ARK ETF Trust - ARK Innovation ETF
US ˙ BATS ˙ US00214Q1040

SecurityARKK / ARK ETF Trust - ARK Innovation ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership330,377 shares
Latest Disclosed Value $ 22,331,203
Advisor Group Holdings, Inc. reports 5.22% decrease in ownership of ARKK / ARK ETF Trust - ARK Innovation ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 330,377 shares of ARK ETF Trust - ARK Innovation ETF (US:ARKK) valued at $22,330,181 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 348,566 shares of ARK ETF Trust - ARK Innovation ETF. This represents a change in shares of -5.22% during the quarter. The current value of the position is $25,822,266 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 330,377 -18,189 -5.22 22,331 -16.72 0.0190
2026-02-17 2025-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 348,566 -23,322 -6.27 26,814 -9.98 0.0392
2025-11-14 2025-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 371,888 -10,748 -2.81 29,786 10.73 0.0417
2025-09-04 2025-06-30 13F/A-1 RK ETF TR INNOVATION ETF 00214Q104 382,636 -84,385 -18.07 26,899 21.04 0.0479
2025-08-13 2025-06-30 13F RK ETF TR INNOVATION ETF 00214Q104 391,107 -75,914 22,958 0.0265
2025-05-12 2025-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 467,021 1,285 0.28 22,223 -16.05 0.0495
2025-06-06 2024-12-31 13F/A-1 ARK ETF TR INNOVATION ETF 00214Q104 465,736 -69,494 -12.98 26,470 4.04 0.0594
2025-02-07 2024-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 376,103 -159,127 19,063 0.0486
2024-11-13 2024-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 535,230 -173,779 -24.51 25,441 -18.36 0.0574
2024-08-13 2024-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 709,009 -299,870 -29.72 31,163 -38.32 0.0736
2024-05-10 2024-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,008,879 -80,803 -7.42 50,525 -11.45 0.1129
2024-02-12 2023-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,089,682 -269,330 -19.82 57,058 5.87 0.0998
2023-11-13 2023-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 1,359,012 118,064 9.51 53,894 -1.63 0.0796
2023-08-21 2023-06-30 13F/A-1 ARK ETF TR INNOVATION ETF 00214Q104 1,240,948 -64,764 -4.96 54,786 4.04 0.0984
2023-08-10 2023-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 1,240,948 -64,764 54,786 0.0148
2023-05-12 2023-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,305,712 -87,766 -6.30 52,661 20.97 0.0991
2023-02-10 2022-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,393,478 303,296 27.82 43,533 5.83 0.0882
2022-11-14 2022-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 1,090,182 21,031 1.97 41,135 -3.60 0.0940
2022-08-10 2022-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 1,069,151 46,529 4.55 42,671 -36.13 0.0941
2022-05-04 2022-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,022,622 -2,443 -0.24 66,806 -31.15 0.1296
2022-02-03 2021-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,025,065 -7,204 -0.70 97,034 -14.98 0.1837
2021-11-05 2021-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 1,032,269 -60,700 -5.55 114,128 -20.08 0.2378
2021-08-02 2021-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 1,092,969 20,039 1.87 142,808 10.92 0.3091
2021-05-13 2021-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 1,072,930 284,389 36.07 128,743 31.12 0.3097
2021-02-10 2020-12-31 13F ARK ETF TR INNOVATION ETF 00214Q104 788,541 193,291 32.47 98,189 81.36 0.2622
2020-11-12 2020-09-30 13F ARK ETF TR INNOVATION ETF 00214Q104 595,250 277,026 87.05 54,141 142.53 0.1620
2020-08-14 2020-06-30 13F ARK ETF TR INNOVATION ETF 00214Q104 318,224 128,046 67.33 22,323 173.94 0.0749
2020-05-18 2020-03-31 13F ARK ETF TR INNOVATION ETF 00214Q104 190,178 190,178 8,149 0.0334
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.