ARK ETF Trust - ARK Innovation ETF
US ˙ BATS ˙ US00214Q1040

SecurityARKK / ARK ETF Trust - ARK Innovation ETF
InstitutionUsca Ria Llc
Latest Disclosed Ownership139,853 shares
Latest Disclosed Value $ 18,290,000
Usca Ria Llc reports 9.47% increase in ownership of ARKK / ARK ETF Trust - ARK Innovation ETF

On July 28, 2021 - Usca Ria Llc filed a 13F-HR form disclosing ownership of 139,853 shares of ARK ETF Trust - ARK Innovation ETF (US:ARKK) valued at $18,289,975 USD as of June 30, 2021. The entity filed a previous 13F-HR on April 27, 2021 disclosing 127,752 shares of ARK ETF Trust - ARK Innovation ETF. This represents a change in shares of 9.47% during the quarter. The current value of the position is $10,417,650 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-07-28 2021-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 139,853 12,101 9.47 18,290 19.36 1.1097
2021-04-27 2021-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 127,752 -1,231 -0.95 15,324 -4.56 1.0074
2021-01-27 2020-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 128,983 124,221 2,608.59 16,057 3,565.98 1.1272
2020-10-27 2020-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 4,762 795 20.04 438 54.77 0.0343
2020-08-13 2020-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 3,967 3,967 283 0.0250
2020-01-24 2019-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 0 -11,184 -100.00 0 -100.00
2019-11-07 2019-09-30 13F/A-1 ARK ETF TR INNOVATION ETF 00214Q104 11,184 69 0.62 480 -9.94 0.0472
2019-10-31 2019-09-30 13F ARK ETF TR INNOVATION ETF COM 00214Q104 11,184 69 480 45,776.4468
2019-08-14 2019-06-30 13F/A-1 ARK ETF TR INNOVATION ETF 00214Q104 11,115 11,115 533 0.0541
2019-08-02 2019-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 11,115 533
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.