Avalon Holdings Corporation
US ˙ NYSEAM ˙ US05343P1093

SecurityAWX / Avalon Holdings Corporation
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership136,830 shares
Ownership 4.19%
Dimensional Fund Advisors Lp ownership in AWX / Avalon Holdings Corporation

2020-02-12 - Dimensional Fund Advisors Lp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 136,830 shares of Avalon Holdings Corporation (US:AWX). This represents 4.19 percent ownership of the company. In their previous filing dated 2019-02-08 , Dimensional Fund Advisors Lp had reported owning 165,986 shares, indicating a decrease of -17.57 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2020-02-12 2020-02-12 13G/A 165,986 136,830 -17.57 4.19 -19.42
2019-02-08 2019-02-08 13G/A 183,950 165,986 -9.77 5.20 -9.72
2018-02-09 2018-02-09 13G/A 206,065 183,950 -10.73 5.76 -10.84
2017-02-09 2017-02-09 13G/A 209,939 206,065 -1.85 6.46 -1.82
2016-02-09 2016-02-09 13G/A 209,939 6.58
2015-02-05 2015-02-05 13G/A 211,721 6.63
2014-02-10 2014-02-10 13G/A 214,535 6.72
2013-02-11 2013-02-11 13G/A 214,785 6.73
2012-02-14 2012-02-14 13G/A 209,106 6.55

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F AVALON HLDGS CL A 05343P109 75,897 0 0.00 197 -3.92 0.0000
2026-02-12 2025-12-31 13F AVALON HLDGS CL A 05343P109 75,897 1,300 1.74 204 5.15 0.0000
2025-11-12 2025-09-30 13F AVALON HLDGS CL A 05343P109 74,597 0 0.00 195 4.86 0.0000
2025-08-12 2025-06-30 13F AVALON HLDGS CL A 05343P109 74,597 0 0.00 186 -12.32 0.0000
2025-05-13 2025-03-31 13F AVALON HLDGS CL A 05343P109 74,597 231 0.31 212 -26.48 0.0001
2025-02-13 2024-12-31 13F AVALON HLDGS CL A 05343P109 74,366 0 0.00 288 51.85 0.0001
2024-11-07 2024-09-30 13F AVALON HLDGS CL A 05343P109 74,366 -6,082 -7.56 190 7.39 0.0000
2024-08-09 2024-06-30 13F AVALON HLDGS CL A 05343P109 80,448 -1,534 -1.87 177 -3.30 0.0000
2024-05-10 2024-03-31 13F AVALON HLDGS CL A 05343P109 81,982 -1,790 -2.14 183 -9.00 0.0000
2024-02-07 2023-12-31 13F AVALON HLDGS CL A 05343P109 83,772 -2,858 -3.30 200 19.05 0.0001
2023-11-09 2023-09-30 13F AVALON HLDGS CL A 05343P109 86,630 -10,033 -10.38 168 -31.71 0.0001
2023-08-09 2023-06-30 13F AVALON HLDGS CL A 05343P109 96,663 -19,542 -16.82 246 -19.87 0.0001
2023-05-12 2023-03-31 13F AVALON HLDGS CL A 05343P109 116,205 0 0.00 308 0.0001
2023-02-09 2022-12-31 13F AVALON HLDGS CL A 05343P109 116,205 117 0.10 0 -100.00 0.0001
2022-11-10 2022-09-30 13F AVALON HLDGS CL A 05343P109 116,088 -26 -0.02 308 1.99 0.0001
2022-08-12 2022-06-30 13F AVALON HLDGS CL A 05343P109 116,114 6 0.01 302 -20.53 0.0001
2022-05-13 2022-03-31 13F AVALON HLDGS CLA 05343P109 116,108 -217 -0.19 380 -9.52 0.0001
2022-02-09 2021-12-31 13F AVALON HLDGS CLA 05343P109 116,325 -10,091 -7.98 420 -14.63 0.0001
2021-11-12 2021-09-30 13F AVALON HLDGS CLA 05343P109 126,416 -4,596 -3.51 492 -19.87 0.0002
2021-08-12 2021-06-30 13F AVALON HLDGS CLA 05343P109 131,012 2,834 2.21 614 30.64 0.0002
2021-05-14 2021-03-31 13F AVALON HLDGS CLA 05343P109 128,178 2,878 2.30 470 44.17 0.0002
2021-03-08 2020-12-31 13F/A-2 AVALON HLDGS CLA 05343P109 125,300 -3,052 -2.38 326 44.89 0.0001
2021-02-11 2020-12-31 13F AVALON HLDGS CLA 05343P109 125,300 -3,052 326 117.7339
2020-11-12 2020-09-30 13F AVALON HLDGS CLA 05343P109 128,352 -4,302 -3.24 225 5.14 0.0001
2020-08-13 2020-06-30 13F AVALON HLDGS CLA 05343P109 132,654 -1,246 -0.93 214 23.70 0.0001
2020-05-14 2020-03-31 13F AVALON HLDGS CLA 05343P109 133,900 -2,930 -2.14 173 -34.22 0.0001
2020-02-14 2019-12-31 13F AVALON HLDGS CLA 05343P109 136,830 -5,571 -3.91 263 -16.24 0.0001
2019-11-12 2019-09-30 13F AVALON HLDGS CLA 05343P109 142,401 -6,997 -4.68 314 -15.59 0.0001
2019-08-13 2019-06-30 13F AVALON HLDGS CLA 05343P109 149,398 -16,588 -9.99 372 -13.08 0.0001
2019-08-12 2019-03-31 13F/A-2 AVALON HLDGS CLA 05343P109 165,986 0 0.00 428 -2.73 0.0002
2019-05-10 2019-03-31 13F AVALON HLDGS CLA 05343P109 165,986 0 428
2019-02-26 2018-12-31 13F/A-1 AVALON HLDGS CLA 05343P109 165,986 -300 -0.18 440 -28.92 0.0002
2019-02-13 2018-12-31 13F AVALON HLDGS CLA 05343P109 165,986 -300 440
2018-11-13 2018-09-30 13F AVALON HLDGS CLA 05343P109 166,286 0 0.00 619 72.42 0.0002
2018-08-10 2018-06-30 13F AVALON HLDGS CLA 05343P109 166,286 -17,664 -9.60 359 -11.36 0.0001
2018-05-11 2018-03-31 13F AVALON HLDGS CLA 05343P109 183,950 0 0.00 405 10.05 0.0002
2018-02-12 2017-12-31 13F AVALON HLDGS CLA 05343P109 183,950 0 0.00 368 0.00 0.0002
2017-11-13 2017-09-30 13F AVALON HLDGS CLA 05343P109 183,950 -22,115 -10.73 368 -26.55 0.0002
2017-08-11 2017-06-30 13F AVALON HLDGS CLA 05343P109 206,065 0 0.00 501 3.94 0.0002
2017-05-12 2017-03-31 13F AVALON HLDGS CLA 05343P109 206,065 0 0.00 482 -20.72 0.0002
2017-02-09 2016-12-31 13F AVALON HLDGS CLA 05343P109 206,065 0 0.00 608 0.00 0.0003
2016-11-10 2016-09-30 13F AVALON HLDGS CLA 05343P109 206,065 0 0.00 608 26.67 0.0003
2016-08-09 2016-06-30 13F AVALON HLDGS CLA 05343P109 206,065 -3,874 -1.85 480 26.98 0.0003
2016-05-13 2016-03-31 13F AVALON HLDGS CLA 05343P109 209,939 0 0.00 378 -4.79 0.0002
2016-02-10 2015-12-31 13F AVALON HLDGS CLA 05343P109 209,939 0 0.00 397 -1.49 0.0002
2015-11-13 2015-09-30 13F AVALON HLDGS CLA 05343P109 209,939 -120 -0.06 403 -20.04 0.0003
2015-08-14 2015-06-30 13F AVALON HLDGS CLA 05343P109 210,059 -1,662 -0.78 504 -13.40 0.0003
2015-05-14 2015-03-31 13F AVALON HLDGS CLA 05343P109 211,721 0 0.00 582 4.86 0.0004
2015-02-06 2014-12-31 13F AVALON HLDGS CLA 05343P109 211,721 -214 -0.10 555 -29.39 0.0004
2014-11-13 2014-09-30 13F AVALON HLDGS CLA 05343P109 211,935 -1,900 -0.89 786 -14.75 0.0006
2014-08-08 2014-06-30 13F AVALON HLDGS CLA 05343P109 213,835 -700 -0.33 922 -14.71 0.0006
2014-05-14 2014-03-31 13F AVALON HLDGS CLA 05343P109 214,535 0 0.00 1,081 -3.14 0.0008
2014-02-12 2013-12-31 13F AVALON HLDGS CLA 05343P109 214,535 0 0.00 1,116 -3.63 0.0009
2013-11-13 2013-09-30 13F AVALON HLDGS CLA 05343P109 214,535 -250 -0.12 1,158 44.21 0.0010
2013-08-15 2013-06-30 13F AVALON HLDGS CLA 05343P109 214,785 214,785 803 0.0008
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.