16% increase in ownership of BANX / ArrowMark Financial Corp.

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 113,837 shares of ArrowMark Financial Corp. (US:BANX) valued at $2,169,733 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 46,816 shares of ArrowMark Financial Corp.. This represents a change in shares of 143.16% during the quarter. The current value of the position is $2,249,419 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F ARROWMARK FINANCIAL COM 861780104 113,837 67,021 143.16 2,170 112.44 0.0018
2026-02-17 2025-12-31 13F ARROWMARK FINANCIAL COM 861780104 46,816 12,608 36.86 1,022 37.60 0.0015
2025-11-14 2025-09-30 13F ARROWMARK FINANCIAL COM 861780104 34,208 11,487 50.56 742 56.21 0.0010
2025-09-04 2025-06-30 13F/A-1 ARROWMARK FINANCIAL COM 861780104 22,721 4,762 26.52 476 25.66 0.0008
2025-08-13 2025-06-30 13F ARROWMARK FINANCIAL COM 861780104 18,052 93 378 0.0004
2025-05-12 2025-03-31 13F ARROWMARK FINANCIAL COM 861780104 17,959 -65,173 -78.40 378 -78.33 0.0008
2025-06-06 2024-12-31 13F/A-1 ARROWMARK FINANCIAL COM 861780104 83,132 2,305 2.85 1,744 4.31 0.0039
2025-02-07 2024-12-31 13F ARROWMARK FINANCIAL COM 861780104 80,074 -753 1,680 0.0043
2024-11-13 2024-09-30 13F ARROWMARK FINANCIAL COM 861780104 80,827 -242 -0.30 1,672 11.91 0.0038
2024-08-13 2024-06-30 13F ARROWMARK FINANCIAL COM 861780104 81,069 -198,245 -70.98 1,495 -71.84 0.0035
2024-05-10 2024-03-31 13F ARROWMARK FINANCIAL COM 861780104 279,314 12,071 4.52 5,306 9.31 0.0119
2024-02-12 2023-12-31 13F ARROWMARK FINANCIAL COM 861780104 267,243 7,736 2.98 4,853 6.94 0.0085
2023-11-13 2023-09-30 13F ARROWMARK FINANCIAL COM 861780104 259,507 -3,356 -1.28 4,539 3.61 0.0067
2023-08-21 2023-06-30 13F/A-1 ARROWMARK FINANCIAL COM 861780104 262,863 2,780 1.07 4,381 -6.43 0.0079
2023-08-10 2023-06-30 13F ARROWMARK FINANCIAL COM 861780104 262,863 2,780 4,381 0.0012
2023-05-12 2023-03-31 13F ARROWMARK FINANCIAL COM 861780104 260,083 11,500 4.63 4,682 10.53 0.0088
2023-02-10 2022-12-31 13F ARROWMARK FINANCIAL COM 861780104 248,583 9,860 4.13 4,235 2.79 0.0086
2022-11-14 2022-09-30 13F ARROWMARK FINANCIAL COM 861780104 238,723 -7,341 -2.98 4,120 -12.80 0.0094
2022-08-10 2022-06-30 13F ARROWMARK FINANCIAL COM 861780104 246,064 8,287 3.49 4,725 -7.61 0.0104
2022-05-04 2022-03-31 13F ARROWMARK FINANCIAL COM 861780104 237,777 9,071 3.97 5,114 1.77 0.0099
2022-02-03 2021-12-31 13F STONECASTLE FINL COM 861780104 228,706 1,180 0.52 5,025 0.16 0.0095
2021-11-05 2021-09-30 13F STONECASTLE FINL COM 861780104 227,526 -5,444 -2.34 5,017 -2.16 0.0105
2021-08-02 2021-06-30 13F STONECASTLE FINL COM 861780104 232,970 65,474 39.09 5,128 54.69 0.0111
2021-05-13 2021-03-31 13F STONECASTLE FINL COM 861780104 167,496 6,740 4.19 3,315 7.11 0.0080
2021-02-10 2020-12-31 13F STONECASTLE FINL COM 861780104 160,756 -44,297 -21.60 3,095 -22.26 0.0083
2020-11-12 2020-09-30 13F STONECASTLE FINL COM 861780104 205,053 32,895 19.11 3,981 45.40 0.0119
2020-08-14 2020-06-30 13F STONECASTLE FINL COM 861780104 172,158 4,291 2.56 2,738 10.14 0.0092
2020-05-18 2020-03-31 13F STONECASTLE FINL COM 861780104 167,867 167,867 2,486 0.0102
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.