Advent Convertible and Income Fund
US ˙ NYSE ˙ US00764C1099

SecurityAVK / Advent Convertible and Income Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership100,092 shares
Latest Disclosed Value $ 1,117,030
Advisor Group Holdings, Inc. reports 14.94% decrease in ownership of AVK / Advent Convertible and Income Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 100,092 shares of Advent Convertible and Income Fund (US:AVK) valued at $1,117,027 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 117,678 shares of Advent Convertible and Income Fund. This represents a change in shares of -14.94% during the quarter. The current value of the position is $1,273,170 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 100,092 -17,586 -14.94 1,117 -24.27 0.0010
2026-02-17 2025-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 117,678 -10,778 -8.39 1,476 -8.33 0.0022
2025-11-14 2025-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 128,456 930 0.73 1,610 4.21 0.0023
2025-09-04 2025-06-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 127,526 6,649 5.50 1,544 10.84 0.0027
2025-08-13 2025-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 111,101 -9,776 1,308 0.0015
2025-05-12 2025-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 120,877 9,630 8.66 1,394 6.42 0.0031
2025-06-06 2024-12-31 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 111,247 -5,626 -4.81 1,309 -4.59 0.0029
2025-02-07 2024-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 103,887 -12,986 1,220 0.0031
2024-11-13 2024-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 116,873 -6,424 -5.21 1,372 -6.60 0.0031
2024-08-13 2024-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 123,297 -35,764 -22.48 1,470 -22.64 0.0035
2024-05-10 2024-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 159,061 3,029 1.94 1,899 6.99 0.0042
2024-02-12 2023-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 156,032 -96,755 -38.28 1,776 -33.04 0.0031
2023-11-13 2023-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 252,787 99,550 64.96 2,652 47.69 0.0039
2023-08-21 2023-06-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 153,237 -31,663 -17.12 1,796 -16.00 0.0032
2023-08-10 2023-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 153,237 -31,663 1,796 0.0005
2023-05-12 2023-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 184,900 35,197 23.51 2,137 31.02 0.0040
2023-02-10 2022-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 149,703 -89,644 -37.45 1,632 -35.89 0.0033
2022-11-14 2022-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 239,347 -20,198 -7.78 2,544 -18.70 0.0058
2022-08-10 2022-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 259,545 -20,059 -7.17 3,129 -28.59 0.0069
2022-05-04 2022-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 279,604 -3,020 -1.07 4,382 -16.01 0.0085
2022-02-03 2021-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 282,624 5,238 1.89 5,217 4.61 0.0099
2021-11-05 2021-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 277,386 -8,695 -3.04 4,987 -9.61 0.0104
2021-08-02 2021-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 286,081 22,772 8.65 5,517 18.54 0.0119
2021-05-13 2021-03-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 263,309 15,099 6.08 4,654 13.48 0.0112
2021-02-10 2020-12-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 248,210 93,541 60.48 4,101 92.35 0.0110
2020-11-12 2020-09-30 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 154,669 15,998 11.54 2,132 17.53 0.0064
2020-08-14 2020-06-30 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 138,671 -27,202 -16.40 1,814 2.89 0.0061
2020-05-18 2020-03-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 165,873 165,873 1,763 0.0072
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.